DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Hornor, Townsend & Kent, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dennis M Palmerini | Hornor, Townsend & Kent, LLC BD affiliated | Blackridge Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2019 | Dec 24, 2019 (89 d) |
| Ryan Christopher Gehsmann | Hornor, Townsend & Kent, LLC BD affiliated | Adaptfirst Investments LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 10, 2019 | Sep 13, 2019 |
| Rene C Tamez | Hornor, Townsend & Kent, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2019 | Nov 19, 2019 (84 d) |
| Francis Matthew Walsh | Hornor, Townsend & Kent, LLC BD affiliated | Opulus independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2019 | Aug 20, 2019 |
| Ryan Barry Greiser | Hornor, Townsend & Kent, LLC BD affiliated | Opulus independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2019 | Aug 16, 2019 |
| Michael Dean Jund | Hornor, Townsend & Kent, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2019 | Aug 10, 2021 (734 d) |
| Sheldon Douglas Sweeney | Hornor, Townsend & Kent, LLC BD affiliated | Snider Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2019 | Aug 21, 2019 |
| Travis Matthew Ewell | Hornor, Townsend & Kent, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2019 | Jul 29, 2019 |
| Zachary J. Rowe | Hornor, Townsend & Kent, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 14, 2019 | Jun 17, 2019 |
| Shane Dale Dir | Hornor, Townsend & Kent, LLC BD affiliated | Onedigital institutional | Other | Jun 4, 2019 | May 31, 2019 |
| Salvatore Mondello | Hornor, Townsend & Kent, LLC BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2019 | Oct 23, 2020 (513 d) |
| Daniel Kingma | Hornor, Townsend & Kent, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 21, 2019 | Jul 11, 2019 (51 d) |
| Gary Ernest Pugh | Hornor, Townsend & Kent, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2019 | Jul 1, 2019 (48 d) |
| Oracio Joseph Cappello | Hornor, Townsend & Kent, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2019 | Jun 10, 2019 (38 d) |
| William Howell Cullens | Hornor, Townsend & Kent, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 1, 2019 | Apr 30, 2019 |
| Ralph Lanier Rhodes | Hornor, Townsend & Kent, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 1, 2019 | Apr 30, 2019 |
| Kyle Theodorescu | Hornor, Townsend & Kent, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 30, 2019 | Jul 31, 2019 (92 d) |
| Jamison Shireman | Hornor, Townsend & Kent, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2019 | Mar 26, 2020 (351 d) |
| Nils Alain Nolan | Hornor, Townsend & Kent, LLC BD affiliated | Ilg Private Wealth, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 1, 2019 | Mar 29, 2019 |
| Frances Rutchik Gardner | Hornor, Townsend & Kent, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2019 | Feb 13, 2019 |
| Patrick Kincanon Wallace | Hornor, Townsend & Kent, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2019 | Feb 13, 2019 |
| Andrew Rutchik Gardner | Hornor, Townsend & Kent, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2019 | Feb 13, 2019 |
| Kyle Mcguffey | Hornor, Townsend & Kent, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2019 | Feb 13, 2019 |
| David Edgar Carbajal | Hornor, Townsend & Kent, LLC BD affiliated | Wealth Development Strategies Investment Advisory, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 1, 2019 | Nov 17, 2016 |
| Teddy William Awuah | Hornor, Townsend & Kent, LLC BD affiliated | Wealth Development Strategies Investment Advisory, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 22, 2019 | Jan 1, 2018 |
| Lance Alan Sevier | Hornor, Townsend & Kent, LLC BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2019 | Feb 20, 2019 |
| Daniel Gerald Gomez | Hornor, Townsend & Kent, LLC BD affiliated | Dfpg Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2019 | Mar 4, 2019 |
| Tabeetha Marie Moesinger | Hornor, Townsend & Kent, LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2019 | Mar 14, 2019 (44 d) |
| Margaret Anne Haslach | Hornor, Townsend & Kent, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2019 | Jan 25, 2019 |
| Lorelle Kaye Farber | Hornor, Townsend & Kent, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2019 | Jan 24, 2019 |
| Joshua David Tenzler | Hornor, Townsend & Kent, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 24, 2019 | Aug 21, 2019 (209 d) |
| Brendan Joseph Smith | Hornor, Townsend & Kent, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2018 | Jan 16, 2019 |
| Jorge Bustamante | Hornor, Townsend & Kent, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 21, 2018 | Jun 26, 2019 (187 d) |
| David Eduardo Bustamante | Hornor, Townsend & Kent, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 21, 2018 | Oct 22, 2021 (1036 d) |
| Edward Gene Robinson | Hornor, Townsend & Kent, LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2018 | Feb 15, 2019 (71 d) |
| Joseph James Jansen | Hornor, Townsend & Kent, LLC BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Nov 29, 2018 | Nov 28, 2018 |
| Courtney Dannielle Lewis-Williams | Hornor, Townsend & Kent, LLC BD affiliated | Wealth Development Strategies Investment Advisory, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 27, 2018 | Jul 2, 2016 |
| Gregory Carl Drozdow | Hornor, Townsend & Kent, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2018 | Nov 30, 2018 |
| Jered Roger Hunt | Hornor, Townsend & Kent, LLC BD affiliated | Prevail Innovative Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2018 | Oct 29, 2020 (711 d) |
| Barrett James Henry | Hornor, Townsend & Kent, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2018 | Nov 5, 2018 |
| Scott Norman Settle | Hornor, Townsend & Kent, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2018 | Nov 5, 2018 |
| Alexander Logan Reed | Hornor, Townsend & Kent, LLC BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2018 | Oct 29, 2018 |
| Jan Frederick Sedlacek | Hornor, Townsend & Kent, LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2018 | Oct 26, 2018 |
| Alan Scott Meckler | Hornor, Townsend & Kent, LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2018 | Oct 26, 2018 |
| Nadia G Daoud | Hornor, Townsend & Kent, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2018 | Oct 3, 2019 (352 d) |
| John J Mclaughlin | Hornor, Townsend & Kent, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Oct 16, 2018 | Oct 5, 2018 |
| Douglas F Grant | Hornor, Townsend & Kent, LLC BD affiliated | Barrister state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 27, 2018 | Sep 27, 2018 |
| Lucas Flores | Hornor, Townsend & Kent, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2018 | May 15, 2019 (243 d) |
| Josephine Olmstead | Hornor, Townsend & Kent, LLC BD affiliated | Wealth Development Strategies Investment Advisory, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 13, 2018 | Sep 8, 2017 |
| Kevin Peter Zebrowski | Hornor, Townsend & Kent, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2018 | Oct 29, 2018 (49 d) |
| Mark Andrew Paganelli | Hornor, Townsend & Kent, LLC BD affiliated | Mark Andrew Paganelli state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 5, 2018 | Jun 1, 2021 (1000 d) |
| Connor Scott Black | Hornor, Townsend & Kent, LLC BD affiliated | Threadline Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2018 | Oct 9, 2018 (34 d) |
| Anthony Joseph Ratkiewicz | Hornor, Townsend & Kent, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2018 | Aug 27, 2018 |
| Tinh Trong Vu | Hornor, Townsend & Kent, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2018 | Jul 27, 2018 |
| Derrick K T Kim | Hornor, Townsend & Kent, LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2018 | Aug 1, 2018 |
| Jacob Charles Scarminach | Hornor, Townsend & Kent, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2018 | May 16, 2019 (288 d) |
| Richard Albert Long | Hornor, Townsend & Kent, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2018 | Jul 31, 2018 |
| James Kim | Hornor, Townsend & Kent, LLC BD affiliated | On Investment Management Co BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2018 | Aug 2, 2018 |
| Matthew James Worthington | Hornor, Townsend & Kent, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2018 | Jul 16, 2018 |
| Michael Todd Rossman | Hornor, Townsend & Kent, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2018 | Jul 16, 2018 |
845 moves match.