DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Nfp Advisor Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Patricia L Smith	Nfp Advisor Services, LLC other	Triad Advisors, LLC other	Other	Feb 27, 2013	Feb 20, 2015 (723 d)
John Michael Randall	Nfp Advisor Services, LLC other	Austin Wealth Management, LLC independent RIA	Other	Feb 21, 2013	Sep 24, 2014 (580 d)
Bradford Eugene Best	Nfp Advisor Services, LLC other	Cetera Investment Advisers LLC BD affiliated	Other	Feb 8, 2013	Jun 29, 2023 (3793 d)
Matthew John Marshall	Nfp Advisor Services, LLC other	Sagepoint Financial, Inc. other	Other	Jan 18, 2013	Feb 25, 2013 (38 d)
Michael Joseph Murdock	Nfp Advisor Services, LLC other	Ameriprise Financial Services, LLC national BD	Other	Jan 7, 2013	Apr 2, 2013 (85 d)
Michael Lee Bensey	Nfp Advisor Services, LLC other	Ameriprise Financial Services, LLC national BD	Other	Dec 21, 2012	Dec 19, 2012
Douglas Cory Branch	Nfp Advisor Services, LLC other	LPL Financial LLC other	Other	Dec 19, 2012	Jul 23, 2013 (216 d)
Lauren Austin Estes	Nfp Advisor Services, LLC other	Ameriprise Financial Services, LLC national BD	Other	Dec 5, 2012	Jan 3, 2013
Dan Christian Roehm	Nfp Advisor Services, LLC other	Freedom Wealth Advisors, LLC unclassified	Other	Nov 14, 2012	Jun 9, 2014 (572 d)
Nita Chittchang	Nfp Advisor Services, LLC other	LPL Financial LLC other	Other	Nov 9, 2012	Nov 19, 2012
Thomas Kevin Bowman	Nfp Advisor Services, LLC other	Avantax Advisory Services other	Other	Nov 8, 2012	Oct 22, 2012
Gary Allen Harris	Nfp Advisor Services, LLC other	Hornor, Townsend & Kent, LLC other	Other	Oct 29, 2012	Mar 27, 2013 (149 d)
Robert Bradley Knowles	Nfp Advisor Services, LLC other	Argent Retirement Plan Advisors, LLC other	Other	Oct 26, 2012	Oct 11, 2012
Matthew M Condit	Nfp Advisor Services, LLC other	Independent Financial Partners other	Other	Oct 25, 2012	Oct 17, 2012
Mark Gilbert Walton	Nfp Advisor Services, LLC other	M Holdings Securities, Inc. other	Other	Oct 4, 2012	Sep 17, 2012
Jeffrey Lee Curtis	Nfp Advisor Services, LLC other	Wfg Advisors, LP other	Other	Oct 2, 2012	Sep 14, 2012
Patrick Allen Haney	Nfp Advisor Services, LLC other	MML Investors Services, LLC other	Other	Sep 21, 2012	Apr 14, 2014 (570 d)
Gary Robert Sax	Nfp Advisor Services, LLC other	Investacorp Advisory Services Inc other	Other	Sep 5, 2012	Sep 6, 2012
Colin John Arnold	Nfp Advisor Services, LLC other	Bartolf Wealth Advisors, Inc. other	Other	Sep 5, 2012	Jan 3, 2017 (1581 d)
Timothy Robert Brown	Nfp Advisor Services, LLC other	360 Family Office, LLC unclassified	Other	Aug 31, 2012	Sep 7, 2012
Kevin Grant	Nfp Advisor Services, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Aug 3, 2012	Aug 27, 2012
Krista Allison Cavalieri	Nfp Advisor Services, LLC other	Vawter Financial Ltd other	Other	Jul 19, 2012	Aug 14, 2013 (391 d)
Derek David Ripp	Nfp Advisor Services, LLC other	Wealth Management Corporation no RAUM	Other	Jul 9, 2012	Jul 3, 2012
Thomas Charles King	Nfp Advisor Services, LLC other	Raymond James Financial Services Advisors, Inc other	Other	Jun 26, 2012	Jun 29, 2012
John Joseph Masterson	Nfp Advisor Services, LLC other	Independent Financial Partners other	Other	Jun 26, 2012	Jun 25, 2012
Thomas Curts Smith	Nfp Advisor Services, LLC other	Covenant other	Other	Jun 22, 2012	Jun 13, 2012
Wesley Greg Alston	Nfp Advisor Services, LLC other	Wfg Advisors, LP other	Other	Jun 4, 2012	May 31, 2012
Katherine Marie Jamil	Nfp Advisor Services, LLC other	LPL Financial LLC other	Other	Jun 1, 2012	May 25, 2012
Joyce M Mcdaniel	Nfp Advisor Services, LLC other	A & I Wealth Management other	Other	Jun 1, 2012	Mar 5, 2013 (277 d)
John E. Layug	Nfp Advisor Services, LLC other	Osaic Fa, Inc. other	Other	May 23, 2012	Jun 12, 2012
Timothy Alexander Quigley	Nfp Advisor Services, LLC other	Cuso Financial Services, L.P. other	Other	May 2, 2012	Apr 9, 2012
Peter James Alofsin	Nfp Advisor Services, LLC other	Steele Capital Management, Inc. other	Other	Apr 24, 2012	May 9, 2003
Lee Alan Duckworth	Nfp Advisor Services, LLC other	Steele Capital Management, Inc. other	Other	Mar 30, 2012	May 14, 2003
Curt A Caserta	Nfp Advisor Services, LLC other	Capital Wealth Management, LLC other	Other	Mar 30, 2012	Oct 17, 2011
Michael Shayne Ruffing	Nfp Advisor Services, LLC other	Capital Wealth Management, LLC other	Other	Mar 30, 2012	May 11, 2012 (42 d)
Rebecca Records	Nfp Advisor Services, LLC other	Capital Wealth Management, LLC other	Other	Mar 30, 2012	Aug 2, 2011
Donald Brent Portell	Nfp Advisor Services, LLC other	M Holdings Securities, Inc. other	Other	Feb 21, 2012	Feb 15, 2012
David Wayne Bargetzi	Nfp Advisor Services, LLC other	M Holdings Securities, Inc. other	Other	Feb 21, 2012	Feb 15, 2012
James David Copper	Nfp Advisor Services, LLC other	Skinner, Copper & Ehmen Wealth Management, LLC no RAUM	Other	Feb 16, 2012	Feb 15, 2012
Ryan Jay Ehmen	Nfp Advisor Services, LLC other	Skinner, Copper & Ehmen Wealth Management, LLC no RAUM	Other	Feb 16, 2012	Feb 15, 2012
Douglas Lee Skinner	Nfp Advisor Services, LLC other	Skinner, Copper & Ehmen Wealth Management, LLC independent RIA	Other	Feb 16, 2012	Apr 10, 2025 (4802 d)
Melanie Kay Lesko	Nfp Advisor Services, LLC other	Skinner, Copper & Ehmen Wealth Management, LLC no RAUM	Other	Feb 16, 2012	Feb 15, 2012
Walter Irving Lynn	Nfp Advisor Services, LLC other	Salt Creek Hills Money, Ltd. state registered	Other	Feb 16, 2012	May 18, 2015 (1187 d)
Eszter Klara Koch	Nfp Advisor Services, LLC other	MML Investors Services, LLC other	Other	Feb 9, 2012	Feb 23, 2012
Jody Kim Hinsey	Nfp Advisor Services, LLC other	First Allied Advisory Services, Inc. other	Other	Jan 31, 2012	Feb 9, 2012
Carl Pultz Flanagan	Nfp Advisor Services, LLC other	Sii Investments, Inc. other	Other	Jan 30, 2012	Jan 5, 2012
Kittredge Lee Griffin	Nfp Advisor Services, LLC other	Sii Investments, Inc. other	Other	Jan 30, 2012	Jan 5, 2012
Tamara Denise Snider	Nfp Advisor Services, LLC other	Fortitude Advisory Group L.L.C. other	Other	Jan 30, 2012	Apr 10, 2012 (71 d)
Steven Harris Livitz	Nfp Advisor Services, LLC other	Sii Investments, Inc. other	Other	Jan 30, 2012	Jan 5, 2012
Max Joseph Meltzer	Nfp Advisor Services, LLC other	Convergent Wealth Advisors, LLC other	Other	Jan 30, 2012	Jan 12, 2012
Daniel Ray Snover	Nfp Advisor Services, LLC other	Cabana Advisors, LLC other	Other	Jan 20, 2012	Jan 26, 2012
Thomas F Furey	Nfp Advisor Services, LLC other	LPL Financial LLC other	Other	Dec 20, 2011	Dec 19, 2011
Ryan Eugene Howison	Nfp Advisor Services, LLC other	Signator Investors, Inc. other	Other	Dec 14, 2011	Jan 6, 2012
Scott Hauser Fewin	Nfp Advisor Services, LLC other	Credit Suisse Securities (USA) LLC other	Other	Dec 9, 2011	Nov 28, 2011
William Taylor Purcell	Nfp Advisor Services, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 6, 2011	Aug 7, 2012 (245 d)
William Thomas Downey	Nfp Advisor Services, LLC other	Kalos Management other	Other	Dec 6, 2011	Nov 21, 2011
Susan K Roth	Nfp Advisor Services, LLC other	Westport Resources Management Inc other	Other	Dec 1, 2011	Jun 11, 2012 (193 d)
Ke Minh Dao	Nfp Advisor Services, LLC other	Triad Advisors, LLC other	Other	Nov 29, 2011	Nov 16, 2011
Robin Michael Slaughter	Nfp Advisor Services, LLC other	Voya Financial Advisors, Inc. other	Other	Nov 4, 2011	Jan 5, 2012 (62 d)
Carl Von Hoffmann Burnham	Nfp Advisor Services, LLC other	Deschutes Investment Consulting, LLC other	Other	Oct 13, 2011	Jul 31, 2013 (657 d)

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529 moves match.