| Justy Abran Armijo | Valic Financial Advisors, Inc. other | Waddell & Reed other | Other | Apr 17, 2009 | Jul 19, 2010 (458 d) |
| Walter Lewis Koon | Koon Financial Planning & Consulting/Kfp&C independent RIA | Waddell & Reed other | Other | Apr 13, 2009 | Dec 12, 2006 |
| Anne Huth | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Apr 7, 2009 | Apr 20, 2009 |
| Dustin Lee Johnson | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Apr 3, 2009 | Apr 2, 2009 |
| Matthew Blair Burk | 1st Global Advisors Inc other | Waddell & Reed other | Other | Apr 2, 2009 | Apr 29, 2009 |
| Andrew Thomas Boone | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Apr 1, 2009 | Mar 30, 2009 |
| Michael Keith Napier | Nfp Advisor Services, LLC other | Waddell & Reed other | Other | Mar 23, 2009 | Mar 24, 2009 |
| Charles Henry Shreve | U.S. Bancorp Investments, Inc. other | Waddell & Reed other | Other | Mar 17, 2009 | Jul 16, 2009 (121 d) |
| John R Martin | U.S. Bancorp Investments, Inc. other | Waddell & Reed other | Other | Mar 17, 2009 | Oct 20, 2009 (217 d) |
| Ronny Inniger | UBS Financial Services Inc. wirehouse | Waddell & Reed other | Other | Mar 17, 2009 | Feb 27, 2009 |
| Christian Alexander Hermo | Signator Investors, Inc. other | Waddell & Reed other | Other | Mar 17, 2009 | May 26, 2009 (70 d) |
| Jeffrey Lee Stone | Raymond James & Associates, Inc. national BD | Waddell & Reed other | Other | Mar 16, 2009 | Apr 15, 2010 (395 d) |
| William Patrick Hackett | Banc Of America Investment Services, Inc. unclassified | Waddell & Reed other | Other | Mar 9, 2009 | Jun 30, 2014 (1939 d) |
| Kevin David Thompson | Fifth Third Securities, Inc. other | Waddell & Reed other | Other | Mar 6, 2009 | Sep 23, 2009 (201 d) |
| David Charles Betz | Morgan Stanley & Co. LLC unclassified | Waddell & Reed other | Other | Mar 4, 2009 | Mar 12, 2009 |
| Joel Bernard Davis | Banc Of America Investment Services, Inc. unclassified | Waddell & Reed other | Other | Mar 2, 2009 | Sep 17, 2009 (199 d) |
| Jacqueline M Scalise | Huntington Financial Advisors other | Waddell & Reed other | Other | Feb 27, 2009 | May 28, 2010 (455 d) |
| Albert Gonzalez | Td Ameritrade Investment Management, LLC other | Waddell & Reed other | Other | Feb 24, 2009 | Jun 21, 2010 (482 d) |
| Michael Ryan Hughes | Strategic Advisers LLC national BD | Waddell & Reed other | Other | Feb 21, 2009 | Jun 16, 2011 (845 d) |
| Lisa Dionne Ford | Principal Securities, Inc. other | Waddell & Reed other | Other | Feb 19, 2009 | Jun 19, 2009 (120 d) |
| Ryan Christopher Hoff | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Feb 17, 2009 | Apr 9, 2010 (416 d) |
| Jeremy Guy Charles Keller | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Feb 17, 2009 | Mar 17, 2009 |
| Justin Boyd Welch | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Feb 13, 2009 | Aug 13, 2009 (181 d) |
| Christopher S Pulos | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Feb 12, 2009 | Apr 20, 2009 (67 d) |
| Milton T. Schultz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Feb 12, 2009 | May 13, 2009 (90 d) |
| Angelo M Burns | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Feb 11, 2009 | Apr 30, 2009 (78 d) |
| Lisa Smith | Banc Of America Investment Services, Inc. unclassified | Waddell & Reed other | Other | Feb 9, 2009 | Jul 9, 2009 (150 d) |
| Brian James Boccio | Banc Of America Investment Services, Inc. unclassified | Waddell & Reed other | Other | Feb 9, 2009 | May 22, 2009 (102 d) |
| Barrett Carter | Citizens Securities, Inc. other | Waddell & Reed other | Other | Jan 30, 2009 | Oct 9, 2009 (252 d) |
| Louis Alonso Romero | Equitable Advisors, LLC national BD | Waddell & Reed other | Other | Jan 30, 2009 | Mar 6, 2009 (35 d) |
| Corey Jackson Barker | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Jan 28, 2009 | Feb 13, 2009 |
| Lee Roger Cook | Morgan Keegan & Company, LLC other | Waddell & Reed other | Other | Jan 21, 2009 | Mar 12, 2009 (50 d) |
| James Reuben Justus | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Jan 21, 2009 | Feb 5, 2009 |
| Feliks Reytblat | MML Investors Services, LLC other | Waddell & Reed other | Other | Jan 15, 2009 | Dec 21, 2010 (705 d) |
| Albert Austin Bunner | Edward Jones national BD | Waddell & Reed other | Other | Jan 8, 2009 | Feb 12, 2009 (35 d) |
| Michael S Kelly | Choreo, LLC other | Waddell & Reed other | Other | Jan 5, 2009 | Dec 9, 2010 (703 d) |
| Bryan Lee Hendrickson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Jan 2, 2009 | Jan 9, 2009 |
| Andrew Grabato | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Jan 2, 2009 | Jan 23, 2012 (1116 d) |
| Jacqueline Latrice Reinert | Cetera Advisors LLC other | Waddell & Reed other | Other | Dec 31, 2008 | Jan 14, 2009 |
| Christopher Scott Mcneil | Chase Investment Services Corp. other | Waddell & Reed other | Other | Dec 24, 2008 | Feb 4, 2009 (42 d) |
| Stephen Saladrigas | Wells Fargo Investments, LLC unclassified | Waddell & Reed other | Other | Dec 23, 2008 | Mar 6, 2009 (73 d) |
| Evit Smith | Avantax Advisory Services other | Waddell & Reed other | Other | Dec 23, 2008 | Jan 8, 2009 |
| Darren Banh | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Dec 22, 2008 | Jan 14, 2009 |
| Amanda Hayda Staples | Strategies Capital Management other | Waddell & Reed other | Other | Dec 17, 2008 | Dec 22, 2008 |
| James William Peavey | American Century Advisory Services, Inc. no RAUM | Waddell & Reed other | Other | Dec 9, 2008 | Nov 12, 2010 (703 d) |
| Joey John Dominick | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Dec 2, 2008 | Dec 5, 2008 |
| Serria Tawan Rego | Edward Jones national BD | Waddell & Reed other | Other | Dec 1, 2008 | Jan 23, 2009 (53 d) |
| Brad Ronald Freitag | Edward Jones national BD | Waddell & Reed other | Other | Nov 18, 2008 | Nov 19, 2009 (366 d) |
| Joseph Daniel Lyons | Td Ameritrade Investment Management, LLC other | Waddell & Reed other | Other | Nov 11, 2008 | Aug 24, 2009 (286 d) |
| Stephen Earl Sergan | RBC Capital Markets, LLC national BD | Waddell & Reed other | Other | Nov 5, 2008 | Apr 22, 2010 (533 d) |
| Edward Carr Beeker | Edward Jones national BD | Waddell & Reed other | Other | Oct 23, 2008 | Jan 8, 2009 (77 d) |
| Jeffrey Myers | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Oct 22, 2008 | Jan 9, 2009 (79 d) |
| Ryan Douglas Eckert | Charles Schwab & Co., Inc. national BD | Waddell & Reed other | Other | Oct 16, 2008 | Feb 24, 2009 (131 d) |
| Murray Louis Hougen | Msi Financial Services, Inc. other | Waddell & Reed other | Other | Oct 16, 2008 | Oct 28, 2008 |
| Yolanda Fabre-Shiloh | Edward Jones national BD | Waddell & Reed other | Other | Oct 10, 2008 | Oct 24, 2008 |
| William Gregory Young | Planmember Securities Corporation other | Waddell & Reed other | Other | Oct 8, 2008 | Oct 1, 2008 |
| John Craige Marek | Thornburg Investment Management Inc other | Waddell & Reed other | Other | Oct 6, 2008 | Feb 19, 2009 (136 d) |
| John Louis Gomez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Oct 1, 2008 | Apr 10, 2009 (191 d) |
| Amy Jeanne Berry | Lawing Financial Inc other | Waddell & Reed other | Other | Sep 23, 2008 | Mar 2, 2010 (525 d) |
| Jonathan Brad Underkofler | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Sep 12, 2008 | Sep 26, 2008 |