| Hayden Ivan Lipp | Woodbury Financial Services, Inc. other | Hayden Lipp Registered Investment Advisor state registered | Other | Aug 30, 2007 | Sep 25, 2007 |
| David M Stanley | Woodbury Financial Services, Inc. other | Banc Of America Investment Services, Inc. unclassified | Other | Aug 14, 2007 | Aug 15, 2007 |
| Robert A Holmes | Woodbury Financial Services, Inc. other | New England Securities Corporation other | Other | Jul 31, 2007 | Apr 25, 2008 (269 d) |
| Eric David Smiley | Woodbury Financial Services, Inc. other | Natcity Investments, Inc. unclassified | Other | Jun 27, 2007 | Jul 17, 2007 |
| Chris Y Statz | Woodbury Financial Services, Inc. other | Chase Investment Services Corp. other | Other | Jun 27, 2007 | Mar 4, 2009 (616 d) |
| Richard Wayne Harvey | Woodbury Financial Services, Inc. other | Independent Advisor Alliance, LLC other | Other | May 9, 2007 | Feb 9, 2015 (2833 d) |
| Denise Downs | Woodbury Financial Services, Inc. other | Kms Financial Services, Inc other | Other | May 2, 2007 | May 1, 2007 |
| Christopher Matthew Ingram | Woodbury Financial Services, Inc. other | Park Avenue Securities LLC other | Other | Mar 22, 2007 | Apr 11, 2007 |
| Theresa R Jansen | Woodbury Financial Services, Inc. other | A. G. Edwards & Sons, Inc. unclassified | Other | Feb 28, 2007 | Mar 7, 2007 |
| David Laurence Fields | Woodbury Financial Services, Inc. other | Natcity Investments, Inc. unclassified | Other | Feb 23, 2007 | Feb 27, 2007 |
| Jacob Daniel Statz | Woodbury Financial Services, Inc. other | Chase Investment Services Corp. other | Other | Feb 8, 2007 | Feb 12, 2007 |
| Susan Lorraine Tate | Woodbury Financial Services, Inc. other | Tower Square Securities, Inc. other | Other | Feb 6, 2007 | Feb 23, 2007 |
| Alfred Peter Mataloni | Woodbury Financial Services, Inc. other | Nfp Advisor Services, LLC other | Other | Jan 17, 2007 | Jan 18, 2007 |
| Paul Robert Parsons | Woodbury Financial Services, Inc. other | Securities America Advisors, Inc. other | Other | Jan 5, 2007 | Jan 12, 2007 |
| Susan Dawn Powers | Woodbury Financial Services, Inc. other | Securities America Advisors, Inc. other | Other | Jan 5, 2007 | Jan 12, 2007 |
| Scott Craig Brookes | Woodbury Financial Services, Inc. other | Sharkey Howes & Javer Inc other | Other | Nov 30, 2006 | Oct 27, 2006 |
| Kristopher Wayne Miller | Woodbury Financial Services, Inc. other | T & M Financial Inc. unclassified | Other | Oct 30, 2006 | May 16, 2008 (564 d) |
| Samson Kam Long Chan | Woodbury Financial Services, Inc. other | Ameritas Advisory Services other | Other | Oct 19, 2006 | Nov 1, 2006 |
| Randi Laura Gibbons | Woodbury Financial Services, Inc. other | Ae Wealth Management, LLC BD affiliated | Other | Oct 13, 2006 | Mar 27, 2024 (6375 d) |
| Douglas Daniel Koopmann | Woodbury Financial Services, Inc. other | Heacock & Jones Financial Services, Inc. other | Other | Sep 14, 2006 | Oct 16, 2006 (32 d) |
| Paul Catlow Crawford | Woodbury Financial Services, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Sep 13, 2006 | Sep 8, 2006 |
| Robert C Bove | Woodbury Financial Services, Inc. other | Sterne Agee Investment Advisor Services, Inc. other | Other | Sep 12, 2006 | Aug 31, 2006 |
| Craig Michael Connolly | Woodbury Financial Services, Inc. other | Sterne Agee Investment Advisor Services, Inc. other | Other | Aug 23, 2006 | Aug 4, 2006 |
| Angela Marie Wright | Woodbury Financial Services, Inc. other | Destination Wealth Management other | Other | Jul 7, 2006 | May 17, 2007 (314 d) |
| Roberto Alexandro Blanco | Woodbury Financial Services, Inc. other | LPL Financial LLC other | Other | Jun 14, 2006 | Jun 15, 2006 |
| Michael Howard Spencer | Woodbury Financial Services, Inc. other | Spc other | Other | Jun 2, 2006 | Sep 13, 2006 (103 d) |
| Charles Daniel Curtis | Woodbury Financial Services, Inc. other | Stonefield Investment Advisory, Inc. other | Other | Apr 6, 2006 | Jan 18, 2007 (287 d) |
| Matthew Kelly Logan | Woodbury Financial Services, Inc. other | Summit Financial Group Inc other | Other | Mar 20, 2006 | Mar 14, 2006 |
| Jeffrey Scott Fortson | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | Feb 21, 2006 | Jul 3, 2003 |
| Joshua John Hattig | Woodbury Financial Services, Inc. other | Wellstone Securities, LLC unclassified | Other | Dec 31, 2005 | Apr 3, 2007 (458 d) |
| Richard Eugene Smith | Woodbury Financial Services, Inc. other | H. Beck, Inc. other | Other | Nov 30, 2005 | Mar 30, 2006 (120 d) |
| Sean Christopher Johnston | Woodbury Financial Services, Inc. other | Packerland Brokerage Services, Inc. other | Other | Aug 24, 2005 | Jan 18, 2007 (512 d) |
| Dominique Godfroy Henri Vercaemert | Woodbury Financial Services, Inc. other | Onyx Wealth Advisors, Inc. other | Other | Aug 22, 2005 | Sep 8, 2005 |
| John Joseph Navin | Woodbury Financial Services, Inc. other | Waterstone Financial Group, Inc. unclassified | Other | Jul 25, 2005 | Jul 22, 2005 |
| Stephan John Hess | Woodbury Financial Services, Inc. other | Uvest Financial Services Group, Inc. unclassified | Other | Mar 3, 2005 | Mar 1, 2005 |
| Peter Topping | Woodbury Financial Services, Inc. other | Private Client Services, LLC independent RIA | Other | Oct 29, 2004 | Feb 1, 2021 (5939 d) |
| Daniel Lee Shuck | Woodbury Financial Services, Inc. other | Fifth Third Securities, Inc. other | Other | Oct 21, 2004 | Jul 11, 2005 (263 d) |
| Kevin Todd Clark | Woodbury Financial Services, Inc. other | Spc other | Other | Oct 21, 2004 | Feb 3, 2006 (470 d) |
| Neil Howard Graff | Woodbury Financial Services, Inc. other | Eide Bailly Advisors, LLC other | Other | Jun 1, 2004 | May 26, 2004 |
| Denice Yuin Mei Chun | Woodbury Financial Services, Inc. other | Stratos Wealth Partners, Ltd independent RIA | Other | Feb 26, 2004 | Dec 17, 2018 (5408 d) |
| Thor Harvey Mcilrath | Woodbury Financial Services, Inc. other | Cambridge Investment Research, Inc. unclassified | Other | Feb 17, 2004 | Mar 15, 2004 |
| Samuel Bruce Phillips | Woodbury Financial Services, Inc. other | Voya Financial Advisors, Inc. other | Other | Oct 17, 2003 | Sep 25, 2003 |
| June Alison Chow | Woodbury Financial Services, Inc. other | Spc other | Other | Aug 28, 2003 | Jan 7, 2004 (132 d) |
| Stephen Douglas Norton | Woodbury Financial Services, Inc. other | Aegis Capital, LLC other | Other | Aug 4, 2003 | Aug 12, 2004 (374 d) |
| Stephen Mitchell Burroughs | Woodbury Financial Services, Inc. other | Cambridge Investment Research, Inc. unclassified | Other | Jun 27, 2003 | Jun 26, 2003 |
| David Michael Schlossberg | Woodbury Financial Services, Inc. other | Voya Financial Advisors, Inc. other | Other | Apr 29, 2003 | Aug 27, 2004 (486 d) |
| John Joseph Baker | Woodbury Financial Services, Inc. other | LPL Financial LLC other | Other | Feb 6, 2003 | Feb 3, 2003 |
| Jack Piotr Pietra | Woodbury Financial Services, Inc. other | LPL Financial LLC other | Other | Feb 6, 2003 | Feb 3, 2003 |
| Rial Robert Moulton | Woodbury Financial Services, Inc. other | 1st Global Advisors Inc other | Other | Nov 12, 2002 | Dec 4, 2002 |
| Donald Joseph Moulton | Woodbury Financial Services, Inc. other | 1st Global Advisors Inc other | Other | Oct 30, 2002 | Nov 27, 2002 |
| Tod Michael Masin | Woodbury Financial Services, Inc. other | The Masters, Inc. unclassified | Other | Sep 5, 2002 | Sep 9, 2002 |
| Michael James Del Re | Woodbury Financial Services, Inc. other | Cetera Advisors LLC other | Other | Aug 21, 2002 | Aug 21, 2002 |
| Laura Kay Galarneau Mossakowski | Woodbury Financial Services, Inc. other | Mutual Service Corporation unclassified | Other | Aug 9, 2002 | Jan 27, 2009 (2363 d) |
| Stephen Joseph Locke | Woodbury Financial Services, Inc. other | Uvest Financial Services Group, Inc. unclassified | Other | Jul 30, 2002 | Nov 9, 2004 (833 d) |
| Nathan Allen Richter | Woodbury Financial Services, Inc. other | New England Securities Corporation other | Other | Jun 19, 2002 | Jan 30, 2014 (4243 d) |
| Melanie Denise Perry | Woodbury Financial Services, Inc. other | MML Investors Services, LLC other | Other | May 29, 2002 | May 31, 2002 |