DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Legend Advisory, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ronald Robert CovingtonEdward Jones national BDLegend Advisory, LLC otherOtherDec 2, 2010Mar 1, 2011 (89 d)
Charles William WaddellF & S Asset Management Group, Inc. unclassifiedLegend Advisory, LLC otherOtherNov 22, 2010Aug 31, 2010
Roy Stanley IzzoValic Financial Advisors, Inc. otherLegend Advisory, LLC otherOtherNov 3, 2010Apr 12, 2011 (160 d)
Marcin Filip SwiderskiValic Financial Advisors, Inc. otherLegend Advisory, LLC otherOtherNov 3, 2010Feb 24, 2011 (113 d)
Kasey Patrick GeorgeValic Financial Advisors, Inc. otherLegend Advisory, LLC otherOtherNov 3, 2010Nov 2, 2010
Tamara Smith ClarkValic Financial Advisors, Inc. otherLegend Advisory, LLC otherOtherOct 25, 2010Nov 1, 2010
Kenneth Bruce SwansegarValic Financial Advisors, Inc. otherLegend Advisory, LLC otherOtherOct 20, 2010Jan 19, 2011 (91 d)
John D KirschEquitable Advisors, LLC national BDLegend Advisory, LLC otherOtherSep 29, 2010Oct 11, 2010
Dylan Andrews HarigEquitable Advisors, LLC national BDLegend Advisory, LLC otherOtherSep 29, 2010Sep 17, 2010
Megan Marie PalazzoEquitable Advisors, LLC national BDLegend Advisory, LLC otherOtherAug 17, 2010Aug 30, 2010
Jason Allen SwiatlowskiEquitable Advisors, LLC national BDLegend Advisory, LLC otherOtherAug 6, 2010Aug 4, 2010
Nickolas R HankersonEquitable Advisors, LLC national BDLegend Advisory, LLC otherOtherAug 5, 2010Aug 18, 2010
Franklin Frederick WalterMsi Financial Services, Inc. otherLegend Advisory, LLC otherOtherJul 26, 2010Jul 9, 2010
David Kenneth KarlEquitable Advisors, LLC national BDLegend Advisory, LLC otherOtherJul 6, 2010Jul 7, 2010
Tyler Blaine FergusonEquitable Advisors, LLC national BDLegend Advisory, LLC otherOtherMar 16, 2010Mar 8, 2010
Darren J MoffittEquitable Advisors, LLC national BDLegend Advisory, LLC otherOtherMar 16, 2010Mar 8, 2010
Blair Michael WildingEquitable Advisors, LLC national BDLegend Advisory, LLC otherOtherMar 16, 2010Mar 8, 2010
Frank ZoltanskiMsi Financial Services, Inc. otherLegend Advisory, LLC otherOtherMar 12, 2010Oct 20, 2010 (222 d)
Curtis J MasonEquitable Advisors, LLC national BDLegend Advisory, LLC otherOtherJan 12, 2010Jan 19, 2010
Sina Mary NowakMutual Service Corporation unclassifiedLegend Advisory, LLC otherOtherOct 13, 2009Mar 18, 2011 (521 d)
Thomas J TheodoreMutual Service Corporation unclassifiedLegend Advisory, LLC otherOtherOct 13, 2009Feb 12, 2010 (122 d)
Zachary D EgbertEquitable Advisors, LLC national BDLegend Advisory, LLC otherOtherSep 22, 2009Sep 21, 2009
Ryan Andrew OzataEquitable Advisors, LLC national BDLegend Advisory, LLC otherOtherSep 22, 2009Sep 22, 2009
Sergio Jesus EstevesInvest Financial Corporation otherLegend Advisory, LLC otherOtherSep 3, 2009Oct 6, 2009 (33 d)
Marlene Ann BurnsSagepoint Financial, Inc. otherLegend Advisory, LLC otherOtherAug 13, 2009Aug 13, 2009
Brian J StokerEquitable Advisors, LLC national BDLegend Advisory, LLC otherOtherJun 19, 2009Jun 11, 2009
John Ivory ForsgrenEquitable Advisors, LLC national BDLegend Advisory, LLC otherOtherJun 2, 2009May 28, 2009
Brent Randolph PowellEquitable Advisors, LLC national BDLegend Advisory, LLC otherOtherJun 2, 2009May 28, 2009
Debra Ann FriendValic Financial Advisors, Inc. otherLegend Advisory, LLC otherOtherApr 15, 2009Mar 14, 2011 (698 d)
Michael Shane KaysValic Financial Advisors, Inc. otherLegend Advisory, LLC otherOtherFeb 13, 2009Mar 26, 2009 (41 d)
Robert Paul DecaroCapital Choice Investment Advisers, Inc. unclassifiedLegend Advisory, LLC otherOtherJan 29, 2009Feb 11, 2009
Paul Ralph CaccomoInvestacorp Advisory Services Inc otherLegend Advisory, LLC otherOtherDec 2, 2008Mar 20, 2009 (108 d)
Jeffrey Nicholas HemsathValic Financial Advisors, Inc. otherLegend Advisory, LLC otherOtherNov 19, 2008May 4, 2010 (531 d)
Douglas Lee VangilderInvestment Centers Of America, Inc. otherLegend Advisory, LLC otherOtherSep 23, 2008Sep 19, 2008
Ronald Ray HodgeEdward Jones national BDLegend Advisory, LLC otherOtherAug 7, 2008Aug 6, 2008
Suzanne Marie RupkeyMutual Service Corporation unclassifiedLegend Advisory, LLC otherOtherJul 11, 2008Jun 11, 2009 (335 d)
Lynda Grace SchultzSummit Financial Group Inc otherLegend Advisory, LLC otherOtherDec 20, 2007Jan 11, 2008
Mark Bernard LevinRaymond James Financial Services, Inc. unclassifiedLegend Advisory, LLC otherOtherMar 14, 2007Apr 16, 2007 (33 d)
Russell Brian BeasleyBb&T Investment Services, Inc. no RAUMLegend Advisory, LLC otherOtherMar 1, 2007Sep 12, 2007 (195 d)
Kevan Michael BreidingerAmeriprise Financial Services, LLC national BDLegend Advisory, LLC otherOtherJun 8, 2006Aug 14, 2007 (432 d)
Kimberly Evelyn McmillionMsi Financial Services, Inc. otherLegend Advisory, LLC otherOtherApr 28, 2006Aug 17, 2006 (111 d)
Janet M ReddingOberweis Securities, Inc. unclassifiedLegend Advisory, LLC otherOtherNov 7, 2005Feb 17, 2011 (1928 d)
Brian Scott JacksonPruco Securities, LLC otherLegend Advisory, LLC otherOtherAug 2, 2005Aug 10, 2005
Brent Cunningham GilmoreOn Investment Management Co otherLegend Advisory, LLC otherOtherJul 11, 2005Dec 12, 2008 (1250 d)
James Christian GatesLincoln Investment otherLegend Advisory, LLC otherOtherMay 10, 2005May 10, 2005
David Craig CollinsInvestment Centers Of America, Inc. otherLegend Advisory, LLC otherOtherApr 27, 2005Apr 20, 2005
Christopher Bryce RobrahnOsaic Fa, Inc. otherLegend Advisory, LLC otherOtherApr 13, 2005Mar 24, 2005
Robert C HookerPruco Securities, LLC otherLegend Advisory, LLC otherOtherMar 15, 2005Mar 23, 2005
Joseph Louis StrevelerPruco Securities, LLC otherLegend Advisory, LLC otherOtherFeb 7, 2005Aug 9, 2005 (183 d)
Iroland Rafael GarciaAmsouth Investment Management Company LLC unclassifiedLegend Advisory, LLC otherOtherOct 29, 2004Oct 16, 2006 (717 d)
Kurt Frederick WitzlebenSignator Financial Services, Inc. otherLegend Advisory, LLC otherOtherSep 17, 2004Oct 1, 2004
Ralph Christopher TumoloOsaic Fa, Inc. otherLegend Advisory, LLC otherOtherJun 23, 2004Jun 24, 2004
Timothy J BakerHbks Wealth Advisors otherLegend Advisory, LLC otherOtherJun 18, 2004Jun 20, 2007 (1097 d)
Jeffrey Scott LeibfarthBrecek & Young Advisors, Inc. otherLegend Advisory, LLC otherOtherDec 4, 2003Apr 20, 2011 (2694 d)
Thomas Joseph RileyBenchmark Capital Group Ltd. independent RIALegend Advisory, LLC otherOtherNov 21, 2003Aug 17, 2004 (270 d)
Robert Franklin ProvanceMsi Financial Services, Inc. otherLegend Advisory, LLC otherOtherSep 23, 2003Jan 5, 2015 (4122 d)
Patricia Ann JansenMetlife Investment Fund Services LLC unclassifiedLegend Advisory, LLC otherOtherAug 7, 2003Aug 17, 2004 (376 d)
Keith Wayne Reed1717 Capital Management Company unclassifiedLegend Advisory, LLC otherOtherJul 3, 2003Nov 8, 2004 (494 d)
Danny Eugene WardVoya Financial Advisors, Inc. otherLegend Advisory, LLC otherOtherJun 30, 2003Sep 2, 2003 (64 d)
Bert Delroy RitterVoya Financial Advisors, Inc. otherLegend Advisory, LLC otherOtherJun 30, 2003Sep 11, 2003 (73 d)
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125 moves match.