| Michael A. Beyers | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Dec 8, 2010 | Oct 26, 2021 (3975 d) |
| Joe Ann Vacca | Credit Suisse Securities (USA) LLC other | Strategic Advisers LLC national BD | Other | Nov 24, 2010 | Nov 23, 2011 (364 d) |
| Michael H Longley | Credit Suisse Securities (USA) LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 5, 2010 | Dec 20, 2010 (45 d) |
| Rachael M Crane | Credit Suisse Securities (USA) LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 11, 2010 | Sep 17, 2010 |
| Garrick Michael Behelfer | Credit Suisse Securities (USA) LLC other | Frost Investment Services no RAUM | Other | Sep 3, 2010 | Feb 8, 2017 (2350 d) |
| Whitney R Blasko | Credit Suisse Securities (USA) LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 3, 2010 | Jan 28, 2013 (878 d) |
| Christopher L. Williams | Credit Suisse Securities (USA) LLC other | Barclays Capital Inc. other | Other | Jul 16, 2010 | Jun 28, 2010 |
| Christopher Cole Wilson | Credit Suisse Securities (USA) LLC other | Oppenheimer & Co. Inc. other | Other | Jul 9, 2010 | Aug 25, 2010 (47 d) |
| Michael Muratore | Credit Suisse Securities (USA) LLC other | Wells Fargo Advisors wirehouse | Other | Jul 8, 2010 | Jun 7, 2013 (1065 d) |
| Roger R Kraus | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | May 25, 2010 | Oct 7, 2016 (2327 d) |
| Cynthia Grace Lichwick | Credit Suisse Securities (USA) LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 16, 2010 | Aug 27, 2018 (3055 d) |
| Lori D Patterson | Credit Suisse Securities (USA) LLC other | LPL Financial LLC other | Other | Mar 26, 2010 | Dec 3, 2010 (252 d) |
| John P O'Neil | Credit Suisse Securities (USA) LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 24, 2010 | Apr 19, 2010 |
| Irma Deluna | Credit Suisse Securities (USA) LLC other | Wells Fargo Investments, LLC unclassified | Other | Mar 23, 2010 | Mar 16, 2010 |
| Danielle Lyons | Credit Suisse Securities (USA) LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 2, 2010 | Feb 19, 2010 |
| Daniel Robert O'Kray | Credit Suisse Securities (USA) LLC other | Nuveen Fund Advisors, LLC other | Other | Mar 2, 2010 | Apr 9, 2010 (38 d) |
| James Peter Shannon | Credit Suisse Securities (USA) LLC other | Woodbury Financial Services, Inc. other | Other | Feb 25, 2010 | May 27, 2010 (91 d) |
| Scott E Price | Credit Suisse Securities (USA) LLC other | Leerink Swann LLC other | Other | Feb 10, 2010 | Jan 26, 2010 |
| Stephen John Kelly | Credit Suisse Securities (USA) LLC other | Harbor Investment Advisory, LLC other | Other | Jan 29, 2010 | Jan 22, 2010 |
| Robert Wilmer Black | Credit Suisse Securities (USA) LLC other | Harbor Investment Advisory, LLC other | Other | Jan 29, 2010 | Jan 22, 2010 |
| Sarah Nicole Wagner Fiorelli | Credit Suisse Securities (USA) LLC other | Barclays Capital Inc. other | Other | Jan 25, 2010 | Sep 1, 2010 (219 d) |
| Mark T Childs | Credit Suisse Securities (USA) LLC other | J.P. Morgan Securities LLC wirehouse | Other | Jan 19, 2010 | Sep 2, 2011 (591 d) |
| Peter Paul Jenkins | Credit Suisse Securities (USA) LLC other | Biegel Waller Investment Advisory Services other | Other | Jan 13, 2010 | Jan 11, 2010 |
| Mohini M Mccormick | Credit Suisse Securities (USA) LLC other | Fifth Third Securities, Inc. other | Other | Dec 18, 2009 | Nov 17, 2009 |
| Sailing David Adler | Credit Suisse Securities (USA) LLC other | Oppenheimer & Co. Inc. other | Other | Nov 27, 2009 | Nov 10, 2009 |
| Seth C Henrie | Credit Suisse Securities (USA) LLC other | J.P. Morgan Securities LLC wirehouse | Other | Oct 14, 2009 | Nov 19, 2009 (36 d) |
| Michael Richard Broderick | Credit Suisse Securities (USA) LLC other | Turtair Capital Advisors state registered | Other | Oct 8, 2009 | Oct 18, 2012 (1106 d) |
| Joseph Francis O'Loughlin | Credit Suisse Securities (USA) LLC other | Oppenheimer & Co. Inc. other | Other | Sep 29, 2009 | Sep 14, 2009 |
| James P Brandau | Credit Suisse Securities (USA) LLC other | Morgan Stanley wirehouse | Other | Sep 3, 2009 | Aug 10, 2010 (341 d) |
| Joseph Cameron Murphy | Credit Suisse Securities (USA) LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 30, 2009 | Jun 18, 2009 |
| Jason Robert Tulley | Credit Suisse Securities (USA) LLC other | MML Investors Services, LLC other | Other | Jun 12, 2009 | Jul 13, 2009 (31 d) |
| Otis Miles Pollard | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Jun 9, 2009 | May 8, 2009 |
| Howard Wilson Glasgow | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Jun 9, 2009 | May 8, 2009 |
| Brendon John Williams | Credit Suisse Securities (USA) LLC other | Navellier & Associates Inc other | Other | May 8, 2009 | Jun 2, 2015 (2216 d) |
| Michael Daniel Thometz | Credit Suisse Securities (USA) LLC other | Morgan Stanley & Co. LLC unclassified | Other | May 8, 2009 | Apr 20, 2009 |
| Peter Richards De Castro | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Apr 23, 2009 | Mar 5, 2009 |
| Marina Nicole Galli | Credit Suisse Securities (USA) LLC other | RBC Capital Markets, LLC national BD | Other | Apr 23, 2009 | Apr 8, 2009 |
| Irl Andrew Solomon | Credit Suisse Securities (USA) LLC other | Morgan Stanley & Co. LLC unclassified | Other | Apr 23, 2009 | Apr 9, 2009 |
| Joseph Ricci Asiano | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Apr 23, 2009 | Mar 18, 2009 |
| Julia Rafalko Vaughn | Credit Suisse Securities (USA) LLC other | Symphonic Financial Advisors LLC other | Other | Apr 20, 2009 | Apr 6, 2011 (716 d) |
| Jennifer Jane Seidler | Credit Suisse Securities (USA) LLC other | RBC Capital Markets, LLC national BD | Other | Apr 16, 2009 | Mar 25, 2009 |
| Donald Lee Trabert | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Apr 14, 2009 | Mar 18, 2009 |
| Gregory M Mcgauley | Credit Suisse Securities (USA) LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 9, 2009 | Feb 12, 2009 |
| Lisa Diane Frei | Credit Suisse Securities (USA) LLC other | Citigroup Global Markets Inc. other | Other | Apr 2, 2009 | Mar 17, 2009 |
| Chad Lee Evans | Credit Suisse Securities (USA) LLC other | Citigroup Global Markets Inc. other | Other | Mar 16, 2009 | Mar 9, 2009 |
| John Felix Kurutz | Credit Suisse Securities (USA) LLC other | Deutsche Bank Securities Inc. other | Other | Mar 16, 2009 | Feb 19, 2009 |
| Jonas Jeffrey Abulencia | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Mar 16, 2009 | Mar 5, 2009 |
| Anthony G Schmidt | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Mar 16, 2009 | Mar 5, 2009 |
| Lily Anand | Credit Suisse Securities (USA) LLC other | Citigroup Global Markets Inc. other | Other | Mar 16, 2009 | Mar 9, 2009 |
| Robert Lewis Spencer | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Mar 16, 2009 | Mar 4, 2009 |
| Daniel Kay | Credit Suisse Securities (USA) LLC other | Deutsche Bank Securities Inc. other | Other | Mar 5, 2009 | May 3, 2010 (424 d) |
| James M Thornton | Credit Suisse Securities (USA) LLC other | Tlg Advisors, Inc. other | Other | Mar 5, 2009 | Aug 1, 2012 (1245 d) |
| Ryan Jeffrey Ziegler | Credit Suisse Securities (USA) LLC other | Wells Fargo Advisors wirehouse | Other | Mar 5, 2009 | Mar 17, 2009 |
| Shaun Skeris | Credit Suisse Securities (USA) LLC other | Morgan Stanley & Co. LLC unclassified | Other | Mar 5, 2009 | May 15, 2009 (71 d) |
| Stephen Van Besien | Credit Suisse Securities (USA) LLC other | Cenario Capital Management unclassified | Other | Mar 5, 2009 | Sep 18, 2009 (197 d) |
| Bryan M Rigg | Credit Suisse Securities (USA) LLC other | Rjg Financial state registered | Other | Mar 5, 2009 | Jan 27, 2009 |
| Michael A Benoit | Credit Suisse Securities (USA) LLC other | Gofen And Glossberg, L.L.C. independent RIA | Other | Feb 20, 2009 | Oct 26, 2021 (4631 d) |
| Paul L. Donlon | Credit Suisse Securities (USA) LLC other | J.P. Morgan Securities LLC wirehouse | Other | Feb 11, 2009 | Feb 6, 2009 |
| John Ramsdell Lucas | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Feb 11, 2009 | Jan 20, 2009 |
| Steven Harlen Levine | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Feb 10, 2009 | Jan 16, 2009 |