DFX Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,774 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Teresa R Rodriguez | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2021 | Mar 9, 2021 |
| Patrick W King | Raymond James & Associates, Inc. national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2021 | Feb 25, 2022 (359 d) |
| Julie Cook Elsea | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2021 | Mar 2, 2021 |
| Dennis Keith Wolfe | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2021 | Mar 1, 2021 |
| Anthony Mark D'Andrea | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2021 | Mar 1, 2021 |
| Andrew Michael Burnett | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2021 | Mar 2, 2021 |
| Austin David Cone | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2021 | Mar 1, 2021 |
| Katarina Milojevic | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2021 | May 21, 2021 (84 d) |
| Lilian Cristina Perez | Raymond James & Associates, Inc. national BD | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2021 | Mar 11, 2021 |
| Michael Ziegler | Raymond James & Associates, Inc. national BD | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2021 | Mar 2, 2021 |
| John Fry | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 23, 2021 | Mar 23, 2021 |
| Fredrick Alan Dawson | Raymond James & Associates, Inc. national BD | Carson Advisory Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2021 | Mar 2, 2021 |
| Peter Roman | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 16, 2021 | Feb 9, 2021 |
| Mitchell Joseph Oldewurtel | Raymond James & Associates, Inc. national BD | Msh Capital Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2021 | Feb 8, 2021 |
| Candace J Burkett | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 11, 2021 | Feb 19, 2021 |
| Alex N Goodwin | Raymond James & Associates, Inc. national BD | Columbia Management Investment Advisers, LLC asset manager | Other | Feb 11, 2021 | Mar 16, 2021 (33 d) |
| Gregory Robert Mitro | Raymond James & Associates, Inc. national BD | Founders Financial Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2021 | Jan 5, 2026 (1792 d) |
| Lawrence Gillum | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2021 | Jan 1, 2026 (1791 d) |
| Catherine Elizabeth Francis | Raymond James & Associates, Inc. national BD | Principal Advised Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2021 | Jan 3, 2023 (697 d) |
| Lloyd W. Archibald | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 3, 2021 | Feb 8, 2021 |
| Carlos Andres Castaneda | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2021 | Dec 21, 2021 (321 d) |
| Kevin Wayne Lively | Raymond James & Associates, Inc. national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2021 | Jan 19, 2021 |
| Ephraim Okeke | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 28, 2021 | Feb 18, 2021 |
| Michael Andrew Thomas | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2021 | Jan 28, 2021 |
| Brian Michael Lowry | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2021 | Jan 14, 2021 |
| Jeffrey Bruce Coffman | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2021 | Jan 20, 2021 |
| Jack Elton | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 19, 2021 | Feb 19, 2021 (31 d) |
| Jessica Joan Haages | Raymond James & Associates, Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2021 | Jan 14, 2021 |
| Christine Vu | Raymond James & Associates, Inc. national BD | Live Oak Investment Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2021 | Jan 8, 2021 |
| Jason Michael Statuta | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2021 | Jan 5, 2021 |
| Toni Ann Noto | Raymond James & Associates, Inc. national BD | The Millstone Evans Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 5, 2021 | Jan 7, 2021 |
| William Leonard Kowalski | Raymond James & Associates, Inc. national BD | The Millstone Evans Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 5, 2021 | Jan 4, 2021 |
| Hunter Lee Coleman | Raymond James & Associates, Inc. national BD | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2021 | Jan 25, 2021 |
| Sacha Millstone | Raymond James & Associates, Inc. national BD | The Millstone Evans Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2020 | Jan 11, 2022 (376 d) |
| Alexander Opoulos | Raymond James & Associates, Inc. national BD | Objectivity Squared Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2020 | Jan 2, 2026 (1828 d) |
| Stephen Darryl Carroll | Raymond James & Associates, Inc. national BD | Carroll Investors, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2020 | Nov 30, 2020 |
| Nicholas C Holmes | Raymond James & Associates, Inc. national BD | Objectivity Squared Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2020 | Jan 2, 2026 (1828 d) |
| Maria Bethany Howe | Raymond James & Associates, Inc. national BD | Carroll Investors, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2020 | Jan 7, 2021 |
| Riley John Thoubboron | Raymond James & Associates, Inc. national BD | The Millstone Evans Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2020 | Jan 4, 2021 |
| Alan James Spilker | Raymond James & Associates, Inc. national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2020 | Dec 1, 2020 |
| Angela Denise Waits | Raymond James & Associates, Inc. national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Dec 1, 2020 |
| Laura Anne Johnson | Raymond James & Associates, Inc. national BD | Strategic Wealth Investment Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2020 | Dec 23, 2020 |
| James Anthony Acey-Van Brunt | Raymond James & Associates, Inc. national BD | Neuberger Berman Bd LLC no RAUM | Other | Dec 23, 2020 | Jan 6, 2021 |
| Joseph A Keniston | Raymond James & Associates, Inc. national BD | Advisors Asset Management, Inc. other | Other | Dec 22, 2020 | Nov 17, 2022 (695 d) |
| Andrew Robert Hutcheson | Raymond James & Associates, Inc. national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2020 | Dec 11, 2020 |
| Matthew Joseph O'Hara | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2020 | Dec 15, 2020 |
| Shari Helaine Mason | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 15, 2020 | Dec 9, 2020 |
| Joseph Brian Mondell | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 15, 2020 | Dec 11, 2020 |
| Peter I. Isaac Myers | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Dec 15, 2020 | Dec 7, 2020 |
| Mark James Sindowski | Raymond James & Associates, Inc. national BD | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2020 | Dec 11, 2020 |
| Vassilios Bill Grous | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 14, 2020 | Dec 9, 2020 |
| Steven Grill | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 14, 2020 | Dec 9, 2020 |
| Alexander Christon | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 14, 2020 | Dec 9, 2020 |
| Joseph Francis Montgomery | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 14, 2020 | Dec 7, 2020 |
| Henry Lee Hunter | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2020 | Dec 21, 2020 |
| David Albert Green | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2020 | Dec 9, 2020 |
| Alexander G Thompson | Raymond James & Associates, Inc. national BD | One + One Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 9, 2020 | Nov 13, 2020 |
| Julian Simmerman | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 8, 2020 | Feb 4, 2021 (58 d) |
| Alexandra Rose Choinski | Raymond James & Associates, Inc. national BD | Polen Capital Management, LLC asset manager | Other | Dec 7, 2020 | Jul 28, 2021 (233 d) |
| Maria Cristina Pejoro | Raymond James & Associates, Inc. national BD | Icapital Wealth LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 2, 2020 | Nov 6, 2020 |