DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Osaic Fa, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Ariola | Osaic Fa, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2024 | May 3, 2024 |
| Keith Charles Piscitello | Osaic Fa, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2024 | May 6, 2024 |
| Silvestro Raymond Fabrizio | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2024 | May 2, 2024 |
| Michael Werner Stock | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2024 | May 2, 2024 |
| Mark Jerome O'Sickey | Osaic Fa, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 3, 2024 | May 2, 2024 |
| James Magyari | Osaic Fa, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 3, 2024 | May 2, 2024 |
| Nick Harris Meyers | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | May 2, 2024 |
| Philip Ross Stern | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | May 1, 2024 |
| Ryan Phillip Moore | Osaic Fa, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | Sep 10, 2025 (496 d) |
| Jeffrey Todd Brewer | Osaic Fa, Inc. BD affiliated | Creative Planning Institutional Advisors, LLC institutional | Other | May 2, 2024 | Jul 20, 2026 (809 d) |
| Clark W Newell | Osaic Fa, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | Jan 15, 2026 (623 d) |
| Robert Argo Cowsert | Osaic Fa, Inc. BD affiliated | Ifg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2024 | Aug 28, 2025 (483 d) |
| John Worden Dennis | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 1, 2024 |
| Ryan Adam Guss | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 1, 2024 |
| Herbert Crawford Gates | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2024 | Apr 30, 2024 |
| Tara Lynn Blair | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2024 | Apr 29, 2024 |
| Dennis Franklin Henks | Osaic Fa, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2024 | May 3, 2024 |
| Robert Raymond Boucher | Osaic Fa, Inc. BD affiliated | The Oak Ridge Financial Services Group, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2024 | Apr 29, 2024 |
| Ryan Christopher Rayburn | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2024 | Apr 25, 2024 |
| Risdon Ernest Woodard | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2024 | Apr 24, 2024 |
| Jeffrey Bruce Horowitz | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2024 | Apr 22, 2024 |
| Carolyn Ann Pratt | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2024 | Apr 24, 2024 |
| Nathan Robert Truax | Osaic Fa, Inc. BD affiliated | Centura Wealth Advisory independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2024 | Apr 23, 2024 |
| Allen D Wandle | Osaic Fa, Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | Jul 11, 2024 (79 d) |
| Todd Alan Stanard | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2024 | Apr 19, 2024 |
| Curtis Samuel Krietzberg | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2024 | Apr 19, 2024 |
| Karen Lynn Flannery | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2024 | Apr 23, 2024 |
| Brandon Apisa | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2024 | Apr 22, 2024 |
| David Michael Krietzberg | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2024 | Apr 19, 2024 |
| Francis R Hackett | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2024 | Apr 19, 2024 |
| Seamus Joseph Whalen | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2024 | Apr 22, 2024 |
| Ryan Witt | Osaic Fa, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 19, 2024 | Apr 16, 2024 |
| Brooke Juliana Vaccaro | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2024 | Apr 19, 2024 |
| Marc A Turzo | Osaic Fa, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2024 | Aug 14, 2024 (120 d) |
| Theresa Marie Yong | Osaic Fa, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2024 | Jan 24, 2025 (287 d) |
| Marci Stier | Osaic Fa, Inc. BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 9, 2024 | Oct 17, 2024 (191 d) |
| Michael Niewiadomski | Osaic Fa, Inc. BD affiliated | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2024 | May 8, 2024 |
| Alexander Sixbey | Osaic Fa, Inc. BD affiliated | Four Points Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2024 | Mar 25, 2026 (719 d) |
| Dean J Dipierro | Osaic Fa, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2024 | Apr 3, 2024 |
| Scott Anthony Lopresti | Osaic Fa, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Apr 3, 2024 |
| Brian Ashley Martin | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Apr 1, 2024 |
| Thomas John Shopa | Osaic Fa, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Mar 26, 2024 |
| Willilam Mclaughlin | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2024 | Apr 25, 2024 |
| Kevin John Gianfortune | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2024 | Mar 22, 2024 |
| Walter Armand Eife | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2024 | Mar 22, 2024 |
| Stephen Vincent Melchiorre | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2024 | Mar 22, 2024 |
| James Owens | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2024 | Mar 22, 2024 |
| Donna M Teets | Osaic Fa, Inc. BD affiliated | Almanack Investment Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2024 | Apr 2, 2024 |
| Brian Michael Pflaum | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Mar 7, 2024 |
| Richard A Sterling | Osaic Fa, Inc. BD affiliated | Pacer Advisors, Inc. asset manager | Other | Feb 26, 2024 | Mar 4, 2024 |
| Kendyl Lynn Roundtree | Osaic Fa, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Feb 14, 2024 |
| Donald Joseph Magdon | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Feb 6, 2024 |
| Christian Philip Buzzanca | Osaic Fa, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Feb 2, 2024 |
| Matthew Paul Kelley | Osaic Fa, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Feb 21, 2024 |
| Zachary Ryan Schoeck | Osaic Fa, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Mar 1, 2024 |
| William F Rugen | Osaic Fa, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2024 | Feb 1, 2024 |
| Beren S. Anderson | Osaic Fa, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2024 | Jan 25, 2024 |
| Christina Mary Dell'Aquila | Osaic Fa, Inc. BD affiliated | Victrix Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2024 | Aug 18, 2025 (587 d) |
| Nathan D. Bilotta | Osaic Fa, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Dec 4, 2023 | Jan 10, 2024 (37 d) |
| John Allen Stoner | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2023 | Nov 30, 2023 |
1,675 moves match.