DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ameriprise Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Susan Elizabeth Mclain | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 15, 2026 | Sep 11, 2026 |
| Rey Deborja | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2026 | Sep 16, 2026 |
| Ingrid Miller | Ameriprise Financial Services, LLC national BD | Tbg-Bedford Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2026 | Sep 13, 2026 |
| William Arthur Stephenson | Ameriprise Financial Services, LLC national BD | Rise Private Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 14, 2026 | Sep 10, 2026 |
| Dabney Baum | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 11, 2026 | Sep 9, 2026 |
| Richard Allan Baum | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2026 | Sep 11, 2026 |
| Christopher C Johnson | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2026 | Aug 20, 2026 |
| Nicholas Richard Menzies | Ameriprise Financial Services, LLC national BD | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2026 | Sep 10, 2026 |
| William Michael Mcdonald | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Sep 1, 2026 |
| Sam Te Su | Ameriprise Financial Services, LLC national BD | Aegis Capital Corp. BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Sep 15, 2026 |
| Regina Mckelvey Spehl | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 2, 2026 | Sep 11, 2026 |
| David J Naber | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 27, 2026 |
| Molly Grimm | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 27, 2026 |
| Quintin J Gardner | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 20, 2026 |
| Sean Kilmurray | Ameriprise Financial Services, LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 2, 2026 | Aug 31, 2026 |
| Michael Mildrum | Ameriprise Financial Services, LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 1, 2026 | Sep 1, 2026 |
| Cameron Purton | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Aug 26, 2026 |
| David Lam | Ameriprise Financial Services, LLC national BD | Aegis Capital Corp. BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Sep 15, 2026 |
| Jac B Stulberg | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 31, 2026 | Aug 24, 2026 |
| Edward Michael Prybylski | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Sep 8, 2026 |
| Randall Glen Woolley | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 26, 2026 |
| Scott Jeppson | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 31, 2026 |
| Alberto J Pujols | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Sep 8, 2026 |
| Neil Allen Bailey | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Aug 27, 2026 |
| Mark Daniel Batty | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Aug 27, 2026 |
| Gregory Mcdonald | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Sep 1, 2026 |
| Peter Levine | Ameriprise Financial Services, LLC national BD | Velara Wealth Management Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 27, 2026 | Aug 21, 2026 |
| Ladan Boloorian | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 27, 2026 | Aug 25, 2026 |
| Martin C Sacks | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2026 | Aug 24, 2026 |
| Paige Alexa Ottenbrite | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2026 | Aug 26, 2026 |
| Jordan Jane Hall | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2026 | Sep 3, 2026 |
| Brent Alan Benedict | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2026 | Sep 11, 2026 |
| David Scott Boersig | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Aug 21, 2026 |
| Ryan Anthony Boersig | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Sep 2, 2026 |
| Timothy James Missling | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Aug 31, 2026 |
| Amie T Thompson | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 27, 2026 |
| Taylor Dean Knutson | Ameriprise Financial Services, LLC national BD | Goldstein Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2026 | Aug 26, 2026 |
| Jordyn Vanessa James | Ameriprise Financial Services, LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Sep 8, 2026 |
| Mark Allen Stoffel | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 14, 2026 |
| Gabriel George Armancas | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 17, 2026 | Aug 14, 2026 |
| Christopher Dean Torres | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Jul 22, 2026 |
| De Forest Johnson | Ameriprise Financial Services, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 6, 2026 |
| Clinton F. Godfrey | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 11, 2026 | Aug 12, 2026 |
| Benjamin Daniel Yackell | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 5, 2026 |
| Christopher Ryan Crisanti | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Sep 9, 2026 |
| Matthew Thomas Boswell | Ameriprise Financial Services, LLC national BD | Neil Jesani Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2026 | Aug 13, 2026 |
| Ryland H Wall | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 31, 2026 |
| Colin Monteith | Ameriprise Financial Services, LLC national BD | Altruist Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 5, 2026 | Aug 27, 2026 |
| Reed Mells | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 3, 2026 |
| Annamarie Rainy Hernandez | Ameriprise Financial Services, LLC national BD | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2026 | Sep 2, 2026 |
| Thomas C Moss | Ameriprise Financial Services, LLC national BD | Wms Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2026 | Jul 13, 2026 |
| Gary Michael Cruff | Ameriprise Financial Services, LLC national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Jul 31, 2026 |
| Justin Lin Chang | Ameriprise Financial Services, LLC national BD | Freestone Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2026 | Aug 4, 2026 |
| Giovanni Jose Alvarez-Mena | Ameriprise Financial Services, LLC national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jul 24, 2026 |
| Ryan Daniel Mcdermott | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jul 14, 2026 |
| Shawn Rooney | Ameriprise Financial Services, LLC national BD | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2026 | Jul 30, 2026 |
| Kelly Loyd Mcdermott | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jul 15, 2026 |
| Joshua Mangini | Ameriprise Financial Services, LLC national BD | Connecticut Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2026 | Aug 24, 2026 |
| Patrick Thor | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 27, 2026 | Jul 6, 2026 |
| Dylan Robert Goodhart | Ameriprise Financial Services, LLC national BD | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2026 | Jul 29, 2026 |
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9,357 moves match.