DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Equitable Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sydney Marie LudwigEquitable Advisors, LLC national BDEdward Jones national BDAffiliated broker-dealer or bank to anotherMar 30, 2026Apr 13, 2026
Dylan T ShalveyEquitable Advisors, LLC national BDFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAMar 30, 2026Jun 10, 2026 (72 d)
Frederick David DocousEquitable Advisors, LLC national BDSynthesis Capital Group state registeredAffiliated broker-dealer or bank to a state-registered adviserMar 26, 2026May 18, 2026 (53 d)
Jacob MorenusEquitable Advisors, LLC national BDGateway Wealth Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 26, 2026Mar 24, 2026
Anshu Chopra VohraEquitable Advisors, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseMar 26, 2026Aug 18, 2026 (145 d)
Daniel Christopher LawsonEquitable Advisors, LLC national BDMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseMar 25, 2026Apr 20, 2026
Madison Taylor MatthewsEquitable Advisors, LLC national BDLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 25, 2026Apr 20, 2026
Alexander CounEquitable Advisors, LLC national BDEmpower Advisory Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 25, 2026Jul 2, 2026 (99 d)
Jashanpreet SinghEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMar 25, 2026May 1, 2026 (37 d)
Guy Rene MondjiiEquitable Advisors, LLC national BDT. Rowe Price Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 24, 2026Apr 27, 2026 (34 d)
Devlin MoralesEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMar 24, 2026Mar 26, 2026
Benjamin CobbEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMar 24, 2026Mar 23, 2026
Tyler FrancoEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMar 24, 2026Apr 6, 2026
Jodi Danielle Van VoorhisEquitable Advisors, LLC national BDCresset Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 23, 2026Apr 10, 2026
Derek Michael LaveryEquitable Advisors, LLC national BDRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 23, 2026Mar 18, 2026
Nicholas GalenteEquitable Advisors, LLC national BDRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 23, 2026Mar 18, 2026
Michael John SperoEquitable Advisors, LLC national BDRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 23, 2026Mar 18, 2026
Sarah Ashley BabcockEquitable Advisors, LLC national BDRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 23, 2026Mar 18, 2026
Eric Christopher LandryEquitable Advisors, LLC national BDBrookstone Wealth Advisors, LLC no RAUMOtherMar 20, 2026Mar 16, 2026
Andrew SieczkaEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMar 20, 2026Apr 30, 2026 (41 d)
James Ethan JacksonEquitable Advisors, LLC national BDAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherMar 20, 2026Apr 1, 2026
Kayla Dawn TaylorEquitable Advisors, LLC national BDAssetbuilder, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 19, 2026Apr 21, 2026 (33 d)
Aidan SjothunEquitable Advisors, LLC national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherMar 19, 2026May 15, 2026 (57 d)
Rodolfo RodriguezEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMar 19, 2026Apr 9, 2026
Christian J DinalloEquitable Advisors, LLC national BDMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseMar 18, 2026Apr 24, 2026 (37 d)
Sanaj GuptaEquitable Advisors, LLC national BDFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAMar 18, 2026Jun 11, 2026 (85 d)
Danny Shiva SookramEquitable Advisors, LLC national BDAegis Capital Corp. BD affiliatedAffiliated broker-dealer or bank to anotherMar 17, 2026Apr 23, 2026 (37 d)
Marlo D Ramo MoralesEquitable Advisors, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseMar 17, 2026Apr 6, 2026
Mitchell Aaron RuffEquitable Advisors, LLC national BDKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 16, 2026Apr 15, 2026
Vincent J FlorentinoEquitable Advisors, LLC national BDIntegrated Advisors Network LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 16, 2026Apr 13, 2026
Cameron Taylor Hopkins-HarringtonEquitable Advisors, LLC national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 13, 2026Apr 10, 2026
Michael Brian FongEquitable Advisors, LLC national BDPrincipal Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 13, 2026Mar 11, 2026
Dillon C SparksEquitable Advisors, LLC national BDMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseMar 12, 2026Sep 17, 2026 (189 d)
John MackEquitable Advisors, LLC national BDLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 12, 2026Mar 10, 2026
Nishtha SharmaEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMar 12, 2026Mar 20, 2026
Genevra Ashley MitrovichEquitable Advisors, LLC national BDKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 11, 2026Mar 12, 2026
Charles ManoukianEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMar 11, 2026Apr 1, 2026
Jacob Walter CapellupoEquitable Advisors, LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 11, 2026Jul 2, 2026 (113 d)
Nicholas P BravocoEquitable Advisors, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseMar 11, 2026Apr 13, 2026 (33 d)
Jackson ParrishEquitable Advisors, LLC national BDLemnis Capital no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 10, 2026Mar 13, 2026
Robert John FallerEquitable Advisors, LLC national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherMar 10, 2026May 12, 2026 (63 d)
Bernardo Velasco LinaresEquitable Advisors, LLC national BDLemnis Capital no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 10, 2026Mar 11, 2026
Ryan Wayne WoodEquitable Advisors, LLC national BDLemnis Capital no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 9, 2026Mar 11, 2026
Ted ChenEquitable Advisors, LLC national BDNi Advisors state registeredAffiliated broker-dealer or bank to a state-registered adviserMar 9, 2026Apr 14, 2026 (36 d)
Mikayla Noel BornEquitable Advisors, LLC national BDLemnis Capital no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 9, 2026Mar 11, 2026
Kira Marie La SageEquitable Advisors, LLC national BDLemnis Capital no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 9, 2026Mar 11, 2026
Benjamin Norman CampbellEquitable Advisors, LLC national BDLemnis Capital no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 9, 2026Mar 11, 2026
Justin ElovitzEquitable Advisors, LLC national BDLemnis Capital no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 9, 2026Mar 11, 2026
Ridge Alexander DutkinEquitable Advisors, LLC national BDMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 9, 2026May 29, 2026 (81 d)
Jonathon Garrett WhitsonEquitable Advisors, LLC national BDSummit Global Investments, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAMar 9, 2026Apr 10, 2026 (32 d)
Cory StrangEquitable Advisors, LLC national BDState Farm Investment Management Corp. asset managerOtherMar 9, 2026May 8, 2026 (60 d)
Jonathan TotilloEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMar 6, 2026Mar 11, 2026
Sandy Eduardo AristyEquitable Advisors, LLC national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseMar 6, 2026Jun 8, 2026 (94 d)
Mia PetersEquitable Advisors, LLC national BDEmpower Advisory Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 6, 2026May 31, 2026 (86 d)
Marcus NilssonEquitable Advisors, LLC national BDStonebridge Financial Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 5, 2026Mar 4, 2026
Ilirian MujovicEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMar 5, 2026Feb 25, 2026
John Michael LibrizziEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMar 5, 2026Apr 22, 2026 (48 d)
Julian GoodmanEquitable Advisors, LLC national BDStonebridge Financial Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 5, 2026Mar 4, 2026
Christian AlinoEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMar 5, 2026Apr 6, 2026 (32 d)
Timothy E MckinneyEquitable Advisors, LLC national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherMar 5, 2026May 12, 2026 (68 d)
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6,259 moves match.