DFX Intelligence
Advisor moves
Departures from Ameriprise Financial Services, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
9,396 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Giffin Morrison | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2025 | Jun 2, 2025 |
| Frank A Perez Delgado | Ameriprise Financial Services, LLC national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 5, 2025 | Apr 22, 2025 |
| Tucker T Hanson | Ameriprise Financial Services, LLC national BD | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2025 | Sep 18, 2025 (136 d) |
| Colton Campbell | Ameriprise Financial Services, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2025 | Aug 18, 2025 (105 d) |
| William Alexander Longing | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2025 | May 1, 2025 |
| Charles Camilleri | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2025 | May 1, 2025 |
| Adam Bernard Sloane | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2025 | May 1, 2025 |
| Duane L Dollar | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2025 | Apr 29, 2025 |
| Phillip J Owens | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2025 | Apr 29, 2025 |
| Karl P Mongold | Ameriprise Financial Services, LLC national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2025 | Jun 13, 2025 (43 d) |
| Matthew Gentile | Ameriprise Financial Services, LLC national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2025 | May 12, 2025 |
| William Heron | Ameriprise Financial Services, LLC national BD | Claro Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2025 | Apr 29, 2025 |
| Kimberly A Mitchell | Ameriprise Financial Services, LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | Apr 25, 2025 |
| Jackson Bliss | Ameriprise Financial Services, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Apr 29, 2025 | Oct 9, 2025 (163 d) |
| Staci Sue Gaiser | Ameriprise Financial Services, LLC national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 25, 2025 | Apr 23, 2025 |
| Joyce Jakubowsky Oaks | Ameriprise Financial Services, LLC national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 25, 2025 | Apr 23, 2025 |
| Manuel Cantella | Ameriprise Financial Services, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 25, 2025 | May 6, 2025 |
| Jeffrey Davis | Ameriprise Financial Services, LLC national BD | One Advisory Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2025 | Apr 18, 2025 |
| Misael R Lugo | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 23, 2025 | Apr 18, 2025 |
| Carter John Mrowiec | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 23, 2025 | Apr 28, 2025 |
| Jose Gabriel Lopez | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 22, 2025 | Apr 18, 2025 |
| Jeffrey Warren Sirola | Ameriprise Financial Services, LLC national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 22, 2025 | Apr 16, 2025 |
| Trevor David Swanson | Ameriprise Financial Services, LLC national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 22, 2025 | Apr 17, 2025 |
| David Lawrence Cushard | Ameriprise Financial Services, LLC national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 21, 2025 | Apr 16, 2025 |
| Camilla Carvalho | Ameriprise Financial Services, LLC national BD | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2025 | Apr 22, 2025 |
| Wesley Eurshman Mullins | Ameriprise Financial Services, LLC national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 17, 2025 | Apr 17, 2025 |
| Richard Neil Bergstrom | Ameriprise Financial Services, LLC national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 17, 2025 | Apr 17, 2025 |
| Gerardo Vergara | Ameriprise Financial Services, LLC national BD | Verity Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2025 | Dec 5, 2025 (232 d) |
| Justin Pruitt | Ameriprise Financial Services, LLC national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 17, 2025 | Apr 16, 2025 |
| Garrett Mancuso | Ameriprise Financial Services, LLC national BD | Measured Risk Portfolios independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2025 | Jan 30, 2026 (289 d) |
| Mitchell Jon Fiereck | Ameriprise Financial Services, LLC national BD | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2025 | Apr 29, 2025 |
| Courtney Allison Coombs | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 14, 2025 | Apr 25, 2025 |
| John Coble | Ameriprise Financial Services, LLC national BD | The Fiduciary Alliance independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2025 | Apr 9, 2025 |
| Rebekah Pearl Peterson | Ameriprise Financial Services, LLC national BD | Affiance Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2025 | Feb 17, 2026 (313 d) |
| Katherine Elizabeth Maher | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Apr 24, 2025 |
| Derek David Rosenberg | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 8, 2025 | Apr 4, 2025 |
| Patricia Sidorick | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 8, 2025 | Apr 23, 2025 |
| Shyanna Marie Sagadraca | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 8, 2025 | Apr 4, 2025 |
| Catherine Shelehov | Ameriprise Financial Services, LLC national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Apr 8, 2025 | Apr 8, 2025 |
| John Timothy Strang | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2025 | Apr 2, 2025 |
| Richard J Orleck | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 7, 2025 | Apr 4, 2025 |
| Gabriel Sakellaridis | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2025 | Mar 27, 2025 |
| Paul Louis Goudy | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2025 | Mar 31, 2025 |
| Kaena Hazika Farmer | Ameriprise Financial Services, LLC national BD | Hamilton Capital Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 7, 2025 | Jun 4, 2025 (58 d) |
| Sadaf Rashidinezami | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2025 | Apr 14, 2025 |
| Amanda Knode Hill | Ameriprise Financial Services, LLC national BD | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | May 12, 2025 (42 d) |
| Trevor Michael Meier | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | May 7, 2025 (37 d) |
| Nicholas Charles Alvanos | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 27, 2025 | Mar 21, 2025 |
| Carlan David Strand | Ameriprise Financial Services, LLC national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2025 | Apr 11, 2025 |
| Susan Novotney Alvanos | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 26, 2025 | Mar 21, 2025 |
| Anthony John Rocchio | Ameriprise Financial Services, LLC national BD | Brighton Jones LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2025 | Apr 2, 2025 |
| Jason Zardavets | Ameriprise Financial Services, LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2025 | May 5, 2025 (41 d) |
| Alex Masaki | Ameriprise Financial Services, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Mar 25, 2025 | Jun 2, 2025 (69 d) |
| Tyson Mitchell Lashley | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2025 | Mar 20, 2025 |
| Kathleen O'Dell | Ameriprise Financial Services, LLC national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2025 | May 1, 2025 (38 d) |
| Gary Paul Kelman | Ameriprise Financial Services, LLC national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2025 | Mar 17, 2025 |
| Ellen Robinson Gunder | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2025 | Mar 11, 2025 |
| Amy Suzanne Allen | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2025 | Jan 9, 2026 (294 d) |
| Jeffrey Francis Gunder | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2025 | Mar 11, 2025 |
| Christopher Scott Seebeck | Ameriprise Financial Services, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2025 | Jan 2, 2026 (289 d) |