DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Morgan Keegan & Company, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher BoldingMorgan Keegan & Company, LLC otherSterne Agee Asset Management, Inc. otherOtherOct 24, 2008Oct 24, 2008
Jonathan Martin VilaMorgan Keegan & Company, LLC otherBanc Of America Investment Services, Inc. unclassifiedOtherOct 14, 2008Oct 17, 2008
Anne Cole BillingsMorgan Keegan & Company, LLC otherJ.J.B. Hilliard, W.L. Lyons, LLC otherOtherOct 9, 2008Oct 9, 2008
Wendy Kaye PenrodMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherOct 9, 2008Apr 27, 2009 (200 d)
James Mason CousinsMorgan Keegan & Company, LLC otherSovereign Wealth Management Inc unclassifiedOtherOct 1, 2008Jul 13, 2009 (285 d)
Genan Marie KirbyMorgan Keegan & Company, LLC otherRaymond James Financial Services, Inc. unclassifiedOtherSep 29, 2008Nov 6, 2008 (38 d)
Hal Bradley ButlerMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherSep 22, 2008Sep 30, 2008
Kevin William WolnikMorgan Keegan & Company, LLC otherIdb Capital Corp. unclassifiedOtherSep 5, 2008Sep 9, 2008
Scott William RiesenMorgan Keegan & Company, LLC otherTd Ameritrade, Inc. no RAUMOtherSep 5, 2008Jan 30, 2009 (147 d)
Craig Stephen TownsendMorgan Keegan & Company, LLC otherRed Hills Capital, LLC state registeredOtherAug 25, 2008Dec 20, 2017 (3404 d)
Christopher Michael BellMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 20, 2008Aug 20, 2008
Martin Ellerbe FerraraMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherAug 12, 2008Aug 20, 2008
James Philip HeltonMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherAug 12, 2008Aug 14, 2008
Adam McconnellMorgan Keegan & Company, LLC otherCitigroup Global Markets Inc. otherOtherAug 12, 2008Aug 8, 2008
Nathaniel William KlitzingMorgan Keegan & Company, LLC otherCambridge Capital Management, LLC otherOtherAug 12, 2008Aug 28, 2008
Danielle Dabney HarmonMorgan Keegan & Company, LLC otherFintrust Investment Advisory Services, LLC otherOtherAug 8, 2008Apr 7, 2009 (242 d)
John CiminoMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherJul 31, 2008May 4, 2009 (277 d)
Johnathon Leland CopeMorgan Keegan & Company, LLC otherBanc Of America Investment Services, Inc. unclassifiedOtherJul 29, 2008Aug 6, 2008
Beverly Leann BarnesMorgan Keegan & Company, LLC otherTrustcore Financial Services, LLC otherOtherJul 8, 2008Mar 3, 2009 (238 d)
Jeffrey Alan PhillipsMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherJul 7, 2008Jun 27, 2008
James WolslagerMorgan Keegan & Company, LLC otherCitigroup Global Markets Inc. otherOtherJun 30, 2008Jun 27, 2008
George Jeffrey EddsMorgan Keegan & Company, LLC otherRaymond James & Associates, Inc. national BDOtherJun 4, 2008Jun 4, 2008
Tim I CherryMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherMay 27, 2008Jul 11, 2008 (45 d)
Christopher Louis HutsonMorgan Keegan & Company, LLC otherValic Financial Advisors, Inc. otherOtherMay 27, 2008May 28, 2008
Christopher Michael HerrmannMorgan Keegan & Company, LLC otherDavid A. Noyes & Company otherOtherMay 27, 2008May 30, 2008
Warren Lovett EdgeMorgan Keegan & Company, LLC otherCitigroup Global Markets Inc. otherOtherMay 20, 2008May 23, 2008
Justin M GriffinMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 20, 2008May 16, 2008
James Jarrell PrinceMorgan Keegan & Company, LLC otherRaymond James & Associates, Inc. national BDOtherMay 19, 2008May 16, 2008
Christopher Patrick FleischmannMorgan Keegan & Company, LLC otherFoundation Resource Management, Inc. otherOtherMay 19, 2008Sep 18, 2008 (122 d)
Robert Durham BlackfordMorgan Keegan & Company, LLC otherRaymond James & Associates, Inc. national BDOtherMay 19, 2008May 16, 2008
Stacy L DavisMorgan Keegan & Company, LLC otherCitigroup Global Markets Inc. otherOtherMay 19, 2008May 16, 2008
Greg ScottMorgan Keegan & Company, LLC otherRaymond James Financial Services, Inc. unclassifiedOtherMay 19, 2008May 20, 2008
John Dow CrockerMorgan Keegan & Company, LLC otherRaymond James & Associates, Inc. national BDOtherMay 19, 2008May 20, 2008
Brandon Reed BarileMorgan Keegan & Company, LLC otherBanc Of America Investment Services, Inc. unclassifiedOtherMay 15, 2008May 14, 2008
George Bradley MooreMorgan Keegan & Company, LLC otherBancorpsouth Investment Services, Inc. otherOtherMay 6, 2008May 13, 2008
William Rex ZeanahMorgan Keegan & Company, LLC otherMorgan Stanley & Co. LLC unclassifiedOtherMay 5, 2008May 2, 2008
April D WallaceMorgan Keegan & Company, LLC otherMorgan Stanley & Co. LLC unclassifiedOtherMay 5, 2008May 2, 2008
James Albert MeironMorgan Keegan & Company, LLC otherSuntrust Investment Services, Inc. otherOtherApr 14, 2008Apr 28, 2008
Ryan Thomas SchaferMorgan Keegan & Company, LLC otherTruist Advisory Services, Inc. BD affiliatedOtherApr 14, 2008May 17, 2022 (5146 d)
Timothy Brian WallsMorgan Keegan & Company, LLC otherSecurities America Advisors, Inc. otherOtherApr 11, 2008Apr 11, 2008
Benjamin Thomas BassMorgan Keegan & Company, LLC otherRaymond James Financial Services Advisors, Inc otherOtherApr 10, 2008Jul 13, 2012 (1555 d)
Haygood SeawellMorgan Keegan & Company, LLC otherStanford Group Company unclassifiedOtherApr 8, 2008Apr 17, 2008
Aaron Michael NelsonMorgan Keegan & Company, LLC otherStanford Group Company unclassifiedOtherApr 8, 2008Apr 10, 2008
John Roland RoussellMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherApr 4, 2008Apr 4, 2008
Colleen Coyle CowanMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherApr 3, 2008Apr 3, 2008
Patrick Jordan CongerMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherApr 1, 2008Mar 31, 2008
Elizabeth Anne WorsnopMorgan Keegan & Company, LLC otherRaymond James & Associates, Inc. national BDOtherMar 28, 2008Mar 27, 2008
Stephen Howard RiddleMorgan Keegan & Company, LLC otherInvestment Professionals, Inc. otherOtherMar 28, 2008Apr 13, 2009 (381 d)
Harold Louis GreenMorgan Keegan & Company, LLC otherRaymond James & Associates, Inc. national BDOtherMar 25, 2008Mar 31, 2008
Daniel Phillip FeichtnerMorgan Keegan & Company, LLC otherSmith Moore & Co. otherOtherMar 24, 2008Mar 20, 2008
Russell William SteinMorgan Keegan & Company, LLC otherRaymond James & Associates, Inc. national BDOtherMar 24, 2008Jul 28, 2008 (126 d)
Clarence Samuel MilliganMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherMar 14, 2008Mar 18, 2008
Richard Daniel GregoryMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherMar 12, 2008Mar 7, 2008
Renee Lynn CoilMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherMar 12, 2008Mar 11, 2008
David Joseph StellaMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherMar 3, 2008Mar 17, 2010 (744 d)
Roy Kenneth WoodsMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 3, 2008Mar 7, 2008
Anne Fuhlman HatchMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 3, 2008Mar 7, 2008
Tobin Brewster AyersMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 3, 2008Mar 7, 2008
Jeffrey Glenn TennysonMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 25, 2008Mar 4, 2008
Cesar Emilio OlivaresMorgan Keegan & Company, LLC otherAmeriprise Advisor Services, Inc. unclassifiedOtherFeb 5, 2008Mar 5, 2008
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608 moves match.