DFX Intelligence
Advisor moves
Departures from Stifel, Nicolaus & Company, Incorporated
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brenda J Somers | Stifel, Nicolaus & Company, Incorporated national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2019 | Apr 16, 2019 |
| Heather Branch | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 26, 2019 | May 30, 2019 (34 d) |
| Alexandra Elizabeth Nolan Jamros | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Apr 26, 2019 | May 13, 2019 |
| Allen John Hegener | Stifel, Nicolaus & Company, Incorporated national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2019 | Jun 6, 2019 (49 d) |
| Tyler Eric Zaborsky | Stifel, Nicolaus & Company, Incorporated national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2019 | Jan 13, 2020 (270 d) |
| William Charles Martin | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 18, 2019 | May 1, 2019 |
| Brittany A Buffington | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2019 | Mar 29, 2019 |
| Kristen A Mayer | Stifel, Nicolaus & Company, Incorporated national BD | Fourstar Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2019 | Apr 15, 2019 |
| Randall Brian Monaghan | Stifel, Nicolaus & Company, Incorporated national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2019 | Apr 2, 2019 |
| Crystal Michelle Jamieson | Stifel, Nicolaus & Company, Incorporated national BD | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2019 | Apr 3, 2019 |
| Joseph Gilbert | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 22, 2019 | Mar 15, 2019 |
| Edwin Anthony Barretto | Stifel, Nicolaus & Company, Incorporated national BD | Delta Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2019 | Mar 7, 2019 |
| Maria Cristina Pejoro | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 12, 2019 | Mar 6, 2019 |
| Joseph Francis Curtin | Stifel, Nicolaus & Company, Incorporated national BD | Golden Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2019 | Mar 18, 2019 |
| Martin Albanese | Stifel, Nicolaus & Company, Incorporated national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 12, 2019 | Apr 8, 2019 |
| Alison Lehman | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 14, 2019 | Feb 26, 2019 |
| Jeremy Meier Phillips | Stifel, Nicolaus & Company, Incorporated national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2019 | May 29, 2019 (104 d) |
| Daniel Norman Peters | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 30, 2019 | Jan 29, 2019 |
| Patrick Charles Golden | Stifel, Nicolaus & Company, Incorporated national BD | Golden Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2019 | Jan 23, 2019 |
| Robert Carter Knobel | Stifel, Nicolaus & Company, Incorporated national BD | Capitol Securities Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2019 | Jan 31, 2019 |
| Stuart Jay Knobel | Stifel, Nicolaus & Company, Incorporated national BD | Capitol Securities Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2019 | Jan 25, 2019 |
| Corey Charles Golden | Stifel, Nicolaus & Company, Incorporated national BD | Golden Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2019 | Jan 23, 2019 |
| Whitney W Warmack | Stifel, Nicolaus & Company, Incorporated national BD | Berman Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2019 | Mar 26, 2019 (55 d) |
| Michael Dowd | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 29, 2019 | Dec 5, 2022 (1406 d) |
| Francis Michael Collins | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 14, 2019 | Jan 24, 2019 |
| David S Ryan | Stifel, Nicolaus & Company, Incorporated national BD | Compass Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2019 | Jan 25, 2019 |
| Kevin Warren Petersen | Stifel, Nicolaus & Company, Incorporated national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2019 | Feb 6, 2019 |
| Audie Gean Rea | Stifel, Nicolaus & Company, Incorporated national BD | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Dec 14, 2018 |
| William Anthony Arnold | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 27, 2018 | Dec 3, 2018 |
| Scott Alan Sanders | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 27, 2018 | Dec 7, 2018 |
| Frank Mcnair Sims | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 13, 2018 | Nov 30, 2018 |
| James Holden | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 13, 2018 | Dec 26, 2018 |
| Jason Andrew Taub | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 30, 2018 | Nov 15, 2018 |
| Victor Belfiore | Stifel, Nicolaus & Company, Incorporated national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2018 | Feb 14, 2025 (2268 d) |
| Jennifer Lynn Stapleton | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 30, 2018 | Dec 21, 2018 |
| Christopher Daniel Wiegand | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 30, 2018 | Dec 7, 2018 |
| Jill Laverne Wilson | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 29, 2018 | Oct 31, 2018 |
| Richard Allan Walsh | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 29, 2018 | Oct 31, 2018 |
| Eric David Duncan | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 29, 2018 | Dec 4, 2018 |
| Brian Scott Karsten | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2018 | Oct 25, 2018 |
| Andrew Bruce Elsoffer | Stifel, Nicolaus & Company, Incorporated national BD | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2018 | Dec 21, 2018 (50 d) |
| Christine Boyce | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 1, 2018 | Dec 19, 2018 (48 d) |
| Casie Jo Eitniear | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2018 | Oct 25, 2018 |
| Nicholas John Gertsema | Stifel, Nicolaus & Company, Incorporated national BD | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2018 | Oct 26, 2018 |
| Ashley Mary Haisch | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 1, 2018 | Nov 29, 2018 |
| Marilyn June Black | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Oct 5, 2018 | Sep 17, 2018 |
| Jessica Brooke Brophy | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 5, 2018 | Oct 15, 2018 |
| Benjamin Alexander Trujillo | Stifel, Nicolaus & Company, Incorporated national BD | Moneta Group Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2018 | Oct 9, 2018 |
| Christopher Lappas | Stifel, Nicolaus & Company, Incorporated national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2018 | Oct 2, 2018 |
| Michael Albert Von Borsig | Stifel, Nicolaus & Company, Incorporated national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2018 | Oct 31, 2018 (33 d) |
| Lizabeth L Drega | Stifel, Nicolaus & Company, Incorporated national BD | Northstar Wealth Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2018 | Sep 20, 2018 |
| Sarah Conroy Hickey | Stifel, Nicolaus & Company, Incorporated national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2018 | Mar 8, 2022 (1278 d) |
| Michael Keller | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 7, 2018 | Sep 14, 2018 |
| John Scott Froidl | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2018 | Oct 11, 2025 (2605 d) |
| Mark Molowa | Stifel, Nicolaus & Company, Incorporated national BD | United Capital Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2018 | Sep 10, 2018 |
| Colleen Elizabeth Kelly | Stifel, Nicolaus & Company, Incorporated national BD | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2018 | Sep 11, 2018 |
| Miles James Mash | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 9, 2018 | Sep 17, 2018 (39 d) |
| Lisa Kingman Forness | Stifel, Nicolaus & Company, Incorporated national BD | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Aug 3, 2018 | Nov 26, 2025 (2672 d) |
| Laurie Dee Palmblad | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 25, 2018 | Sep 19, 2018 (56 d) |
| Daniel R Reitz | Stifel, Nicolaus & Company, Incorporated national BD | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2018 | Jul 18, 2018 |
1,278 moves match.