Departures from New England Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Patricia Ann Schuler	New England Securities Corporation other	Crown Capital Securities, L.P. other	Other	Apr 15, 2005	Apr 5, 2005
Reginald William Burroughs	New England Securities Corporation other	Mercadien Asset Management, LLC other	Other	Mar 22, 2005	Mar 18, 2005
Timothy Schumacher	New England Securities Corporation other	Hornor, Townsend & Kent, LLC other	Other	Mar 16, 2005	Apr 15, 2005
Timothy Robert Croak	New England Securities Corporation other	Ameritas Advisory Services other	Other	Feb 18, 2005	May 31, 2005 (102 d)
Brian Stanley Brandt	New England Securities Corporation other	Principal Securities, Inc. other	Other	Feb 18, 2005	Apr 1, 2005 (42 d)
Karl Zimmerman	New England Securities Corporation other	Key Investment Services LLC other	Other	Feb 18, 2005	Apr 18, 2006 (424 d)
Brad Thomas Whitman	New England Securities Corporation other	Ameritas Advisory Services other	Other	Feb 18, 2005	Feb 2, 2005
Joanne Carey Esfahani	New England Securities Corporation other	Wells Fargo Advisors wirehouse	Other	Feb 9, 2005	Nov 2, 2017 (4649 d)
Richard Preston Tonkinson	New England Securities Corporation other	Securities America Advisors, Inc. other	Other	Feb 7, 2005	Feb 18, 2005
Marc Andrew Simmons	New England Securities Corporation other	Simco Financial no RAUM	Other	Jan 27, 2005	Jul 30, 2025 (7489 d)
John Alan Levine	New England Securities Corporation other	H. Beck, Inc. other	Other	Jan 5, 2005	Dec 14, 2004
Edward Mariano Pero	New England Securities Corporation other	H. Beck, Inc. other	Other	Jan 5, 2005	Dec 13, 2004
Seth Michael Cohn	New England Securities Corporation other	MML Investors Services, LLC other	Other	Jan 4, 2005	Jan 10, 2005
Terri Bolden Ward	New England Securities Corporation other	Trustcore Financial Services, LLC other	Other	Jan 3, 2005	Jan 31, 2005
Patrick Francis Thuecks	New England Securities Corporation other	Ameriprise Financial Services, LLC national BD	Other	Dec 31, 2004	May 11, 2007 (861 d)
Christopher Dale Metscher	New England Securities Corporation other	Securities America Advisors, Inc. other	Other	Dec 15, 2004	Dec 16, 2004
Darrell L Dawes	New England Securities Corporation other	Peachtree Planning Advisors, Inc. unclassified	Other	Dec 8, 2004	Sep 22, 2005 (288 d)
Jimmy Ray Turner	New England Securities Corporation other	Crown Capital Securities, L.P. other	Other	Nov 30, 2004	Jan 3, 2005 (34 d)
Eric Brian Shepard	New England Securities Corporation other	Waddell & Reed other	Other	Nov 30, 2004	Feb 8, 2005 (70 d)
Kimber Lewis Barton	New England Securities Corporation other	MML Investors Services, LLC other	Other	Nov 9, 2004	Nov 16, 2004
Keary Lee Foster	New England Securities Corporation other	1st Global Advisors Inc other	Other	Nov 8, 2004	Oct 28, 2004
Donald Todd Cohen	New England Securities Corporation other	Regal Advisory Services, Inc. other	Other	Oct 13, 2004	Aug 24, 2004
James Walter Knox	New England Securities Corporation other	Hornor, Townsend & Kent, LLC BD affiliated	Other	Oct 5, 2004	Mar 19, 2021 (6009 d)
Frank John Cariola	New England Securities Corporation other	Eagle Strategies LLC other	Other	Oct 1, 2004	Oct 13, 2004
Mortimore Francis Kelly	New England Securities Corporation other	Questar Asset Management, Inc. other	Other	Sep 22, 2004	Jan 16, 2008 (1211 d)
Ava Diane Smith	New England Securities Corporation other	Voya Financial Advisors, Inc. other	Other	Sep 21, 2004	Sep 22, 2004
William Dennis Eckert	New England Securities Corporation other	Hornor, Townsend & Kent, LLC other	Other	Sep 17, 2004	Oct 5, 2004
Steven D Barbesh	New England Securities Corporation other	Alliancebernstein L.P. other	Other	Aug 23, 2004	Aug 18, 2004
David Sean Carl	New England Securities Corporation other	Hornor, Townsend & Kent, LLC other	Other	Aug 20, 2004	Aug 24, 2004
Thomas Rudolf Philipp	New England Securities Corporation other	Hornor, Townsend & Kent, LLC other	Other	Aug 20, 2004	Aug 25, 2004
Jared S Wolever	New England Securities Corporation other	Park Avenue Securities LLC other	Other	Aug 20, 2004	Nov 8, 2004 (80 d)
James Bryan Washburn	New England Securities Corporation other	Hornor, Townsend & Kent, LLC other	Other	Aug 13, 2004	Aug 9, 2004
Dewayne Ray Nelson	New England Securities Corporation other	Nrp Financial, Inc. unclassified	Other	Aug 5, 2004	Aug 25, 2004
Brendan Jude Kenny	New England Securities Corporation other	Lenox Advisors, Inc. unclassified	Other	Jul 16, 2004	Mar 25, 2011 (2443 d)
Ralph Benjamin Maulorico	New England Securities Corporation other	Oneamerica Securities, Inc. BD affiliated	Other	Jul 13, 2004	Jan 2, 2026 (7843 d)
Allen Dean Pong	New England Securities Corporation other	Securian Financial Services, Inc. other	Other	Jun 8, 2004	Jun 9, 2004
Brooke Ashley Bees	New England Securities Corporation other	Park Avenue Securities LLC other	Other	Jun 3, 2004	Apr 15, 2008 (1412 d)
William Conway Frye	New England Securities Corporation other	Falco Financial Services, Inc. other	Other	May 28, 2004	Jun 28, 2004 (31 d)
Byron Thomas Clark	New England Securities Corporation other	Mbsc, LLC unclassified	Other	May 24, 2004	May 2, 2006 (708 d)
Lawrence Richard Buchholz	New England Securities Corporation other	Falco Financial Services, Inc. other	Other	May 24, 2004	Jun 28, 2004 (35 d)
Edward Thomas Moore	New England Securities Corporation other	Falco Financial Services, Inc. other	Other	May 20, 2004	Jun 28, 2004 (39 d)
Thomas Edward Gardner	New England Securities Corporation other	Advantage Capital Corporation unclassified	Other	May 17, 2004	Jun 1, 2005 (380 d)
Lynda Diane Gregory	New England Securities Corporation other	Charles Schwab & Co., Inc. national BD	Other	May 10, 2004	Aug 12, 2005 (459 d)
Richard Jason Levine	New England Securities Corporation other	Hornor, Townsend & Kent, LLC other	Other	May 6, 2004	May 6, 2004
Scott William Cody	New England Securities Corporation other	Hornor, Townsend & Kent, LLC other	Other	May 6, 2004	May 6, 2004
Phil L Jacobson	New England Securities Corporation other	Hornor, Townsend & Kent, LLC other	Other	May 6, 2004	May 12, 2004
Keith Ryan Fisher	New England Securities Corporation other	Hornor, Townsend & Kent, LLC other	Other	May 6, 2004	May 12, 2004
Ronald Christopher Lottridge	New England Securities Corporation other	Hornor, Townsend & Kent, LLC other	Other	May 6, 2004	May 6, 2004
Jeffery Thomas Bonifacino	New England Securities Corporation other	Hornor, Townsend & Kent, LLC other	Other	Apr 14, 2004	Apr 12, 2004
Gregory Joseph Keal	New England Securities Corporation other	Creative Planning other	Other	Apr 8, 2004	Nov 10, 2003
Andrew Damian Baker	New England Securities Corporation other	Msi Financial Services, Inc. other	Other	Apr 1, 2004	Nov 3, 2003
Ronald John Flohr	New England Securities Corporation other	LPL Financial LLC other	Other	Mar 29, 2004	Jul 6, 2012 (3021 d)
John Mark Canada	New England Securities Corporation other	Business Blocks 101, Inc. state registered	Other	Mar 24, 2004	Dec 8, 2008 (1720 d)
Robert Paul Wermuth	New England Securities Corporation other	Securian Financial Services, Inc. other	Other	Mar 22, 2004	Feb 23, 2012 (2894 d)
John Lamar Norman	New England Securities Corporation other	Hornor, Townsend & Kent, LLC other	Other	Mar 16, 2004	Apr 6, 2004
Charles Randall Williams	New England Securities Corporation other	MML Investors Services, LLC other	Other	Mar 16, 2004	Mar 25, 2004
Paul G Larance	New England Securities Corporation other	MML Investors Services, LLC other	Other	Mar 16, 2004	Mar 24, 2004
David Christopher Benfer	New England Securities Corporation other	Securian Financial Services, Inc. other	Other	Mar 15, 2004	Feb 27, 2012 (2905 d)
Kevin Michael Donohue	New England Securities Corporation other	Securian Financial Services, Inc. other	Other	Mar 15, 2004	Feb 23, 2012 (2901 d)
Frank Idrees	New England Securities Corporation other	H. Beck, Inc. other	Other	Mar 5, 2004	Mar 4, 2004

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1,041 moves match.