DFX Intelligence
Advisor moves
Departures from Park Avenue Securities LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,694 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Frank Stewart Mcgovern | Park Avenue Securities LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 16, 2019 | Jan 31, 2020 (46 d) |
| Delaszo Isaiah Smith | Park Avenue Securities LLC BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2019 | Jan 23, 2020 (41 d) |
| Keith William Mellen | Park Avenue Securities LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2019 | Jan 28, 2021 (413 d) |
| Peter C Bisulca | Park Avenue Securities LLC BD affiliated | Jhh Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2019 | Oct 31, 2022 (1063 d) |
| Michael Thomas Filippi | Park Avenue Securities LLC BD affiliated | Voya Retirement Advisors, LLC other | Other | Nov 21, 2019 | Apr 28, 2021 (524 d) |
| Zachary W Timm | Park Avenue Securities LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2019 | Nov 14, 2019 |
| John Palazzetti | Park Avenue Securities LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 5, 2019 | Dec 11, 2019 (36 d) |
| Amy Lue Henthorn Powell | Park Avenue Securities LLC BD affiliated | Financial Resource Management, Inc. other | Other | Nov 4, 2019 | Apr 16, 2020 (164 d) |
| Dwayne E Vick | Park Avenue Securities LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2019 | Dec 18, 2019 (44 d) |
| David Michael Nuckols | Park Avenue Securities LLC BD affiliated | Brookstone Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2019 | Oct 31, 2019 |
| William Alfred Heider | Park Avenue Securities LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 10, 2019 | Oct 11, 2019 |
| James F. Barrette | Park Avenue Securities LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Sep 13, 2021 (711 d) |
| Anthony Joseph Delillo | Park Avenue Securities LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Apr 20, 2021 (565 d) |
| Paul Bendus Shockley | Park Avenue Securities LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2019 | Sep 10, 2021 (709 d) |
| Joshua R Tomeoni | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2019 | Mar 19, 2020 (175 d) |
| James Robert Bunting | Park Avenue Securities LLC BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2019 | Aug 28, 2019 |
| Grace Elizabeth Beach | Park Avenue Securities LLC BD affiliated | Sound Financial Planning, Inc. unclassified | Other | Sep 20, 2019 | Jun 25, 2020 (279 d) |
| Troy Lynn Olson | Park Avenue Securities LLC BD affiliated | W&S Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2019 | Jun 4, 2020 (259 d) |
| Adam W Claussen | Park Avenue Securities LLC BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2019 | Oct 15, 2019 |
| Patrisha Lee | Park Avenue Securities LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2019 | Nov 1, 2021 (782 d) |
| William R Mumpower | Park Avenue Securities LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2019 | Aug 28, 2019 |
| Gregory O Neil Garvin | Park Avenue Securities LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2019 | Aug 28, 2019 |
| Reginald James Wheeler | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2019 | Sep 3, 2019 |
| Nicholas Hood | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2019 | Oct 21, 2019 (42 d) |
| Andrew Williamson Shibley | Park Avenue Securities LLC BD affiliated | Sagespring Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2019 | Aug 28, 2019 |
| Reid J Butler | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2019 | Sep 3, 2019 |
| Ross A Ferrin | Park Avenue Securities LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2019 | Jan 28, 2020 (153 d) |
| Michael P Lacey | Park Avenue Securities LLC BD affiliated | Signature Resources Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2019 | Aug 21, 2019 |
| Kenneth Clark Winegar | Park Avenue Securities LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2019 | Feb 27, 2020 (199 d) |
| Timothy Wayne Taylor | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2019 | Jul 24, 2019 |
| Kevin H O Brien | Park Avenue Securities LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2019 | Jun 29, 2023 (1421 d) |
| John T Driscoll | Park Avenue Securities LLC BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2019 | Jul 19, 2019 |
| George Brooks Wrightnour | Park Avenue Securities LLC BD affiliated | Swan Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2019 | Sep 16, 2019 (60 d) |
| Timothy Robin Jester | Park Avenue Securities LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2019 | Jul 5, 2019 |
| Christopher Leivermann | Park Avenue Securities LLC BD affiliated | Tradition Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2019 | Jul 17, 2019 |
| Donald Cedric Bruce | Park Avenue Securities LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2019 | Aug 16, 2019 (49 d) |
| Justin E Budnick | Park Avenue Securities LLC BD affiliated | Budnick Capital, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 24, 2019 | Jun 27, 2019 |
| Peter H Lichtenberg | Park Avenue Securities LLC BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 19, 2019 | Jun 18, 2019 |
| Matthew David O'Brien | Park Avenue Securities LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 19, 2019 | Feb 19, 2021 (611 d) |
| Ryan L Sobel | Park Avenue Securities LLC BD affiliated | Sobel Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 17, 2019 | Dec 15, 2025 (2373 d) |
| Jeanne L Hill | Park Avenue Securities LLC BD affiliated | Blackridge Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2019 | Sep 17, 2019 (95 d) |
| Timothy F Grable | Park Avenue Securities LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2019 | May 29, 2019 |
| Derek Michael Mcdougall | Park Avenue Securities LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2019 | Oct 1, 2019 (111 d) |
| Taimur Qadir | Park Avenue Securities LLC BD affiliated | Integrity Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2019 | May 16, 2019 |
| Cliff Carrigan Sulcer | Park Avenue Securities LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2019 | Jun 19, 2019 |
| Ramon Vasquez Aguirre | Park Avenue Securities LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 4, 2019 | Jul 23, 2019 (49 d) |
| Robert L Delucas | Park Avenue Securities LLC BD affiliated | Afton Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2019 | Aug 3, 2021 (795 d) |
| Jordan Robert Gilberti | Park Avenue Securities LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2019 | Jun 17, 2019 |
| Michael Adam Bornstein | Park Avenue Securities LLC BD affiliated | Signature Resources Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2019 | May 24, 2019 |
| Carlos F Suarez | Park Avenue Securities LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2019 | Feb 24, 2020 (283 d) |
| Maria Keith | Park Avenue Securities LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2019 | Apr 24, 2019 |
| Dyer B Mccabe | Park Avenue Securities LLC BD affiliated | Invst, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2019 | Jul 2, 2019 (53 d) |
| Alex Chisholm | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2019 | Jun 14, 2019 (36 d) |
| Brian R Young | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2019 | May 1, 2019 |
| Charles A Massie | Park Avenue Securities LLC BD affiliated | Blackridge Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2019 | Jun 26, 2019 (50 d) |
| Kimberly Ann Dunn-Mcgrath | Park Avenue Securities LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2019 | Oct 27, 2025 (2369 d) |
| Rodney B Birch | Park Avenue Securities LLC BD affiliated | Onedigital institutional | Other | Apr 30, 2019 | Apr 26, 2019 |
| Aaron Wayne Schuler | Park Avenue Securities LLC BD affiliated | Beam Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2019 | Apr 15, 2019 |
| Justin A Falzone | Park Avenue Securities LLC BD affiliated | Beam Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2019 | Jul 1, 2019 (62 d) |
| Melissa A Hines | Park Avenue Securities LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2019 | Apr 18, 2019 |