DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bfc Planning, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert T. VentourAvantax Advisory Services BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 15, 2018Oct 12, 2018
Josephine TranBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherOct 1, 2018Jan 23, 2017
Scott T EtzelInvestment Advisors Corp BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 24, 2018Sep 25, 2018
Christopher Edward OrdwayBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherSep 10, 2018Jul 14, 2016
Timothy M GarretsonBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherSep 10, 2018Sep 2, 2016
Shannon Nicole LarsonBerthel Fisher & Company Financial Services, Inc. BD affiliatedBfc Planning, Inc. otherOtherSep 10, 2018Jan 30, 2017
Michelle Rene PommeranzHuntington Financial Advisors BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 27, 2018Jun 13, 2018
Christopher AnteauCitizens Securities, Inc. BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 30, 2018Apr 27, 2018
Armand J DepaulScottrade Investment Management BD affiliatedBfc Planning, Inc. otherOtherMar 8, 2018Mar 5, 2018
Gregg Teak GeorgantasFirst Heartland Consultants, Inc. otherBfc Planning, Inc. otherOtherFeb 5, 2018Feb 5, 2018
Scott PelusoCitizens Securities, Inc. BD affiliatedBfc Planning, Inc. otherOtherFeb 5, 2018Feb 14, 2018
Paul Leonard GoennerConcourse Financial Group Advisors otherBfc Planning, Inc. otherOtherDec 31, 2017Jan 17, 2018
Randall J. CashmoreUSA Financial Securities LLC otherBfc Planning, Inc. otherOtherNov 21, 2017Jan 5, 2018 (45 d)
Jeffrey Robert UtterbackCitizens Securities, Inc. otherBfc Planning, Inc. otherOtherNov 8, 2017Nov 21, 2017
Michael Howard SamuelsCambridge Investment Research Advisors, Inc. otherBfc Planning, Inc. otherOtherAug 3, 2017Aug 2, 2017
Robert Joshua RoachNorris Financial Group, LLC otherBfc Planning, Inc. otherOtherJul 31, 2017Jul 31, 2017
Gal Eliezer PerlmutterMorgan Stanley wirehouseBfc Planning, Inc. otherOtherJul 25, 2017Jul 24, 2017
Lori Ann ClemWfg Advisors, LP otherBfc Planning, Inc. otherOtherJul 17, 2017Nov 15, 2017 (121 d)
Darrell Martin MitchellJ.P. Morgan Securities LLC wirehouseBfc Planning, Inc. otherOtherJul 12, 2017Jul 31, 2017
William Lawrence CurryKovack Advisors, Inc. otherBfc Planning, Inc. otherOtherJun 20, 2017Jul 5, 2017
Ryan Michael KahlenbergDunham otherBfc Planning, Inc. otherOtherMay 30, 2017Aug 16, 2017 (78 d)
Roy E CarreraEquitable Advisors, LLC national BDBfc Planning, Inc. otherOtherMay 24, 2017Jun 15, 2017
Kristen Moran HaleyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBfc Planning, Inc. otherOtherMay 17, 2017May 12, 2017
Jason Allen RockmanQuestar Asset Management, Inc. otherBfc Planning, Inc. otherOtherMay 1, 2017Jun 8, 2017 (38 d)
Pamela Sue HarrisonMorgan Stanley wirehouseBfc Planning, Inc. otherOtherFeb 9, 2017Jan 12, 2017
Amy Jo ShopeHuntington Financial Advisors otherBfc Planning, Inc. otherOtherJan 13, 2017Jan 13, 2017
Clifton Paul HiggsCambridge Investment Research Advisors, Inc. otherBfc Planning, Inc. otherOtherJan 10, 2017Jan 3, 2017
Elton Albert BuecheMoloney Investment Advisory LLC no RAUMBfc Planning, Inc. BD affiliatedOtherDec 31, 2016Dec 5, 2025 (3261 d)
Paul Kurt SaxenmeyerMoloney Investment Advisory LLC no RAUMBfc Planning, Inc. BD affiliatedOtherDec 31, 2016Dec 5, 2025 (3261 d)
Meredith Cabell JonesMoloney Investment Advisory LLC no RAUMBfc Planning, Inc. BD affiliatedOtherDec 31, 2016Dec 5, 2025 (3261 d)
James Constantine KekerisMoloney Investment Advisory LLC no RAUMBfc Planning, Inc. BD affiliatedOtherDec 31, 2016Dec 5, 2025 (3261 d)
James Edward NelsonMoloney Investment Advisory LLC no RAUMBfc Planning, Inc. BD affiliatedOtherDec 31, 2016Dec 5, 2025 (3261 d)
Gary Paul NotchMoloney Investment Advisory LLC no RAUMBfc Planning, Inc. BD affiliatedOtherDec 31, 2016Dec 5, 2025 (3261 d)
Arthur Leslie JacksonMoloney Investment Advisory LLC no RAUMBfc Planning, Inc. BD affiliatedOtherDec 31, 2016Dec 5, 2025 (3261 d)
Mark James MurthaMoloney Investment Advisory LLC no RAUMBfc Planning, Inc. BD affiliatedOtherDec 31, 2016Dec 5, 2025 (3261 d)
William Rafford WhiteMoloney Investment Advisory LLC no RAUMBfc Planning, Inc. BD affiliatedOtherDec 31, 2016Dec 5, 2025 (3261 d)
Peter Jon FerraroMoloney Investment Advisory LLC no RAUMBfc Planning, Inc. BD affiliatedOtherDec 31, 2016Dec 5, 2025 (3261 d)
Charles William HeilMoloney Investment Advisory LLC no RAUMBfc Planning, Inc. BD affiliatedOtherDec 31, 2016Dec 5, 2025 (3261 d)
Joseph Ronald MedleyMoloney Investment Advisory LLC no RAUMBfc Planning, Inc. BD affiliatedOtherDec 31, 2016Dec 5, 2025 (3261 d)
Matthew John PalazzoloTlg Advisors, Inc. otherBfc Planning, Inc. otherOtherDec 31, 2016Jan 4, 2017
Jadyn Chang LoeddingMoloney Investment Advisory LLC no RAUMBfc Planning, Inc. BD affiliatedOtherDec 31, 2016Dec 5, 2025 (3261 d)
Suman SachdevaInvestment Advisors Corp otherBfc Planning, Inc. otherOtherDec 31, 2016Jan 3, 2017
Eric Alexander DuncanMoloney Investment Advisory LLC no RAUMBfc Planning, Inc. BD affiliatedOtherDec 31, 2016Dec 5, 2025 (3261 d)
Amy L. DuncanMoloney Investment Advisory LLC no RAUMBfc Planning, Inc. BD affiliatedOtherDec 31, 2016Dec 5, 2025 (3261 d)
David Francis LagrangeMoloney Investment Advisory LLC no RAUMBfc Planning, Inc. BD affiliatedOtherDec 31, 2016Dec 5, 2025 (3261 d)
Brian Patrick CorriganMoloney Investment Advisory LLC no RAUMBfc Planning, Inc. BD affiliatedOtherDec 31, 2016Dec 5, 2025 (3261 d)
Joseph Richard MullerMoloney Investment Advisory LLC no RAUMBfc Planning, Inc. BD affiliatedOtherDec 31, 2016Dec 5, 2025 (3261 d)
Jeffrey Patrick RosemanMoloney Investment Advisory LLC no RAUMBfc Planning, Inc. BD affiliatedOtherDec 31, 2016Dec 5, 2025 (3261 d)
James Hubbard DifflySummit Financial Group Inc otherBfc Planning, Inc. otherOtherDec 14, 2016Dec 15, 2016
Stuart SeffroodLPL Financial LLC otherBfc Planning, Inc. otherOtherNov 30, 2016Nov 10, 2016
Kevin L SchneiderWells Fargo Advisors wirehouseBfc Planning, Inc. otherOtherNov 11, 2016Feb 13, 2017 (94 d)
Robert Boris HardcastleSummit Financial Group Inc otherBfc Planning, Inc. otherOtherOct 13, 2016Sep 28, 2016
Jody Lee WeisSummit Financial Group Inc otherBfc Planning, Inc. otherOtherSep 26, 2016Sep 26, 2016
Vincent Paul SturmBalefire, LLC otherBfc Planning, Inc. otherOtherAug 26, 2016Sep 22, 2016
Roger Lyle GambleVsr Advisory Services otherBfc Planning, Inc. otherOtherJul 22, 2016Jul 25, 2016
Frank Charles ScaritoVsr Advisory Services otherBfc Planning, Inc. otherOtherJul 19, 2016Jul 26, 2016
Eric Curtis SporingU.S. Bancorp Investments, Inc. otherBfc Planning, Inc. otherOtherJun 15, 2016Jun 15, 2016
Kristian Kvols MartinMsi Financial Services, Inc. otherBfc Planning, Inc. otherOtherMay 19, 2016Jun 1, 2016
Jerry Albert KoebelLPL Financial LLC otherBfc Planning, Inc. otherOtherMar 18, 2016Mar 21, 2016
Michael N De QuevedoTraynor Capital Management otherBfc Planning, Inc. otherOtherMar 4, 2016Mar 10, 2016
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195 moves match.