DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from People'S United Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jarrod Saburo Imatani | People'S United Advisors, Inc. bank affiliated | D.A. Davidson & Co. independent RIA | Other | Feb 8, 2024 | Mar 12, 2024 (33 d) |
| Max Johann Rooney | People'S United Advisors, Inc. bank affiliated | LPL Financial LLC BD affiliated | Other | Nov 15, 2023 | Jun 8, 2023 |
| Robert Harvard Kinnie | People'S United Advisors, Inc. bank affiliated | Napatree Capital LLC independent RIA | Other | Aug 28, 2023 | Aug 22, 2023 |
| Emily Sui-Ling Medrek | People'S United Advisors, Inc. bank affiliated | LPL Financial LLC BD affiliated | Other | Apr 25, 2023 | Mar 3, 2026 (1043 d) |
| Chet Dylan Schwartz | People'S United Advisors, Inc. bank affiliated | LPL Financial LLC independent RIA | Other | Apr 19, 2023 | Jan 13, 2023 |
| William Thomas Spencer | People'S United Advisors, Inc. mixed wealth | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2022 | Mar 17, 2023 (76 d) |
| Charles Lyon Olson | People'S United Advisors, Inc. mixed wealth | Connecticut Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2022 | May 4, 2023 (124 d) |
| Thomas Alfred Sawyer | People'S United Advisors, Inc. mixed wealth | Wellth Advisory Services, LLC other | Other | Dec 31, 2022 | Mar 27, 2025 (817 d) |
| William Albert Jollie | People'S United Advisors, Inc. mixed wealth | Quent Capital, LLC independent RIA | RIA to RIA | Dec 31, 2022 | Jun 13, 2024 (530 d) |
| David Jack Dixon | People'S United Advisors, Inc. mixed wealth | Bradley Foster & Sargent Inc independent RIA | RIA to RIA | Dec 31, 2022 | Sep 25, 2024 (634 d) |
| Stephen Robert Johnson | People'S United Advisors, Inc. mixed wealth | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2022 | Jan 16, 2024 (381 d) |
| Neha Grover | People'S United Advisors, Inc. mixed wealth | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Dec 31, 2022 | Jun 25, 2025 (907 d) |
| Zuzana Kuzelova Brochu | People'S United Advisors, Inc. mixed wealth | Mascoma Wealth Management independent RIA | RIA to RIA | Dec 31, 2022 | Jan 12, 2023 |
| Christopher Alcorn Childs | People'S United Advisors, Inc. mixed wealth | Penobscot Investment Management Company, Inc. independent RIA | RIA to RIA | Dec 31, 2022 | Jun 5, 2023 (156 d) |
| Nehal Suren | People'S United Advisors, Inc. mixed wealth | First Manhattan Co. LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2022 | Jul 21, 2026 (1298 d) |
| Curtis Oneal Irby | People'S United Advisors, Inc. mixed wealth | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 11, 2022 | Aug 16, 2023 (309 d) |
| Christine Stafstrom | People'S United Advisors, Inc. mixed wealth | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Sep 12, 2022 | Dec 12, 2022 (91 d) |
| Roberta Preis Anderson | People'S United Advisors, Inc. mixed wealth | Wells Fargo Advisors wirehouse | RIA to wirehouse | Sep 8, 2022 | Mar 21, 2024 (560 d) |
| Alexander George Moody | People'S United Advisors, Inc. mixed wealth | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 2, 2022 | Jun 16, 2023 (287 d) |
| Daniel A. Roberts | People'S United Advisors, Inc. mixed wealth | Fiscal Wisdom Wealth Management LLC independent RIA | RIA to RIA | Aug 25, 2022 | Sep 2, 2025 (1104 d) |
| Saundra Hudspeth | People'S United Advisors, Inc. mixed wealth | Ip Financial Advisory Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 25, 2022 | Mar 6, 2024 (559 d) |
| David Lawrence Murphy | People'S United Advisors, Inc. mixed wealth | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 19, 2022 | Mar 27, 2025 (1073 d) |
| Marcy B Smith | People'S United Advisors, Inc. mixed wealth | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Apr 19, 2022 | Sep 27, 2022 (161 d) |
| Lorna Hallenbeck Barham | People'S United Advisors, Inc. mixed wealth | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 14, 2022 | Jul 14, 2025 (1187 d) |
| Jeffrey Quinn | People'S United Advisors, Inc. mixed wealth | LPL Financial LLC independent RIA | RIA to RIA | Apr 11, 2022 | Apr 4, 2022 |
| Eugene A Daponte | People'S United Advisors, Inc. mixed wealth | Bradley Foster & Sargent Inc independent RIA | RIA to RIA | Mar 11, 2022 | Nov 8, 2022 (242 d) |
| Peter Jay Kirschenbaum | People'S United Advisors, Inc. mixed wealth | Bradley Foster & Sargent Inc independent RIA | RIA to RIA | Dec 23, 2021 | Dec 13, 2021 |
| Keri Robyn Primack | People'S United Advisors, Inc. mixed wealth | Quent Capital, LLC independent RIA | RIA to RIA | Dec 23, 2021 | Mar 8, 2022 (75 d) |
| Brian Keith Mckoy | People'S United Advisors, Inc. mixed wealth | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 11, 2021 | Dec 15, 2021 (34 d) |
| Matthew Sexton | People'S United Advisors, Inc. mixed wealth | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 29, 2021 | Dec 15, 2021 (47 d) |
| David L Jaeger | People'S United Advisors, Inc. mixed wealth | Key Investment Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 18, 2021 | Jun 21, 2023 (611 d) |
| Francis Gallo | People'S United Advisors, Inc. mixed wealth | Sanctuary Advisors, LLC independent RIA | RIA to RIA | Sep 10, 2021 | Sep 13, 2021 |
| Jeffrey Blake Nowell | People'S United Advisors, Inc. mixed wealth | Mascoma Wealth Management independent RIA | RIA to RIA | Sep 10, 2021 | Sep 24, 2021 |
| Bethany J Dubuque | People'S United Advisors, Inc. mixed wealth | Mascoma Wealth Management independent RIA | RIA to RIA | Sep 10, 2021 | Apr 12, 2023 (579 d) |
| Kiran Kumar Devarapalli | People'S United Advisors, Inc. mixed wealth | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2021 | Jul 23, 2021 |
| Justin Michael Neuwirt | People'S United Advisors, Inc. mixed wealth | First Manhattan Co independent RIA | RIA to RIA | Apr 8, 2021 | Apr 9, 2021 |
| Jacqueline Steczkowski | People'S United Advisors, Inc. mixed wealth | Essex Financial Services, Inc. independent RIA | RIA to RIA | Apr 6, 2021 | Apr 20, 2021 |
| Michael J Neff | People'S United Advisors, Inc. mixed wealth | R M Davis Inc independent RIA | RIA to RIA | Sep 9, 2020 | Feb 7, 2021 (151 d) |
| Paul Richard Duquette | People'S United Advisors, Inc. mixed wealth | People'S Securities, Inc. no RAUM | Other | Jan 29, 2020 | Nov 13, 2018 |
| Steven Scott Smith | People'S United Advisors, Inc. mixed wealth | Osaic Institutions, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 13, 2019 | Oct 25, 2019 |
| Gregg Scott Fisher | People'S United Advisors, Inc. mixed wealth | Quent Capital, LLC independent RIA | RIA to RIA | Nov 11, 2019 | Feb 19, 2021 (466 d) |
| Christopher Anthony Dende | People'S United Advisors, Inc. mixed wealth | First Manhattan Co. LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 7, 2019 | Feb 16, 2023 (1289 d) |
| Raymond Scott Panek | People'S United Advisors, Inc. mixed wealth | Estate Planners Of New England, LLC other | Other | Jul 3, 2019 | Sep 24, 2019 (83 d) |
| Stanislav Nedzhetskiy | People'S United Advisors, Inc. mixed wealth | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 29, 2019 | May 25, 2021 (757 d) |
| Mark Stanley Cross-Powers | People'S United Advisors, Inc. mixed wealth | Osaic Institutions, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 15, 2019 | Jun 10, 2019 (56 d) |
| Joseph M. Bonanno | People'S United Advisors, Inc. mixed wealth | LPL Financial LLC independent RIA | RIA to RIA | Mar 4, 2019 | Feb 26, 2019 |
| Curt Arri Schultzberg | People'S United Advisors, Inc. mixed wealth | American Portfolios Advisors, Inc independent RIA | RIA to RIA | Jan 22, 2019 | Mar 11, 2019 (48 d) |
| Leisl Lissfelt Langevin | People'S United Advisors, Inc. mixed wealth | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Jan 22, 2019 | May 1, 2019 (99 d) |
| Daniel Winston Maurer | People'S United Advisors, Inc. independent RIA | Global Financial Private Capital, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 18, 2018 | Aug 3, 2018 (46 d) |
| Emily Cunningham | People'S United Advisors, Inc. independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Jun 18, 2018 | Jun 25, 2018 |
| Antonio Bentu Rodrigues | People'S United Advisors, Inc. independent RIA | Procyon Institutional Partners, LLC institutional | Other | May 21, 2018 | May 17, 2018 |
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51 moves match.