| Donald Raymond Bourgeois | Park Avenue Securities LLC other | Woodbury Financial Services, Inc. other | Other | Jul 7, 2005 | Apr 28, 2008 (1026 d) |
| Damon Andrew Pierson | Valic Financial Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Jun 8, 2005 | Jun 21, 2005 |
| Edward Marvin Watkins | Securian Financial Services, Inc. other | Woodbury Financial Services, Inc. other | Other | May 26, 2005 | Jun 3, 2005 |
| Roy Neal | 1717 Capital Management Company unclassified | Woodbury Financial Services, Inc. other | Other | May 11, 2005 | May 3, 2005 |
| William John Friess | Mony Securities Corporation unclassified | Woodbury Financial Services, Inc. other | Other | May 10, 2005 | Jul 25, 2005 (76 d) |
| Todd Foster Paradise | Mony Securities Corporation unclassified | Woodbury Financial Services, Inc. other | Other | Apr 28, 2005 | May 5, 2005 |
| Matthew Kelly Logan | A. G. Edwards & Sons, Inc. unclassified | Woodbury Financial Services, Inc. other | Other | Apr 13, 2005 | May 5, 2005 |
| Robert Phillip Wolf | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Apr 7, 2005 | Apr 15, 2005 |
| John Anthony Lankford | A. G. Edwards & Sons, Inc. unclassified | Woodbury Financial Services, Inc. BD affiliated | Other | Apr 6, 2005 | Sep 1, 2021 (5992 d) |
| Brian Ernest Chapman | Mony Securities Corporation unclassified | Woodbury Financial Services, Inc. other | Other | Mar 3, 2005 | Apr 1, 2005 |
| Charles Frederick Neal | UBS Financial Services Inc. wirehouse | Woodbury Financial Services, Inc. other | Other | Feb 8, 2005 | Jan 14, 2005 |
| Jason Garrick Langley | UBS Financial Services Inc. wirehouse | Woodbury Financial Services, Inc. other | Other | Feb 8, 2005 | Jan 14, 2005 |
| Paul Raymond Burns | Osaic Fa, Inc. other | Woodbury Financial Services, Inc. other | Other | Feb 1, 2005 | Sep 24, 2014 (3522 d) |
| Terrence Lee Moore | Mony Securities Corporation unclassified | Woodbury Financial Services, Inc. other | Other | Jan 20, 2005 | Jan 28, 2014 (3295 d) |
| Charles Daniel Curtis | Wapg, LLC state registered | Woodbury Financial Services, Inc. other | Other | Jan 13, 2005 | Jun 8, 2005 (146 d) |
| Bradley James Erickson | Cetera Investment Services LLC other | Woodbury Financial Services, Inc. other | Other | Jan 11, 2005 | Jan 24, 2005 |
| Craig Michael Connolly | Cambridge Investment Research, Inc. unclassified | Woodbury Financial Services, Inc. other | Other | Dec 15, 2004 | Nov 23, 2004 |
| Diane Willis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Woodbury Financial Services, Inc. other | Other | Nov 16, 2004 | Nov 24, 2004 |
| Daniel Lee Shuck | Private Client Services, LLC other | Woodbury Financial Services, Inc. other | Other | Oct 20, 2004 | Jan 13, 2004 |
| Edward Albert Aiken | Securian Financial Services, Inc. other | Woodbury Financial Services, Inc. other | Other | Oct 4, 2004 | Apr 18, 2005 (196 d) |
| Kurt Lee Neilan | LPL Financial LLC other | Woodbury Financial Services, Inc. other | Other | Aug 11, 2004 | Sep 13, 2004 (33 d) |
| Roberto Alexandro Blanco | Eagle Strategies LLC other | Woodbury Financial Services, Inc. other | Other | Jul 27, 2004 | Aug 23, 2004 |
| Todd Thomas Rechenbach | 1717 Capital Management Company unclassified | Woodbury Financial Services, Inc. other | Other | Jul 19, 2004 | Jul 15, 2004 |
| David Gwin Brooke | 1717 Capital Management Company unclassified | Woodbury Financial Services, Inc. other | Other | Jul 19, 2004 | Jul 16, 2004 |
| Michael A Piccione | Invest Financial Corporation other | Woodbury Financial Services, Inc. other | Other | Jul 7, 2004 | Feb 10, 2006 (583 d) |
| James Oakley Moff | Voya Financial Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Jul 2, 2004 | Jun 10, 2008 (1439 d) |
| Virginia Dell Wright | Voya Financial Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Jun 22, 2004 | Nov 10, 2004 (141 d) |
| Bradley Todd Waznik | RBC Capital Markets, LLC national BD | Woodbury Financial Services, Inc. other | Other | Jun 17, 2004 | Jun 14, 2004 |
| Scott Craig Brookes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Woodbury Financial Services, Inc. other | Other | Jun 10, 2004 | Dec 10, 2004 (183 d) |
| Donald Ray Svoboda | Osaic Fa, Inc. other | Woodbury Financial Services, Inc. other | Other | Jun 8, 2004 | Feb 9, 2005 (246 d) |
| Bobby Ray Payne | Spc other | Woodbury Financial Services, Inc. other | Other | May 11, 2004 | Aug 9, 2005 (455 d) |
| Scott Lewis Bernstein | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2004 | Aug 18, 2021 (6323 d) |
| Richard Eugene Smith | Waddell & Reed other | Woodbury Financial Services, Inc. other | Other | Apr 14, 2004 | Aug 23, 2004 (131 d) |
| Mark Steven Crowe | Securities America Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Mar 22, 2004 | Feb 13, 2007 (1058 d) |
| Jeffrey William Grigg | Ameriprise Financial Services, LLC national BD | Woodbury Financial Services, Inc. other | Other | Feb 26, 2004 | Sep 17, 2007 (1299 d) |
| Patterson James Mckinlay | Osaic Fa, Inc. other | Woodbury Financial Services, Inc. other | Other | Feb 12, 2004 | Oct 25, 2004 (256 d) |
| Mark Jerry Braverman | Mbsc, LLC unclassified | Woodbury Financial Services, Inc. other | Other | Feb 10, 2004 | Jan 12, 2007 (1067 d) |
| James Lester Hager | Msi Financial Services, Inc. other | Woodbury Financial Services, Inc. other | Other | Feb 10, 2004 | Feb 11, 2004 |
| Jamie Tabor Stone | Signator Financial Services, Inc. other | Woodbury Financial Services, Inc. other | Other | Jan 21, 2004 | Feb 8, 2006 (749 d) |
| David Legrand Payne | Securities America Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Dec 31, 2003 | Jul 25, 2008 (1668 d) |
| Corey Michael Magliolo | Oneamerica Securities, Inc. other | Woodbury Financial Services, Inc. other | Other | Dec 19, 2003 | Feb 25, 2004 (68 d) |
| Randi Laura Gibbons | 1717 Capital Management Company unclassified | Woodbury Financial Services, Inc. other | Other | Dec 17, 2003 | Jul 7, 2004 (203 d) |
| Timothy Allen Alessi | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Aug 14, 2003 | Sep 26, 2003 (43 d) |
| Steven Edward Markel | 1717 Capital Management Company unclassified | Woodbury Financial Services, Inc. other | Other | Aug 11, 2003 | Aug 1, 2003 |
| Christopher Matthew Ingram | Morgan Stanley Dw Inc. unclassified | Woodbury Financial Services, Inc. other | Other | Jul 30, 2003 | Aug 29, 2003 |
| Brian Howard Saranovitz | Osaic Fs, Inc. other | Woodbury Financial Services, Inc. other | Other | Jul 24, 2003 | Dec 7, 2005 (867 d) |
| Jeffrey Scott Fortson | Voya Financial Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Jun 27, 2003 | Jun 12, 2003 |
| Glenn Copeland Williams | 1717 Capital Management Company unclassified | Woodbury Financial Services, Inc. other | Other | Jun 25, 2003 | Jun 11, 2003 |
| Karolyn Rucker Lunsford | Voya Financial Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Jun 17, 2003 | Jun 12, 2003 |
| George Herbert Zook | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | May 20, 2003 | Apr 19, 2006 (1065 d) |
| Robert Hale Rinker | Osaic Fa, Inc. other | Woodbury Financial Services, Inc. other | Other | Apr 11, 2003 | Nov 19, 2003 (222 d) |
| Dominique Godfroy Henri Vercaemert | Voya Financial Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Mar 20, 2003 | Apr 16, 2003 |
| John Joseph Navin | Usallianz Securities, Inc. unclassified | Woodbury Financial Services, Inc. other | Other | Mar 3, 2003 | Mar 14, 2003 |
| Thomas John Park | Wells Fargo Advisors wirehouse | Woodbury Financial Services, Inc. other | Other | Feb 25, 2003 | Mar 19, 2003 |
| Robert A Holmes | Mony Securities Corporation unclassified | Woodbury Financial Services, Inc. other | Other | Feb 13, 2003 | Feb 13, 2006 (1096 d) |
| Bryan Wallace Gray | Voya Financial Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Feb 11, 2003 | Feb 7, 2003 |
| Roger Lee Burman | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Jan 2, 2003 | Dec 20, 2002 |
| Paul Hershenberg | Osaic Fa, Inc. other | Woodbury Financial Services, Inc. other | Other | Dec 31, 2002 | Jun 16, 2008 (1994 d) |
| Lucille Mae Cueller | Ws Griffith Securities, Inc. unclassified | Woodbury Financial Services, Inc. other | Other | Dec 17, 2002 | Feb 21, 2003 (66 d) |
| Samuel Wilson Watters | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. other | Other | Dec 9, 2002 | Dec 20, 2002 |