| Kevin J Wilkison | Usaa Investment Services Company other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 1, 2012 | Nov 9, 2012 (161 d) |
| Daniel Hyun Kim | Usaa Investment Services Company other | Chase Investment Services Corp. other | Other | Feb 24, 2012 | Mar 29, 2012 (34 d) |
| Brian Neil Tobin | Usaa Investment Services Company other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 21, 2012 | Mar 12, 2012 |
| Derek A Dipetrillo | Usaa Investment Services Company other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 8, 2011 | Aug 15, 2011 (38 d) |
| Carolyn Ngo | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Feb 7, 2011 | Feb 3, 2011 |
| Larry Wilkins Chappell | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Jan 4, 2011 | Dec 3, 2010 |
| Demetra Paige Sullivan | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Aug 26, 2010 | Aug 4, 2010 |
| Candace J Burkett | Usaa Investment Services Company other | Chase Investment Services Corp. other | Other | May 10, 2010 | May 13, 2010 |
| Jennifer Lynn Van Alstyne | Usaa Investment Services Company other | Advisors Asset Management, Inc. other | Other | May 7, 2010 | Sep 7, 2010 (123 d) |
| Catherine Aline Rowan | Usaa Investment Services Company other | Wells Fargo Advisors wirehouse | Other | Apr 13, 2010 | Jun 22, 2010 (70 d) |
| Thomas A De Luna | Usaa Investment Services Company other | Chase Investment Services Corp. other | Other | Feb 11, 2010 | Oct 13, 2011 (609 d) |
| Victor Antonio Mendez | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Nov 13, 2009 | Nov 13, 2009 |
| Scott Vincent Valenti | Usaa Investment Services Company other | Chase Investment Services Corp. other | Other | Oct 29, 2009 | Sep 3, 2010 (309 d) |
| Helen Dao | Usaa Investment Services Company other | Thrivent Investment Management Inc. other | Other | Feb 26, 2009 | Apr 17, 2009 (50 d) |
| Ryan William Paisley | Usaa Investment Services Company other | Corecap Advisors BD affiliated | Other | Nov 4, 2008 | Jun 21, 2019 (3881 d) |
| Vincent Edward Heck | Usaa Investment Services Company other | Schwab Wealth Advisory, Inc. other | Other | Oct 27, 2008 | Oct 6, 2015 (2535 d) |
| Sherry Larae Egenolf | Usaa Investment Services Company other | Td Ameritrade, Inc. no RAUM | Other | Jul 28, 2008 | Sep 15, 2008 (49 d) |
| Stacy A Johnson | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | May 8, 2008 | May 12, 2008 |
| Bryant Elias Andrus | Usaa Investment Services Company other | Keats Connelly And Associates Inc. unclassified | Other | May 5, 2008 | Jun 2, 2008 |
| Daniel Fuentes | Usaa Investment Services Company other | New England Securities Corporation other | Other | Apr 30, 2008 | Nov 6, 2008 (190 d) |
| Toni Lynn Rose | Usaa Investment Services Company other | Cuna Brokerage Services, Inc. other | Other | Apr 21, 2008 | Apr 30, 2008 |
| Michael Lloyd Del Carlo | Usaa Investment Services Company other | Charles Schwab & Co., Inc. national BD | Other | Apr 9, 2008 | May 12, 2008 (33 d) |
| Donald Ray Dupont | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Jan 2, 2008 | Jan 2, 2008 |
| Christopher Chapa | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Dec 31, 2007 | May 11, 2007 |
| Jose Miguel Martinez | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Dec 31, 2007 | May 14, 2007 |
| Bert J Gass | Usaa Investment Services Company other | Charles Schwab & Co., Inc. national BD | Other | Dec 17, 2007 | Aug 13, 2008 (240 d) |
| Bryan Patrick Theall | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Nov 7, 2007 | Nov 14, 2007 |
| Martin James Mata | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Oct 22, 2007 | Oct 22, 2007 |
| John Lawrence Sullivan | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Oct 22, 2007 | Oct 26, 2007 |
| James Kendrick Feldman | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Oct 15, 2007 | Oct 15, 2007 |
| Richard William Rose | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Oct 15, 2007 | Oct 8, 2007 |
| Michael Eugene Apolinar | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Oct 15, 2007 | Oct 23, 2007 |
| Samin Mozaffari-Nejad | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Oct 15, 2007 | Oct 23, 2007 |
| Earl Thomas Weedon | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Sep 18, 2007 | Sep 27, 2007 |
| Edmund Allan Oliveros | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Sep 5, 2007 | Sep 13, 2007 |
| Shane Michael Bulgerin | Usaa Investment Services Company other | Td Ameritrade Investment Management, LLC other | Other | Aug 13, 2007 | Aug 23, 2007 |
| James Russell | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | May 14, 2007 | May 29, 2007 |
| Jessica Abrego | Usaa Investment Services Company other | Charles Schwab & Co., Inc. national BD | Other | Apr 30, 2007 | Jun 20, 2007 (51 d) |
| David Daniel Arvizu | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Mar 15, 2007 | Mar 28, 2007 |
| Neil Howard Kalb | Usaa Investment Services Company other | Swbc Investment Company other | Other | Mar 6, 2007 | Mar 4, 2008 (364 d) |
| James Eric Inman | Usaa Investment Services Company other | Advisors Asset Management, Inc. other | Other | Mar 5, 2007 | Feb 26, 2007 |
| John Maurice Hennessy | Usaa Investment Services Company other | Intercontinental Wealth Advisors, LLC other | Other | Nov 10, 2006 | Feb 20, 2007 (102 d) |
| Macdonald Chukumah Etugbo | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Nov 6, 2006 | Nov 6, 2006 |
| Edward Joseph Brownstein | Usaa Investment Services Company other | Td Ameritrade, Inc. no RAUM | Other | Oct 30, 2006 | Jan 17, 2007 (79 d) |
| Derick Lee Kann | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Oct 5, 2006 | Oct 5, 2006 |
| Marcus Shelley Talbert | Usaa Investment Services Company other | Esposito Partners, LLC no RAUM | Other | Sep 19, 2006 | Oct 10, 2008 (752 d) |
| Rhonda Deon Carter | Usaa Investment Services Company other | Td Ameritrade, Inc. no RAUM | Other | Sep 5, 2006 | Nov 30, 2006 (86 d) |
| Donald Eugene Franks | Usaa Investment Services Company other | Strategic Advisers LLC national BD | Other | Jul 20, 2006 | Sep 18, 2006 (60 d) |
| Russell William Huffer | Usaa Investment Services Company other | Charles Schwab & Co., Inc. national BD | Other | Jun 12, 2006 | Apr 15, 2008 (673 d) |
| Adolph Charles Lara | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | May 8, 2006 | May 8, 2006 |
| Marcy Lynn Vaughan | Usaa Investment Services Company other | Suntrust Investment Services, Inc. other | Other | May 2, 2006 | Apr 29, 2008 (728 d) |
| Michael Joseph Blazina | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Mar 9, 2006 | Mar 17, 2006 |
| Rhonda Rene Garcia | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Jan 20, 2006 | Jan 19, 2006 |
| Michael Joseph Ruggieri | Usaa Investment Services Company other | Cue Financial Group, Inc. other | Other | Jan 3, 2006 | Feb 17, 2006 (45 d) |
| Brent Michael Buehler | Usaa Investment Services Company other | Chase Investment Services Corp. other | Other | Dec 6, 2005 | Jan 10, 2006 (35 d) |
| David Espinoza | Usaa Investment Services Company other | Chase Investment Services Corp. other | Other | Dec 2, 2005 | Dec 7, 2005 |
| Robert Brooks Bowen | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Nov 30, 2005 | Dec 7, 2005 |
| Mark Anthony Menendez | Usaa Investment Services Company other | Wells Fargo Advisors wirehouse | Other | Oct 20, 2005 | Nov 16, 2005 |
| Sandra Lombrano Terronez | Usaa Investment Services Company other | Wealthquest Financial Services, LLC other | Other | Oct 13, 2005 | Mar 31, 2006 (169 d) |
| Michael Scott Dubensky | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | Sep 21, 2005 | Sep 20, 2005 |