DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stifel, Nicolaus & Company, Incorporated
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michelle Colquhoun | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 4, 2026 |
| Laura Bienz | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 4, 2026 |
| Patrick Edward Phillipp | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 4, 2026 |
| Edward Robert Phillipp | Stifel, Nicolaus & Company, Incorporated national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 4, 2026 |
| Jon Randall Garberg | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 26, 2026 |
| Jeanine Marie Gaston | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 25, 2026 |
| Rebecca Marie Hellman | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 25, 2026 |
| Howard Louis Margolis | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 19, 2026 | Aug 13, 2026 |
| David Richard Milling | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Aug 5, 2026 |
| Daniel Brown | Stifel, Nicolaus & Company, Incorporated national BD | Moneta Group Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2026 | Aug 5, 2026 |
| Matthew Ruzicka | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 18, 2026 |
| Matthew Joseph Pickett | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jul 17, 2026 |
| Donald Hite Kinsey | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jul 17, 2026 |
| Shawn James Ezzo | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Aug 6, 2026 |
| Travis Penhollow Moss | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jul 17, 2026 |
| Eddie Ramirez | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 29, 2026 | Jul 29, 2026 |
| Ethan Tod Grossman | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 22, 2026 | Aug 5, 2026 |
| Joshua Peter Traudt | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 9, 2026 |
| Jasmine Packer | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 7, 2026 |
| Caitlin Jean Clemons | Stifel, Nicolaus & Company, Incorporated national BD | Foster Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2026 | Jul 30, 2026 |
| Warren Steven Alstodt | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Jun 17, 2026 |
| Jeffery Lynn Dishman | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 8, 2026 | Jun 15, 2026 |
| Michael Bradley Edwards | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Jun 9, 2026 |
| Timothy R Hummel | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Jun 9, 2026 |
| Alexander David Bublick | Stifel, Nicolaus & Company, Incorporated national BD | Coral Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2026 | Jun 26, 2026 |
| Samuel Lafevers | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 30, 2026 | Jun 5, 2026 |
| Whitney Light Bania | Stifel, Nicolaus & Company, Incorporated national BD | The Wealthgarden F.S. LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2026 | Jun 1, 2026 |
| Jake Sehoyan | Stifel, Nicolaus & Company, Incorporated national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jun 25, 2026 |
| Lisa Schor | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 17, 2026 | Jun 1, 2026 |
| Christian Michael Nimmo | Stifel, Nicolaus & Company, Incorporated national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | May 21, 2026 |
| Joseph Gruber | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | May 21, 2026 |
| Rachael L Nimmo | Stifel, Nicolaus & Company, Incorporated national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | May 21, 2026 |
| Brian Daniel Gruber | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | May 21, 2026 |
| William Donald Sullivan | Stifel, Nicolaus & Company, Incorporated national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | May 29, 2026 |
| Brendan Michael Norwine | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 10, 2026 | May 28, 2026 |
| Michael Orvin Nimmo | Stifel, Nicolaus & Company, Incorporated national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | May 21, 2026 |
| Leonard Whitson Marryott | Stifel, Nicolaus & Company, Incorporated national BD | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2026 | May 22, 2026 |
| Jennifer Megan Kilpatrick Mccarthy | Stifel, Nicolaus & Company, Incorporated national BD | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2026 | May 22, 2026 |
| Gabrielle Kathleen Miller | Stifel, Nicolaus & Company, Incorporated national BD | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2026 | May 21, 2026 |
| Richard Timothy Cochran | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 28, 2026 | May 1, 2026 |
| Jacqueline Marie Vertucci-Alfonso | Stifel, Nicolaus & Company, Incorporated national BD | Cresset Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2026 | Jul 7, 2026 (40 d) |
| Patricia Carruthers Horner | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 20, 2026 | May 5, 2026 |
| Scott Lynn Gillespie | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 20, 2026 | May 5, 2026 |
| Michael Lee Rose | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 20, 2026 | May 6, 2026 |
| Jessica Gibbs | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 20, 2026 | Apr 24, 2026 |
| Alyssa Schuster | Stifel, Nicolaus & Company, Incorporated national BD | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 4, 2026 |
| Brayden Heath Stringer | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 20, 2026 | May 26, 2026 |
| Maxine Elaine Bolton | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 7, 2026 | Apr 29, 2026 |
| Steven Joseph Schreiner | Stifel, Nicolaus & Company, Incorporated national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | Apr 16, 2026 |
| Andrew R Copeland | Stifel, Nicolaus & Company, Incorporated national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | Apr 13, 2026 |
| Steven Michael Chmara | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 6, 2026 | Apr 29, 2026 |
| David Scott Hatcher | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 29, 2026 | Apr 17, 2026 |
| Katherine Gail Loheyde | Stifel, Nicolaus & Company, Incorporated national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2026 | May 4, 2026 |
| William Miller | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 29, 2026 | Apr 28, 2026 |
| Jennifer Halper | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Apr 13, 2026 |
| Erin A Daniels | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Mar 27, 2026 |
| Amy Mcnally Simpson | Stifel, Nicolaus & Company, Incorporated national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Apr 21, 2026 |
| Steven M Schwary | Stifel, Nicolaus & Company, Incorporated national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Apr 29, 2026 |
| Randy Bettich | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 8, 2026 | Mar 25, 2026 |
| Jacob Baptiste Thro | Stifel, Nicolaus & Company, Incorporated national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Mar 30, 2026 |
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1,277 moves match.