DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Kms Financial Services, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Julie Ann SislerKms Financial Services, Inc otherEdward Jones national BDOtherDec 15, 2011Feb 14, 2014 (792 d)
Eric O LeeKms Financial Services, Inc otherLifelong Investment Management Services LLC state registeredOtherNov 18, 2011Nov 25, 2011
Tyler Coughlin SimonesKms Financial Services, Inc otherLPL Financial LLC otherOtherAug 18, 2011Aug 18, 2011
Arnold Troy ReinhartKms Financial Services, Inc otherNorthwest Quadrant Wealth Management otherOtherAug 18, 2011Aug 18, 2011
Lauren Michele ReedKms Financial Services, Inc otherPhillips & Company otherOtherAug 15, 2011Sep 9, 2011
Frank Edward MontesKms Financial Services, Inc otherTorrey Pines Financial, Inc. state registeredOtherJul 15, 2011Jun 23, 2017 (2170 d)
Timothy G MassieKms Financial Services, Inc otherTimepiece Financial Planning, Inc. state registeredOtherJun 8, 2011Sep 29, 2011 (113 d)
Adelaide Leslie GrimmKms Financial Services, Inc otherLPL Financial LLC otherOtherDec 31, 2010Dec 20, 2012 (720 d)
David Carl GratkeKms Financial Services, Inc otherGratke Wealth, LLC otherOtherOct 13, 2010Nov 26, 2024 (5158 d)
Sean S. ComptonKms Financial Services, Inc otherValic Financial Advisors, Inc. otherOtherJul 16, 2010Jul 27, 2010
Jason Allen SmithKms Financial Services, Inc otherHausman Advisors, LLC otherOtherJun 1, 2010Jun 16, 2010
Stephanie Lynn DavisKms Financial Services, Inc otherWaddell & Reed otherOtherMay 5, 2010Jun 30, 2010 (56 d)
Vernon Joseph KlassenKms Financial Services, Inc otherValic Financial Advisors, Inc. otherOtherApr 5, 2010Apr 9, 2010
Craig Jon OlsonKms Financial Services, Inc otherVergepointe Wealth Management, LLC otherOtherNov 23, 2009Oct 28, 2009
Scott Jay RobertsKms Financial Services, Inc otherVergepointe Wealth Management, LLC otherOtherNov 23, 2009Oct 26, 2009
Matthew David VanceKms Financial Services, Inc otherVergepointe Wealth Management, LLC otherOtherNov 23, 2009Oct 26, 2009
Victor Lee HessKms Financial Services, Inc otherTrustmont Advisory Group, Inc. otherOtherNov 11, 2009Mar 3, 2010 (112 d)
Wendy Lee ConnorsKms Financial Services, Inc otherLPL Financial LLC otherOtherNov 5, 2009Nov 13, 2009
Donald Lee WellsKms Financial Services, Inc otherTitan Securities unclassifiedOtherSep 23, 2009Dec 22, 2017 (3012 d)
Joel Alphonse JohnsonKms Financial Services, Inc otherThrivent Investment Management Inc. otherOtherFeb 10, 2009Feb 11, 2009
Jeffrey Joseph SchultzKms Financial Services, Inc otherPacific West Financial Consultants Inc otherOtherAug 1, 2008Aug 14, 2008
Joe Michael ChinKms Financial Services, Inc otherBeechwood Wealth Advisors, LLC unclassifiedOtherApr 22, 2008Jul 9, 2008 (78 d)
Timothy Frank NausinKms Financial Services, Inc otherWaddell & Reed otherOtherMar 4, 2008Mar 18, 2008
Laura Gerber BruceKms Financial Services, Inc otherAlaska Permanent Capital Management, LLC otherOtherNov 30, 2007Feb 7, 2008 (69 d)
Donnie James CarpenterKms Financial Services, Inc otherAlison, LLC otherOtherJun 29, 2007Feb 2, 2007
Roger Stephen ScottKms Financial Services, Inc otherScott Value Investing state registeredOtherMay 31, 2007Aug 9, 2017 (3723 d)
Christopher James NoltKms Financial Services, Inc otherIndependent Financial Group, LLC otherOtherApr 12, 2007May 2, 2007
Jason Edgar PolanskyKms Financial Services, Inc otherJ.P. Capital Management, Inc. otherOtherDec 31, 2006Jun 11, 2010 (1258 d)
Craig Jared KlaasKms Financial Services, Inc otherKlaas Financial Asset Advisors, LLC. otherOtherNov 30, 2006Mar 8, 2007 (98 d)
Jeremy Scott DespainKms Financial Services, Inc otherAdvent Capital Strategies, LLC state registeredOtherJul 21, 2006Jan 10, 2023 (6017 d)
Andre Nicholas ListerKms Financial Services, Inc otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 26, 2006May 26, 2006
Christopher Lawrence NelsonKms Financial Services, Inc otherStancorp Investment Advisers, Inc. otherOtherFeb 13, 2006Apr 26, 2007 (437 d)
Douglas Reed BeanKms Financial Services, Inc otherSnider Financial Group otherOtherOct 31, 2005Nov 18, 2005
Lawrence LeeKms Financial Services, Inc otherKalos Management otherOtherOct 28, 2005Feb 1, 2006 (96 d)
Cheryl Lynn KitashimaKms Financial Services, Inc otherCentaurus Financial, Inc. otherOtherJun 20, 2005Jun 20, 2005
Heather M.K. WonderlyKms Financial Services, Inc otherAkt Wealth Advisors, LP unclassifiedOtherFeb 11, 2005Mar 10, 2005
Todd Duane PorterfieldKms Financial Services, Inc otherVoya Financial Partners, LLC otherOtherDec 31, 2004Apr 19, 2005 (109 d)
Mari Elizabeth HowellKms Financial Services, Inc otherWells Fargo Advisors wirehouseOtherDec 31, 2004Dec 21, 2012 (2912 d)
Jeffrey Ryan GriswoldKms Financial Services, Inc otherSalem Asset Management, LLC otherOtherDec 31, 2004Jan 12, 2005
Alan Dale GammelKms Financial Services, Inc otherSummit Capital Advisors unclassifiedOtherJun 30, 2004Jul 2, 2004
Timothy John CooperKms Financial Services, Inc otherFinancial Telesis, Inc. otherOtherDec 31, 2003Oct 23, 2008 (1758 d)
George Christopher ChobanyKms Financial Services, Inc otherSagepoint Financial, Inc. otherOtherMay 5, 2003Mar 30, 2009 (2156 d)
Page 4 of 4Previous
222 moves match.