| Laurence Seiden | Walnut Street Securities, Inc. other | Msi Financial Services, Inc. other | Other | Aug 18, 2006 | Jun 21, 2005 |
| Laurence Seiden | New England Securities Corporation other | Msi Financial Services, Inc. other | Other | Aug 18, 2006 | Jun 21, 2005 |
| James Gerald Perry | Morgan Stanley Dw Inc. unclassified | Msi Financial Services, Inc. other | Other | Aug 11, 2006 | Jan 4, 2007 (146 d) |
| Annette Louise Schiavone | Morgan Stanley Dw Inc. unclassified | Msi Financial Services, Inc. other | Other | Aug 7, 2006 | Jan 26, 2007 (172 d) |
| Michael Ray Boyd | Packerland Brokerage Services, Inc. other | Msi Financial Services, Inc. other | Other | Jul 17, 2006 | Jul 21, 2006 |
| Robert Maurice Surprenant | Valic Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Jul 6, 2006 | Apr 13, 2007 (281 d) |
| James Francis Gillen | Usallianz Securities, Inc. unclassified | Msi Financial Services, Inc. other | Other | Jun 16, 2006 | Nov 10, 2006 (147 d) |
| William Pinkney Leach | UBS Financial Services Inc. wirehouse | Msi Financial Services, Inc. other | Other | Jun 15, 2006 | Aug 27, 2007 (438 d) |
| Robert Anthony Schaefer | Huntington Financial Advisors other | Msi Financial Services, Inc. other | Other | Jun 13, 2006 | Oct 30, 2006 (139 d) |
| Vicki Marie Bauer | Morgan Stanley Dw Inc. unclassified | Msi Financial Services, Inc. other | Other | Jun 7, 2006 | May 30, 2007 (357 d) |
| Steve Anthony Janvier | Equitable Advisors, LLC national BD | Msi Financial Services, Inc. other | Other | May 15, 2006 | Aug 2, 2006 (79 d) |
| Geoffrey L Ernst | Morgan Stanley Dw Inc. unclassified | Msi Financial Services, Inc. other | Other | May 3, 2006 | Jun 30, 2006 (58 d) |
| John Anthony Costello | Voya Financial Partners, LLC other | Msi Financial Services, Inc. other | Other | Apr 21, 2006 | Jun 7, 2006 (47 d) |
| Melanie Kopka Dahl | Voya Financial Partners, LLC other | Msi Financial Services, Inc. other | Other | Apr 20, 2006 | Jun 7, 2006 (48 d) |
| Michael J Kulinski | Voya Financial Partners, LLC other | Msi Financial Services, Inc. other | Other | Apr 17, 2006 | Jun 7, 2006 (51 d) |
| Andrew Blaise Anello | Citicorp Investment Services unclassified | Msi Financial Services, Inc. other | Other | Apr 13, 2006 | Aug 4, 2011 (1939 d) |
| Nicholas Mark Wasielewski | T. Rowe Price Advisory Services, Inc. no RAUM | Msi Financial Services, Inc. other | Other | Apr 4, 2006 | May 9, 2006 (35 d) |
| John Anthony Palaszewski | Pruco Securities, LLC other | Msi Financial Services, Inc. other | Other | Apr 4, 2006 | Oct 13, 2015 (3479 d) |
| Jeffrey Lee Corliss | Reby Advisors, LLC other | Msi Financial Services, Inc. other | Other | Mar 14, 2006 | Apr 18, 2006 (35 d) |
| Nicholas Daniel Innerbichler | A. G. Edwards & Sons, Inc. unclassified | Msi Financial Services, Inc. other | Other | Mar 2, 2006 | Nov 30, 2006 (273 d) |
| Tera Susan Wiggins | Equitable Advisors, LLC national BD | Msi Financial Services, Inc. other | Other | Feb 28, 2006 | Apr 25, 2006 (56 d) |
| Tracy Neil Sledd | Morgan Stanley Dw Inc. unclassified | Msi Financial Services, Inc. other | Other | Feb 21, 2006 | Feb 27, 2006 |
| Stefan Nensala | Legg Mason Wood Walker, Incorporated unclassified | Msi Financial Services, Inc. other | Other | Jan 30, 2006 | Aug 3, 2007 (550 d) |
| John Francis Pearson | Osaic Fa, Inc. other | Msi Financial Services, Inc. other | Other | Jan 27, 2006 | Feb 2, 2006 |
| Jean Jacques Pierre | Raymond James Financial Services, Inc. unclassified | Msi Financial Services, Inc. other | Other | Jan 26, 2006 | Jan 11, 2006 |
| Brent Anderson | Charles Schwab & Co., Inc. national BD | Msi Financial Services, Inc. other | Other | Jan 25, 2006 | Jan 26, 2007 (366 d) |
| Ronald Francis Gottl | M Holdings Securities, Inc. other | Msi Financial Services, Inc. other | Other | Jan 24, 2006 | Mar 3, 2006 (38 d) |
| Amy Jensen Datema | Amsouth Investment Management Company LLC unclassified | Msi Financial Services, Inc. other | Other | Jan 24, 2006 | Feb 24, 2006 (31 d) |
| Robert John Clarke | Waddell & Reed other | Msi Financial Services, Inc. other | Other | Jan 13, 2006 | Jan 31, 2006 |
| Martin Alexander Smith | Raymond James Financial Services, Inc. unclassified | Msi Financial Services, Inc. other | Other | Jan 9, 2006 | Jan 11, 2006 |
| Tamika Francester Bishop | Raymond James Financial Services, Inc. unclassified | Msi Financial Services, Inc. other | Other | Jan 9, 2006 | Apr 11, 2006 (92 d) |
| Jose Luis Martin | MML Investors Services, LLC other | Msi Financial Services, Inc. other | Other | Jan 6, 2006 | Jan 25, 2006 |
| James Patrick Chipps | Morgan Stanley Dw Inc. unclassified | Msi Financial Services, Inc. other | Other | Jan 3, 2006 | Feb 24, 2006 (52 d) |
| Samuel Andrew Leonard | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Msi Financial Services, Inc. other | Other | Dec 16, 2005 | Aug 17, 2006 (244 d) |
| Jill Williams | Equitable Advisors, LLC national BD | Msi Financial Services, Inc. other | Other | Dec 6, 2005 | Dec 15, 2005 |
| Frederic Golden | Ameriprise Financial Services, LLC national BD | Msi Financial Services, Inc. other | Other | Dec 6, 2005 | Dec 6, 2005 |
| Caren Lee Sgarlato | Wells Fargo Advisors wirehouse | Msi Financial Services, Inc. other | Other | Dec 5, 2005 | Jun 26, 2006 (203 d) |
| Rudolf John Weiss | Osaic Fa, Inc. other | Msi Financial Services, Inc. other | Other | Dec 5, 2005 | Dec 13, 2005 |
| Eric Harlan Bryson | Ameriprise Financial Services, LLC national BD | Msi Financial Services, Inc. other | Other | Dec 2, 2005 | Nov 30, 2005 |
| Richard Donado | Ifmg Securities, Inc. unclassified | Msi Financial Services, Inc. other | Other | Nov 23, 2005 | Jan 3, 2006 (41 d) |
| Sergio Fausto Bio | Capital One Financial Advisors LLC unclassified | Msi Financial Services, Inc. other | Other | Oct 11, 2005 | Jun 30, 2006 (262 d) |
| Stephen Thomas Haeckel | Waddell & Reed other | Msi Financial Services, Inc. other | Other | Oct 11, 2005 | Oct 24, 2005 |
| Nicholas G Panaro | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Msi Financial Services, Inc. other | Other | Oct 3, 2005 | Jan 9, 2006 (98 d) |
| Katherine A Fibiger | Equitable Advisors, LLC national BD | Msi Financial Services, Inc. other | Other | Aug 25, 2005 | Nov 2, 2010 (1895 d) |
| Doo Han Hong | Pruco Securities, LLC other | Msi Financial Services, Inc. other | Other | Aug 9, 2005 | Oct 17, 2005 (69 d) |
| Claus Anton Larsen | Td Ameritrade, Inc. no RAUM | Msi Financial Services, Inc. other | Other | Aug 4, 2005 | Jun 7, 2007 (672 d) |
| David William Kaye | Ameriprise Financial Services, LLC national BD | Msi Financial Services, Inc. other | Other | Aug 2, 2005 | Sep 19, 2006 (413 d) |
| Keith Allen O'Keefe | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Msi Financial Services, Inc. other | Other | Aug 1, 2005 | Jul 12, 2007 (710 d) |
| Mark William Mikucki | Equitable Advisors, LLC national BD | Msi Financial Services, Inc. other | Other | Jul 18, 2005 | Jul 18, 2005 |
| Peter Paul Berardino | Osaic Fa, Inc. other | Msi Financial Services, Inc. other | Other | Jul 1, 2005 | Dec 12, 2007 (894 d) |
| Marc Paul Sultan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Msi Financial Services, Inc. other | Other | Jun 24, 2005 | Apr 15, 2010 (1756 d) |
| Barry Nelson Roderick | Equitable Advisors, LLC national BD | Msi Financial Services, Inc. other | Other | Jun 23, 2005 | Jul 6, 2005 |
| Ilona Brandt-Tom | Principal Securities, Inc. other | Msi Financial Services, Inc. other | Other | Jun 7, 2005 | Sep 18, 2007 (833 d) |
| Joshua James Derwin | Morgan Stanley Dw Inc. unclassified | Msi Financial Services, Inc. other | Other | May 26, 2005 | Aug 1, 2006 (432 d) |
| Tex James Janecek | Waddell & Reed other | Msi Financial Services, Inc. other | Other | May 25, 2005 | Mar 17, 2008 (1027 d) |
| Patrick George Rehm | Morgan Stanley Dw Inc. unclassified | Msi Financial Services, Inc. other | Other | May 16, 2005 | Aug 4, 2005 (80 d) |
| Joseph Carl Anderson | Berthel Fisher & Company Financial Services, Inc. other | Msi Financial Services, Inc. other | Other | May 4, 2005 | Sep 5, 2007 (854 d) |
| Stephen Sercheow Koh | Pruco Securities, LLC other | Msi Financial Services, Inc. other | Other | Apr 26, 2005 | Oct 5, 2006 (527 d) |
| Roberto Enrique Proano | Ameriprise Financial Services, LLC national BD | Msi Financial Services, Inc. other | Other | Apr 25, 2005 | May 10, 2005 |
| Philip Conger Adams | Pgim Investments LLC other | Msi Financial Services, Inc. other | Other | Apr 21, 2005 | Feb 1, 2006 (286 d) |