DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Next Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cory Prentiss MccauleyNext Financial Group, Inc. independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 30, 2018Aug 30, 2018
Chih Hao NgNext Financial Group, Inc. independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 30, 2018Aug 30, 2018
Glenn Roy GardnerNext Financial Group, Inc. independent RIAScf Investment Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 29, 2018Aug 24, 2018
Robert Sterling Teague YoungNext Financial Group, Inc. independent RIAYoung Financial Services state registeredRIA to a state-registered adviserAug 29, 2018Oct 19, 2016
Mitchell Bruce MooreNext Financial Group, Inc. independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 10, 2018Jul 10, 2018
Matthew G LancasterNext Financial Group, Inc. independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 10, 2018Jul 10, 2018
Ryan HickeyNext Financial Group, Inc. independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 10, 2018Jul 10, 2018
Carol Pfeiffer DoyleNext Financial Group, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJun 20, 2018Jul 13, 2018
Douglas E ConnollyNext Financial Group, Inc. independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankMay 2, 2018Sep 28, 2018 (149 d)
Renee Mary SkiverNext Financial Group, Inc. independent RIASkiver Investment Services state registeredRIA to a state-registered adviserMay 1, 2018Apr 30, 2018
Justin Ryan RodriguezNext Financial Group, Inc. independent RIATci Wealth Advisors, Inc. independent RIARIA to RIAMay 1, 2018Jul 6, 2018 (66 d)
Anthony Joseph PasseriniNext Financial Group, Inc. independent RIAAjp Financial Services, LLC state registeredRIA to a state-registered adviserApr 10, 2018Apr 10, 2018
Joseph James RomeiNext Financial Group, Inc. independent RIAWayne Wealth Management, Inc. unclassifiedOtherApr 2, 2018Apr 2, 2018
Louis E KelleyNext Financial Group, Inc. otherLPL Financial LLC independent RIAOtherFeb 5, 2018Feb 5, 2018
Deena Michelle KobrinNext Financial Group, Inc. otherCitizens Securities, Inc. BD affiliatedOtherDec 5, 2017Feb 8, 2018 (65 d)
Jerrod Allen PinkstonNext Financial Group, Inc. otherNewedge Advisors independent RIAOtherNov 17, 2017Nov 17, 2017
Clint Brandon ClementsNext Financial Group, Inc. otherLPL Financial LLC independent RIAOtherNov 14, 2017Nov 10, 2017
Jayce Alan LoweNext Financial Group, Inc. otherLighthouse Financial Services Inc independent RIAOtherNov 14, 2017Jan 5, 2021 (1148 d)
Cheryl Ann CiagliaNext Financial Group, Inc. otherIndependent Solutions Wealth Management, LLC otherOtherNov 1, 2017Nov 3, 2017
Paul Robert ParsonsNext Financial Group, Inc. otherCommonwealth Financial Network national BDOtherOct 30, 2017Oct 31, 2017
Joan Lesley TherouxNext Financial Group, Inc. otherCommonwealth Financial Network national BDOtherOct 30, 2017Oct 31, 2017
Alexander B BenderNext Financial Group, Inc. otherCommonwealth Financial Network national BDOtherOct 30, 2017Oct 31, 2017
Robert Marcel WoodNext Financial Group, Inc. otherSpc otherOtherOct 26, 2017Oct 31, 2017
Kevin Thomas ClarkNext Financial Group, Inc. otherIndependent Solutions Wealth Management, LLC otherOtherOct 24, 2017Dec 2, 2010
Daniel Paul WestfallNext Financial Group, Inc. otherClient Focused Financial state registeredOtherOct 2, 2017Nov 13, 2017 (42 d)
Joseph Butler BlackNext Financial Group, Inc. otherButlerjeffrey, LLC state registeredOtherSep 25, 2017Oct 5, 2017
Howard Raymond SolomonNext Financial Group, Inc. otherIntegrity Alliance, LLC otherOtherSep 5, 2017Sep 8, 2017
Edward Carl IttnerNext Financial Group, Inc. otherIntegrity Alliance, LLC otherOtherSep 5, 2017Sep 6, 2017
Michael Nolan WoodNext Financial Group, Inc. otherAtlantis Wealth Advisors LLC otherOtherSep 5, 2017Sep 2, 2017
Dean Farris SadakNext Financial Group, Inc. otherSecurities America Advisors, Inc. otherOtherSep 1, 2017Aug 25, 2017
Dennis Ray ThrockmortonNext Financial Group, Inc. otherSecurities America Advisors, Inc. otherOtherSep 1, 2017Aug 25, 2017
George Theodore PaulNext Financial Group, Inc. otherSecurities America Advisors, Inc. otherOtherSep 1, 2017Aug 25, 2017
Matthew Brown WhitakerNext Financial Group, Inc. otherSecurities America Advisors, Inc. otherOtherSep 1, 2017Aug 25, 2017
Cesar DelacerdaNext Financial Group, Inc. otherEnvisionvest state registeredOtherSep 1, 2017Oct 13, 2017 (42 d)
Ryan Andrew KlimekNext Financial Group, Inc. otherSecurities America Advisors, Inc. otherOtherSep 1, 2017Aug 25, 2017
Bruce Frederick GriggsNext Financial Group, Inc. otherSecurities America Advisors, Inc. otherOtherSep 1, 2017Aug 25, 2017
Diana M LongoNext Financial Group, Inc. otherIntegrity Alliance, LLC otherOtherSep 1, 2017Sep 8, 2017
Brently John KlontzNext Financial Group, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherAug 29, 2017Sep 21, 2017
John James CrossNext Financial Group, Inc. otherJ.V.B. Investment Company independent RIAOtherAug 10, 2017Sep 8, 2017
Nicole Tarlton ColeNext Financial Group, Inc. otherColonial River Wealth Management LLC otherOtherAug 8, 2017Aug 8, 2017
Quinton HoltonNext Financial Group, Inc. otherHolton & Kosanke Wealth Management, LLC state registeredOtherAug 2, 2017Aug 22, 2017
Peter Gilbert KosankeNext Financial Group, Inc. otherHolton & Kosanke Wealth Management, LLC state registeredOtherAug 2, 2017Aug 22, 2017
Charles Judson GoldmanNext Financial Group, Inc. otherFsc Securities Corporation otherOtherJul 31, 2017Jul 28, 2017
Jeffrey Alan PrattNext Financial Group, Inc. otherFsc Securities Corporation otherOtherJul 31, 2017Jul 28, 2017
Michael Paul HarrisNext Financial Group, Inc. otherFsc Securities Corporation otherOtherJul 31, 2017Jul 31, 2017
Rajiv ShahNext Financial Group, Inc. otherLazari Capital Management, Inc. independent RIAOtherJul 26, 2017May 16, 2018 (294 d)
Carl David LewisNext Financial Group, Inc. otherLPL Financial LLC otherOtherJul 17, 2017Jul 14, 2017
Jason Eric AndersonNext Financial Group, Inc. otherInvestment Research Corp mixed wealthOtherJun 30, 2017Jan 27, 2022 (1672 d)
Robert Scott GerberNext Financial Group, Inc. otherGerber Wealth, LLC state registeredOtherJun 8, 2017Sep 6, 2018 (455 d)
Stephen Laurence ShlossNext Financial Group, Inc. otherCrown Capital Securities, L.P. otherOtherJun 8, 2017Jun 8, 2017
Kathleen M DonnellyNext Financial Group, Inc. otherBlackridge Asset Management, LLC otherOtherMay 22, 2017Jun 2, 2017
Scott Alan TankerNext Financial Group, Inc. otherBlackridge Asset Management, LLC otherOtherMay 17, 2017Jun 8, 2017
Keith Andrew BorgfeldtNext Financial Group, Inc. otherKestra Advisory Services, LLC otherOtherMay 16, 2017May 31, 2017
Scott Lee SchneidermannNext Financial Group, Inc. otherStrategic Wealth Group otherOtherApr 10, 2017Apr 26, 2017
Herbert Louis PerlinNext Financial Group, Inc. otherHorter Investment Management, LLC otherOtherApr 4, 2017Apr 11, 2017
Jeffrey Michael HusakNext Financial Group, Inc. otherFsc Securities Corporation otherOtherMar 27, 2017Mar 24, 2017
James Dale KraatzNext Financial Group, Inc. otherBlackridge Asset Management, LLC otherOtherMar 20, 2017Mar 21, 2017
Stacy Ann CalderNext Financial Group, Inc. otherBlackridge Asset Management, LLC otherOtherMar 20, 2017Mar 21, 2017
Robert Winfield CarterNext Financial Group, Inc. otherAmeriprise Financial Services, LLC national BDOtherMar 13, 2017Mar 5, 2017
Lawrence John MinogueNext Financial Group, Inc. otherFmb Advisors, LLC unclassifiedOtherMar 13, 2017Jan 7, 2013
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773 moves match.