DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Janney Montgomery Scott LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregory Timothy Dudzik | Janney Montgomery Scott LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Oct 16, 2020 | Oct 13, 2020 |
| Gregory Hunter Dudzik | Janney Montgomery Scott LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Oct 16, 2020 | Oct 13, 2020 |
| Joseph Anthony Abbate | Janney Montgomery Scott LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Oct 16, 2020 | Oct 13, 2020 |
| Allie Lynnette Gamble-Taylor | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2020 | Dec 22, 2020 (69 d) |
| Keith Cohen | Janney Montgomery Scott LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 29, 2020 | Oct 9, 2020 |
| Kenneth Souser | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 16, 2020 | Sep 11, 2020 |
| Mark Crosby Ward | Janney Montgomery Scott LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 9, 2020 | Sep 4, 2020 |
| Kevin Patrick Phillips | Janney Montgomery Scott LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2020 | Apr 6, 2026 (2079 d) |
| Matthew M Geraci | Janney Montgomery Scott LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2020 | Jul 10, 2020 |
| Kevin Scott Dubner | Janney Montgomery Scott LLC BD affiliated | Steward Partners Investment Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2020 | Jun 26, 2020 |
| David Charles Rankin | Janney Montgomery Scott LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 25, 2020 | Jun 10, 2020 |
| James Joseph Ernst | Janney Montgomery Scott LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 17, 2020 | Jun 10, 2020 |
| Clark Christopher Mangan | Janney Montgomery Scott LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 17, 2020 | Jun 17, 2020 |
| Amy T Depaolo | Janney Montgomery Scott LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 9, 2020 | Apr 15, 2020 |
| Robert Allan Blundon | Janney Montgomery Scott LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2020 | May 8, 2020 |
| Cody Ryan Demmel | Janney Montgomery Scott LLC BD affiliated | Morton Brown Family Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2020 | Mar 31, 2020 |
| David Christian Leavitt | Janney Montgomery Scott LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2020 | Feb 2, 2022 (678 d) |
| Joseph A Gaviola | Janney Montgomery Scott LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 5, 2020 | Feb 24, 2020 |
| Patrick Joseph Thorogood | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2020 | Jan 24, 2020 |
| Ashok Rajan | Janney Montgomery Scott LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2020 | Jan 30, 2020 |
| Carol Ann Bowe | Janney Montgomery Scott LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2020 | Apr 22, 2020 (76 d) |
| John J Benedetto | Janney Montgomery Scott LLC BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2020 | Feb 20, 2020 |
| David Samuel Palkovitz | Janney Montgomery Scott LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2020 | Feb 28, 2020 |
| Brendan William Lloyd | Janney Montgomery Scott LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 20, 2020 | Aug 4, 2020 (197 d) |
| Stanton Focht Weissenborn | Janney Montgomery Scott LLC BD affiliated | Coburn & Meredith, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2019 | Jan 15, 2020 |
| Christopher Ronald Digregorio | Janney Montgomery Scott LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 18, 2019 | Nov 8, 2019 |
| Michael Erik Mc Murray | Janney Montgomery Scott LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2019 | Apr 7, 2021 (477 d) |
| Brendan John Dwyer | Janney Montgomery Scott LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2019 | Oct 21, 2021 (674 d) |
| David Alan Cormier | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2019 | Dec 5, 2019 |
| Jack W Griffith | Janney Montgomery Scott LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2019 | Dec 3, 2019 |
| Steven John Deboy | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2019 | Nov 12, 2019 |
| Maria Patrizio | Janney Montgomery Scott LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 13, 2019 | Nov 7, 2019 |
| Kristen Lee Zingale | Janney Montgomery Scott LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 11, 2019 | Jan 10, 2020 (60 d) |
| Elizabeth Mary Appel | Janney Montgomery Scott LLC BD affiliated | Federated Securities Corp. no RAUM | Other | Nov 5, 2019 | Nov 21, 2019 |
| Coby James Schwartz | Janney Montgomery Scott LLC BD affiliated | Copeland Capital Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2019 | Oct 31, 2019 |
| Jonathan Mark Fairbanks | Janney Montgomery Scott LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2019 | Oct 2, 2019 |
| Barbara Pietrzak | Janney Montgomery Scott LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2019 | Oct 2, 2019 |
| Melissa Jean Marr | Janney Montgomery Scott LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 24, 2019 | Oct 16, 2019 |
| Laurence Michael Braunstein | Janney Montgomery Scott LLC BD affiliated | Paradigm Wealth Advisory LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2019 | Oct 31, 2019 (45 d) |
| Rochelle Kipperman Bullen | Janney Montgomery Scott LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 13, 2019 | Nov 1, 2019 (49 d) |
| Robert Scott Zaidman | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2019 | Sep 6, 2019 |
| Christopher Robert Ibrahim | Janney Montgomery Scott LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2019 | Aug 22, 2019 |
| Robert Fayez Ibrahim | Janney Montgomery Scott LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2019 | Aug 21, 2019 |
| Amy Leis | Janney Montgomery Scott LLC BD affiliated | Main Street Financial Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2019 | Jul 19, 2019 |
| Jason Bender | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 3, 2019 | Jul 18, 2019 |
| Mark Alan Siver | Janney Montgomery Scott LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jun 24, 2019 | Jun 14, 2019 |
| Eric Leigh Jacobs | Janney Montgomery Scott LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jun 24, 2019 | Jun 17, 2019 |
| Ginamarie Schembre | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 30, 2019 | May 28, 2019 |
| Joseph Martinez | Janney Montgomery Scott LLC BD affiliated | Entrust Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 17, 2019 | Jan 12, 2021 (606 d) |
| Paul Andrew Grippi | Janney Montgomery Scott LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2019 | May 11, 2020 (363 d) |
| Bradley Taliaferro Clough | Janney Montgomery Scott LLC BD affiliated | The Marshall Financial Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2019 | Jun 1, 2019 |
| Brian Donlon | Janney Montgomery Scott LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 7, 2019 | Nov 13, 2019 (190 d) |
| Julian Greco | Janney Montgomery Scott LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 2, 2019 | May 15, 2019 |
| Gregory Thomas Matzelle | Janney Montgomery Scott LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2019 | Jul 8, 2021 (812 d) |
| Robert E Cappello | Janney Montgomery Scott LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2019 | Aug 10, 2021 (845 d) |
| Barbara Monique Turner | Janney Montgomery Scott LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2019 | Apr 17, 2019 |
| Jason Michael Perry | Janney Montgomery Scott LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2019 | Mar 7, 2019 |
| Chevelle Ss Tuck | Janney Montgomery Scott LLC BD affiliated | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2019 | Jun 26, 2019 (134 d) |
| Louis Montcalm Deering | Janney Montgomery Scott LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 11, 2019 | Feb 11, 2019 |
| Andrew Gartland | Janney Montgomery Scott LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 25, 2019 | Feb 1, 2019 |
686 moves match.