DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Janney Montgomery Scott LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Clare P DiamondJanney Montgomery Scott LLC BD affiliatedPrivate Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 17, 2018Feb 11, 2019 (56 d)
Kyle Christopher RoffinaJanney Montgomery Scott LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseDec 3, 2018Dec 13, 2018
Noel KezsbomJanney Montgomery Scott LLC BD affiliatedWellington Shields & Co., LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 22, 2018Oct 19, 2018
Chad Gregory GreenholtzJanney Montgomery Scott LLC BD affiliatedRBC Capital Markets, LLC national BDAffiliated broker-dealer or bank to anotherOct 19, 2018Oct 26, 2018
Donna Marie KellyJanney Montgomery Scott LLC BD affiliatedWealthcare Advisory Partners LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 9, 2018Mar 27, 2019 (169 d)
Lindsay M PeregudaJanney Montgomery Scott LLC BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseAug 23, 2018Mar 13, 2019 (202 d)
Katie L. HeimbachJanney Montgomery Scott LLC BD affiliatedFidelity Personal And Workplace Advisors no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 30, 2018Jul 26, 2018
Kurt August LalomiaJanney Montgomery Scott LLC BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 19, 2018Aug 14, 2018
Jordan Stone BraunsteinJanney Montgomery Scott LLC BD affiliatedParadigm Wealth Advisory LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 14, 2018Sep 18, 2019 (461 d)
Matthew Agricola GriebJanney Montgomery Scott LLC BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherMay 25, 2018Jun 20, 2018
Timothy Henry BolinskiJanney Montgomery Scott LLC BD affiliatedCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 24, 2018May 29, 2018
Peter Donald ScudnerJanney Montgomery Scott LLC BD affiliatedStifel, Nicolaus & Company, Incorporated national BDAffiliated broker-dealer or bank to anotherApr 23, 2018Apr 18, 2018
Janet SmithJanney Montgomery Scott LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseApr 3, 2018Apr 25, 2018
Joseph Paul MillerJanney Montgomery Scott LLC BD affiliatedHartford Funds asset managerOtherApr 3, 2018Apr 2, 2018
Cecile R KomplitaJanney Montgomery Scott LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 22, 2018Apr 9, 2018
Alisa B GarnekJanney Montgomery Scott LLC otherBeacon Pointe Wealth Advisors, LLC otherOtherMar 6, 2018Mar 28, 2018
Matthew Harrison AllenJanney Montgomery Scott LLC otherRaymond James & Associates, Inc. national BDOtherFeb 14, 2018Feb 8, 2018
Michael Thomas LocasaleJanney Montgomery Scott LLC otherMill Creek Capital Advisors, LLC independent RIAOtherFeb 14, 2018Nov 3, 2023 (2088 d)
Carlton Edwin AndersonJanney Montgomery Scott LLC otherAmeriprise Financial Services, LLC national BDOtherJan 8, 2018Mar 8, 2018 (59 d)
Dina LirosiJanney Montgomery Scott LLC otherUBS Financial Services Inc. wirehouseOtherDec 22, 2017Jan 11, 2018
Anca Daniela DeheleanJanney Montgomery Scott LLC otherOsaic Institutions, Inc. otherOtherDec 14, 2017Dec 8, 2017
John Anthony CarelliJanney Montgomery Scott LLC otherRaymond James & Associates, Inc. national BDOtherOct 24, 2017Dec 13, 2017 (50 d)
Matthew Aaron LusardiJanney Montgomery Scott LLC otherPiper Sandler & Co. otherOtherOct 6, 2017Oct 11, 2017
James Alexander BaberJanney Montgomery Scott LLC otherRaymond James & Associates, Inc. national BDOtherSep 28, 2017Sep 27, 2017
Justin DeniJanney Montgomery Scott LLC otherNorthwestern Mutual Investment Services,LLC no RAUMOtherSep 25, 2017Sep 26, 2017
Eugene Michael KirleyJanney Montgomery Scott LLC otherMorgan Stanley wirehouseOtherSep 10, 2017Aug 11, 2017
Bruce Culver GeorgiJanney Montgomery Scott LLC otherRBC Capital Markets, LLC national BDOtherSep 5, 2017Aug 30, 2017
Gerald Lee BarkleyJanney Montgomery Scott LLC otherRBC Capital Markets, LLC national BDOtherSep 5, 2017Aug 30, 2017
David Michael CacceseJanney Montgomery Scott LLC otherRBC Capital Markets, LLC national BDOtherJul 17, 2017Jul 6, 2017
Walter J MackJanney Montgomery Scott LLC otherRBC Capital Markets, LLC national BDOtherJul 6, 2017Jun 28, 2017
Thayer Rockwell PotterJanney Montgomery Scott LLC otherWells Fargo Advisors wirehouseOtherJun 19, 2017Jun 16, 2017
Stacy Lee CapobiancoJanney Montgomery Scott LLC otherMorgan Stanley wirehouseOtherMay 30, 2017May 26, 2017
Curtis J PritchardJanney Montgomery Scott LLC otherWexford Wealth Advisors LLC state registeredOtherMay 24, 2017May 23, 2017
Jessica Lynn BilbyJanney Montgomery Scott LLC otherWells Fargo Advisors wirehouseOtherMay 17, 2017May 15, 2017
Michael Alois WiedtJanney Montgomery Scott LLC otherCambridge Investment Research Advisors, Inc. otherOtherMay 15, 2017May 12, 2017
Thomas Frederick SchubertJanney Montgomery Scott LLC otherBb&T Securities, LLC otherOtherMay 10, 2017May 9, 2017
James Joseph CesarzJanney Montgomery Scott LLC otherMoors & Cabot, Inc otherOtherApr 18, 2017Apr 19, 2017
Callum Joseph Fraser MacleanJanney Montgomery Scott LLC otherMoors & Cabot, Inc otherOtherApr 18, 2017Apr 19, 2017
John Eric WightmanJanney Montgomery Scott LLC otherXml Financial Group otherOtherMar 10, 2017Jul 21, 2017 (133 d)
Brian Gregory LongJanney Montgomery Scott LLC otherWells Fargo Advisors wirehouseOtherJan 17, 2017Jan 13, 2017
Edward Albert WardleJanney Montgomery Scott LLC otherOsaic Wealth, Inc. BD affiliatedOtherDec 9, 2016Apr 26, 2021 (1599 d)
James Sean LebaronJanney Montgomery Scott LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherDec 9, 2016Nov 14, 2016
Richard Manansala ManankilJanney Montgomery Scott LLC otherWells Fargo Advisors wirehouseOtherNov 30, 2016Nov 21, 2016
Henry Benoit ScheuerJanney Montgomery Scott LLC otherOppenheimer & Co. Inc. otherOtherNov 29, 2016Dec 14, 2016
Colin Davis CissneJanney Montgomery Scott LLC otherPrivate Advisor Group, LLC otherOtherNov 29, 2016Nov 21, 2016
Anne Marie TobyneJanney Montgomery Scott LLC otherWells Fargo Advisors wirehouseOtherOct 28, 2016Oct 28, 2016
Gilbert Alan MillsteinJanney Montgomery Scott LLC otherAmeriprise Financial Services, LLC national BDOtherOct 21, 2016Apr 16, 2021 (1638 d)
Susan Jones KirkpatrickJanney Montgomery Scott LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 21, 2016Oct 21, 2016
Sandy Meyer LeffJanney Montgomery Scott LLC otherCarter, Terry & Company, Inc. independent RIAOtherOct 7, 2016Oct 21, 2016
Steven Charles SapirsteinJanney Montgomery Scott LLC otherStoever Glass Wealth Management, Inc. otherOtherSep 22, 2016Oct 20, 2016
Alyssa ZentnerJanney Montgomery Scott LLC otherChoreo, LLC independent RIAOtherSep 1, 2016Jun 26, 2026 (3585 d)
Ryan Thomas KellyJanney Montgomery Scott LLC other1914 Advisors otherOtherAug 2, 2016Jul 8, 2016
Brenda Darlene QuinnJanney Montgomery Scott LLC otherWells Fargo Advisors wirehouseOtherJul 28, 2016Dec 8, 2016 (133 d)
Brendan Austin ReynoldsJanney Montgomery Scott LLC otherWells Fargo Advisors wirehouseOtherJul 27, 2016Jul 8, 2016
Donna Gail SmothermonJanney Montgomery Scott LLC otherWells Fargo Advisors wirehouseOtherJul 27, 2016May 19, 2017 (296 d)
Viola HubertJanney Montgomery Scott LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherJun 28, 2016Jun 10, 2016
Katherine Gail LoheydeJanney Montgomery Scott LLC otherPnc Wealth Management otherOtherJun 25, 2016Aug 25, 2016 (61 d)
David Bruce TopkinJanney Montgomery Scott LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherJun 21, 2016Jun 10, 2016
Alan John ChapmanJanney Montgomery Scott LLC otherOsaic Fa, Inc. otherOtherJun 9, 2016Jun 10, 2016
Louis C BavielloJanney Montgomery Scott LLC otherGreat Valley Advisor Group, LLC otherOtherMay 17, 2016May 17, 2016
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686 moves match.