DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Commonwealth Financial Network
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kerri Lynn Kimball | Commonwealth Financial Network national BD | Apogee Wealth Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 5, 2026 | Jun 8, 2026 |
| Matthew Bryan Dupon | Commonwealth Financial Network national BD | Merit Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Jul 31, 2026 |
| Sean Alex Montgomery | Commonwealth Financial Network national BD | Merit Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Aug 3, 2026 |
| Jeremy Michael Bok | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Jul 22, 2026 |
| Robert Richard Ruhl | Commonwealth Financial Network national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 3, 2026 | Aug 3, 2026 |
| Scott Elliott Miller | Commonwealth Financial Network national BD | Merit Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Aug 3, 2026 |
| Kaylee Makel | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Sep 3, 2026 (31 d) |
| Kristen Lee Zingale | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Jul 23, 2026 |
| Andrew J. Outcalt | Commonwealth Financial Network national BD | Fidato Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2026 | Aug 18, 2026 |
| Leo Pui Hong Wai | Commonwealth Financial Network national BD | Merit Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Aug 3, 2026 |
| Arin Hovanesian | Commonwealth Financial Network national BD | Merit Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Aug 3, 2026 |
| William Gaines | Commonwealth Financial Network national BD | Widmann Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2026 | Jul 9, 2020 |
| Melissa Wetsig Phillippi | Commonwealth Financial Network national BD | Balentine independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2026 | Aug 14, 2026 (37 d) |
| Adam Michael Green | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Aug 21, 2026 (44 d) |
| Vanessa Ann Taylor | Commonwealth Financial Network national BD | Insight Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2026 | Jul 1, 2026 |
| Neal Mihir Gudiseva | Commonwealth Financial Network national BD | Insight Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2026 | Jul 1, 2026 |
| Charles Joseph Mckelvey | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jun 30, 2026 |
| David Gregory Pacer | Commonwealth Financial Network national BD | Insight Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Jul 1, 2026 |
| Blake E Workman | Commonwealth Financial Network national BD | Insight Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Jul 1, 2026 |
| Forrest William Obrien | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2026 | Jun 30, 2026 |
| Sarah Estrella Villalobos | Commonwealth Financial Network national BD | Alongside, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2026 | Jul 1, 2026 |
| Derrell Glenn Crimm | Commonwealth Financial Network national BD | Walton Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2026 | Jun 30, 2026 |
| Lisa Jean Gamble | Commonwealth Financial Network national BD | Walton Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2026 | Jun 30, 2026 |
| Dustin Scott Millard | Commonwealth Financial Network national BD | Alongside, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2026 | Jul 1, 2026 |
| Stephen James | Commonwealth Financial Network national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2026 | Jun 26, 2026 |
| Jeffrey William Keefe | Commonwealth Financial Network national BD | Whole Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 28, 2026 | Nov 20, 2007 |
| Seth Richard Hoffman | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2026 | Jun 15, 2026 |
| Kevin Blain | Commonwealth Financial Network national BD | Archetype Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2026 | Jun 26, 2026 |
| Madeline O'Malley Young | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2026 | Jun 15, 2026 |
| Carly James | Commonwealth Financial Network national BD | Severn Financial Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 28, 2026 | Mar 1, 2022 |
| George Michael Orefici | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jun 25, 2026 |
| Michael Baptista | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jun 26, 2026 |
| Kevin Michael Smith | Commonwealth Financial Network national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jul 8, 2026 |
| Michael Samuel Abbood | Commonwealth Financial Network national BD | Veritas Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 23, 2026 | Jun 22, 2026 |
| Thomas Samuel Abbood | Commonwealth Financial Network national BD | Veritas Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 23, 2026 | Jun 22, 2026 |
| Paris Marie Griffin | Commonwealth Financial Network national BD | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2026 | Aug 11, 2026 (49 d) |
| John Jay Higgins | Commonwealth Financial Network national BD | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2026 | Jun 18, 2026 |
| Kristen Leigh Smith | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jun 16, 2026 |
| Benjamin Ryan White | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jun 15, 2026 |
| Hulon Otis Warlick | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 15, 2026 |
| Richard Martin Sotell | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 16, 2026 |
| Matthew Joseph Sullivan | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 15, 2026 |
| Kelli Nicole Newman | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 8, 2026 |
| Roan Patrick Sullivan | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 10, 2026 |
| Patricia Diane Verhalen | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jun 8, 2026 |
| Lucas Daniel Mcavoy | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jun 8, 2026 |
| Christopher Chance Bleeker | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jun 8, 2026 |
| Courtney Jenkins Hincks | Commonwealth Financial Network national BD | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2026 | Jun 25, 2026 |
| Graham Henry Vanhorn | Commonwealth Financial Network national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2026 | Jun 5, 2026 |
| Joshua Christopher Polidori | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2026 | Jun 3, 2026 |
| James Howard Tucker | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Jun 3, 2026 |
| David Edward Floyd | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Jun 2, 2026 |
| Patrick Lawrence Bria | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Jun 3, 2026 |
| Richard Raymond Carlson | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Jun 1, 2026 |
| Alec Peter Hoover | Commonwealth Financial Network national BD | Onedigital institutional | Other | Jun 3, 2026 | Jun 1, 2026 |
| Kyle John Manthei | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 2, 2026 |
| Colleen K O'Donnell | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 3, 2026 |
| Keith Francis Ryan | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 1, 2026 |
| Jodi Lynn Manthei | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 2, 2026 |
| Peter James Gallagher | Commonwealth Financial Network national BD | Unified Retirement Planning Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 1, 2026 | Jun 1, 2026 |
2,250 moves match.