DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Signator Investors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joni Lynne ReilingSignator Investors, Inc. otherLPL Financial LLC BD affiliatedOtherMar 25, 2017Sep 30, 2020 (1285 d)
Arnold Kei HondaSignator Investors, Inc. otherOsaic Wealth, Inc. otherOtherMar 17, 2017Mar 17, 2017
Gordon Yoshihiro SatoSignator Investors, Inc. otherOsaic Wealth, Inc. otherOtherMar 16, 2017Mar 15, 2017
Mark Satoshi ShirakataSignator Investors, Inc. otherOsaic Wealth, Inc. otherOtherMar 16, 2017Mar 15, 2017
Kevin Akio OkumuraSignator Investors, Inc. otherOsaic Wealth, Inc. otherOtherMar 16, 2017Mar 15, 2017
Chad Kenji TakanishiSignator Investors, Inc. otherOsaic Wealth, Inc. otherOtherMar 16, 2017Mar 15, 2017
Dennis Tokio HiguchiSignator Investors, Inc. otherOsaic Wealth, Inc. otherOtherMar 15, 2017Mar 15, 2017
Kristen Amy Niimi MouraSignator Investors, Inc. otherOsaic Wealth, Inc. otherOtherMar 15, 2017Mar 15, 2017
Ryan Kazuo KamemotoSignator Investors, Inc. otherOsaic Wealth, Inc. otherOtherMar 15, 2017Mar 15, 2017
Matthew Seiichi KagawaSignator Investors, Inc. otherOsaic Wealth, Inc. otherOtherMar 10, 2017Mar 9, 2017
Kristine Marie GillardSignator Investors, Inc. otherTransamerica Financial Advisors, LLC otherOtherMar 7, 2017Jun 28, 2017 (113 d)
James Charles HobsonSignator Investors, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherMar 3, 2017May 5, 2017 (63 d)
Keith Ledon PridgenSignator Investors, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherFeb 25, 2017Feb 15, 2017
Bradley Charles WilsonSignator Investors, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherFeb 25, 2017Feb 15, 2017
Matthew Richardson CleggSignator Investors, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherFeb 25, 2017Feb 15, 2017
Christopher Blake PrestridgeSignator Investors, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherFeb 25, 2017Feb 15, 2017
Gerard DelannoySignator Investors, Inc. otherSantander Securities otherOtherJan 31, 2017Mar 15, 2017 (43 d)
Luis Carlos DelarosaSignator Investors, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherJan 18, 2017Jan 17, 2017
Nichole GreenSignator Investors, Inc. otherStrategic Advisers LLC national BDOtherJan 9, 2017Feb 27, 2018 (414 d)
Allen Duwann PittsSignator Investors, Inc. otherUsaa Financial Planning Services no RAUMOtherJan 4, 2017Jan 11, 2017
Lawrence James RoemerSignator Investors, Inc. otherEsi Financial Advisors otherOtherDec 31, 2016Apr 19, 2017 (109 d)
Morgan Callahan GolichSignator Investors, Inc. otherFirst Allied Advisory Services, Inc. otherOtherDec 31, 2016Jan 19, 2018 (384 d)
Ashley Christine DebenedettiSignator Investors, Inc. otherKestra Advisory Services, LLC otherOtherDec 13, 2016Nov 9, 2016
Isabelle Ann AlexanderSignator Investors, Inc. otherKestra Advisory Services, LLC otherOtherDec 9, 2016Nov 9, 2016
Cristen Kimberly MorganSignator Investors, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherNov 21, 2016Nov 8, 2016
Jason John DudumSignator Investors, Inc. otherKestra Advisory Services, LLC otherOtherNov 21, 2016Nov 9, 2016
Emily Renee CorderSignator Investors, Inc. otherTransamerica Retirement Advisors, LLC otherOtherNov 21, 2016Dec 20, 2017 (394 d)
Bradley Scott ShammasSignator Investors, Inc. otherCreativeone Securities, LLC otherOtherNov 17, 2016Nov 17, 2016
Sledge Wayne KillionSignator Investors, Inc. otherUnited Planners' Financial Services Of America A Limited Partner otherOtherNov 10, 2016Nov 8, 2016
Sharon StarkSignator Investors, Inc. otherUnited Planners' Financial Services Of America A Limited Partner otherOtherNov 10, 2016Nov 2, 2016
Ramin GhaffariSignator Investors, Inc. otherUnited Planners' Financial Services Of America A Limited Partner otherOtherNov 8, 2016Nov 2, 2016
Ronald Wayne BurrowSignator Investors, Inc. otherPackerland Brokerage Services, Inc. independent RIAOtherNov 7, 2016Jan 1, 2025 (2977 d)
Luguang LuanSignator Investors, Inc. otherOsaic Fa, Inc. otherOtherNov 5, 2016Nov 1, 2016
Michael Hamilton DennardSignator Investors, Inc. otherPrimerica Advisors national BDOtherOct 19, 2016Jan 17, 2017 (90 d)
Eric Keith KingSignator Investors, Inc. otherCommonwealth Financial Network national BDOtherOct 7, 2016Oct 5, 2016
Jennifer Elaine YeaterSignator Investors, Inc. otherCommonwealth Financial Network national BDOtherOct 7, 2016Oct 5, 2016
John Michael KoesterSignator Investors, Inc. otherKestra Advisory Services, LLC otherOtherOct 5, 2016Sep 20, 2016
Geoffrey Luke BatesSignator Investors, Inc. otherBates Wealth Management, LLC state registeredOtherSep 28, 2016Sep 28, 2016
Adam Jay RudikoffSignator Investors, Inc. otherAmeriprise Financial Services, LLC national BDOtherSep 15, 2016Jan 22, 2020 (1224 d)
Phillip Christopher ClarkSignator Investors, Inc. otherInvst, LLC otherOtherSep 15, 2016Sep 16, 2016
Steven CarpenterSignator Investors, Inc. otherCreative Financial Designs, Inc. otherOtherSep 2, 2016Aug 29, 2016
Matthew P. BettenhausenSignator Investors, Inc. otherJ.P. Morgan Securities LLC wirehouseOtherSep 2, 2016Oct 17, 2016 (45 d)
Mitchal Dion O'HareSignator Investors, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherAug 31, 2016Sep 1, 2016
Melissa Anne ClarySignator Investors, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherAug 31, 2016Sep 1, 2016
Sigrid Ann DaugaardSignator Investors, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherAug 31, 2016Sep 1, 2016
Christy J FalcoSignator Investors, Inc. otherTransamerica Financial Advisors, LLC otherOtherAug 26, 2016Jul 25, 2016
Alex ChisholmSignator Investors, Inc. otherPark Avenue Securities LLC BD affiliatedOtherAug 18, 2016May 18, 2018 (638 d)
Steven YokomizoSignator Investors, Inc. otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherAug 11, 2016Jul 25, 2016
Eric Michael HarleySignator Investors, Inc. otherConcert Wealth Management otherOtherAug 11, 2016Jul 27, 2016
Fred G HorrocksSignator Investors, Inc. otherMML Investors Services, LLC otherOtherAug 2, 2016Aug 30, 2016
Joseph Dean GutierrezSignator Investors, Inc. otherE*Trade Capital Management, LLC otherOtherJul 28, 2016Oct 11, 2016 (75 d)
Ray Ryan OlsonSignator Investors, Inc. otherKestra Advisory Services, LLC otherOtherJul 27, 2016Jul 21, 2016
David Crawford ChampionSignator Investors, Inc. otherFsc Securities Corporation otherOtherJul 26, 2016May 24, 2016
Kenneth Lee ClowersSignator Investors, Inc. otherKms Financial Services, Inc otherOtherJul 14, 2016Jun 2, 2016
Jessi HawkSignator Investors, Inc. otherPruco Securities, LLC otherOtherJul 14, 2016Jul 13, 2016
Dale Robert PowersSignator Investors, Inc. otherJohn Hancock Personal Financial Services, LLC otherOtherJul 6, 2016Sep 21, 2016 (77 d)
Jeffrey Daniel FernandesSignator Investors, Inc. otherJohn Hancock Personal Financial Services, LLC otherOtherJul 6, 2016Jul 18, 2016
Jeffrey Matthew ZielinskiSignator Investors, Inc. otherJohn Hancock Personal Financial Services, LLC otherOtherJul 6, 2016Jun 21, 2016
Jason Robert FridaySignator Investors, Inc. otherJohn Hancock Personal Financial Services, LLC otherOtherJun 30, 2016Jul 18, 2016
Robert H LambSignator Investors, Inc. otherJohn Hancock Personal Financial Services, LLC otherOtherJun 30, 2016Jul 27, 2016
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688 moves match.