| Robert Earl Stanlick | Forta Financial Group, Inc. other | Geneos Wealth Management, Inc. other | Other | Mar 21, 2017 | Feb 22, 2017 |
| David Michael Lalonde | Forta Financial Group, Inc. other | Geneos Wealth Management, Inc. other | Other | Mar 21, 2017 | Feb 21, 2017 |
| David Michael Roth | Edward Jones national BD | Geneos Wealth Management, Inc. other | Other | Feb 9, 2017 | Feb 6, 2017 |
| Paul Thomas Knipping | Portfolio Design Advisors, Inc. other | Geneos Wealth Management, Inc. other | Other | Dec 31, 2016 | Dec 7, 2015 |
| Megan Marie Palazzo | Gwn Securities Inc. other | Geneos Wealth Management, Inc. other | Other | Dec 31, 2016 | Jan 3, 2017 |
| Kristen Wright Owen | Cetera Investment Advisers LLC other | Geneos Wealth Management, Inc. other | Other | Dec 31, 2016 | Jan 3, 2017 |
| Sharon C Jennings | Ameriprise Financial Services, LLC national BD | Geneos Wealth Management, Inc. other | Other | Oct 25, 2016 | Oct 21, 2016 |
| Andrew D Woolley | MML Investors Services, LLC other | Geneos Wealth Management, Inc. other | Other | Sep 12, 2016 | Sep 6, 2016 |
| James Bradley Ewing | Osaic Fa, Inc. other | Geneos Wealth Management, Inc. other | Other | Aug 5, 2016 | Aug 2, 2016 |
| Stephen Guy Shipp | Foothill Securities, Inc. other | Geneos Wealth Management, Inc. other | Other | Jun 2, 2016 | Sep 13, 2017 (468 d) |
| Jonathan A Miller | Transamerica Financial Advisors, LLC other | Geneos Wealth Management, Inc. other | Other | Mar 15, 2016 | Mar 11, 2016 |
| James Lee Young | LPL Financial LLC other | Geneos Wealth Management, Inc. other | Other | Sep 8, 2015 | Aug 28, 2015 |
| Patrick Edward Nolen | Hinds Financial Group Inc other | Geneos Wealth Management, Inc. other | Other | Aug 18, 2015 | Aug 3, 2015 |
| Taylor Nolen Yionoulis | Hinds Financial Group Inc other | Geneos Wealth Management, Inc. other | Other | Aug 18, 2015 | Aug 3, 2015 |
| Michael William Gallagher | Morgan Stanley wirehouse | Geneos Wealth Management, Inc. other | Other | Apr 7, 2015 | Mar 26, 2015 |
| Aleen Maree Swofford | Woodbury Financial Services, Inc. other | Geneos Wealth Management, Inc. other | Other | Feb 11, 2015 | Feb 2, 2015 |
| Wesley Nathan Price | Woodbury Financial Services, Inc. other | Geneos Wealth Management, Inc. other | Other | Feb 11, 2015 | Feb 2, 2015 |
| Anthony Craig Hammer | Woodbury Financial Services, Inc. other | Geneos Wealth Management, Inc. other | Other | Feb 6, 2015 | Feb 3, 2015 |
| David Michael Arthur | UBS Financial Services Inc. wirehouse | Geneos Wealth Management, Inc. other | Other | Jan 26, 2015 | Jan 26, 2015 |
| Amanda B. Arthur | UBS Financial Services Inc. wirehouse | Geneos Wealth Management, Inc. other | Other | Jan 26, 2015 | Jan 26, 2015 |
| Shannon Miguel Harris | Wells Fargo Advisors wirehouse | Geneos Wealth Management, Inc. other | Other | Nov 5, 2014 | Nov 5, 2014 |
| Travis A Peter | LPL Financial LLC other | Geneos Wealth Management, Inc. BD affiliated | Other | Oct 7, 2014 | Nov 4, 2022 (2950 d) |
| Joseph David Leal | LPL Financial LLC other | Geneos Wealth Management, Inc. other | Other | Sep 25, 2014 | Sep 19, 2014 |
| Daniel Gordon Mussack | Osaic Wealth, Inc. other | Geneos Wealth Management, Inc. other | Other | Sep 17, 2014 | Sep 18, 2014 |
| Roger Brown Deal | Osaic Wealth, Inc. other | Geneos Wealth Management, Inc. other | Other | Sep 17, 2014 | Sep 15, 2014 |
| Brian Patrick Mcguire | Osaic Wealth, Inc. other | Geneos Wealth Management, Inc. other | Other | Sep 17, 2014 | Sep 18, 2014 |
| Sheldon Jay Harber | Cambridge Investment Research Advisors, Inc. other | Geneos Wealth Management, Inc. other | Other | Sep 4, 2014 | Sep 2, 2014 |
| Derek Bradley Carter | Wells Fargo Advisors wirehouse | Geneos Wealth Management, Inc. other | Other | Jun 6, 2014 | Sep 4, 2015 (455 d) |
| Andrew Stephen Barninger | J. W. Cole Advisors, Inc. other | Geneos Wealth Management, Inc. other | Other | Dec 20, 2013 | Jul 10, 2014 (202 d) |
| John Ross Bellingham | Hbs Financial Advisors unclassified | Geneos Wealth Management, Inc. other | Other | Nov 4, 2013 | Aug 26, 2013 |
| Joyce M Mcdaniel | A & I Wealth Management other | Geneos Wealth Management, Inc. other | Other | Aug 20, 2013 | Aug 12, 2013 |
| Michelle Dawn France | Equitable Advisors, LLC national BD | Geneos Wealth Management, Inc. other | Other | Aug 2, 2013 | Aug 6, 2013 |
| Mark Steven Horstmann | Cetera Advisors LLC other | Geneos Wealth Management, Inc. other | Other | Jul 9, 2013 | Jul 9, 2013 |
| Thomas Rudolf Philipp | Hornor, Townsend & Kent, LLC other | Geneos Wealth Management, Inc. other | Other | Jul 3, 2013 | Jun 25, 2013 |
| David Sean Carl | Hornor, Townsend & Kent, LLC other | Geneos Wealth Management, Inc. other | Other | Jul 1, 2013 | Jun 25, 2013 |
| Mark Glenn Petrie | Kaiser Wealth Management other | Geneos Wealth Management, Inc. other | Other | Jun 28, 2013 | Jul 13, 2017 (1476 d) |
| Christine Mary Kelley | Kaiser Wealth Management other | Geneos Wealth Management, Inc. other | Other | Jun 28, 2013 | Jul 13, 2017 (1476 d) |
| Thomas Eugene Brock | Kaiser Wealth Management other | Geneos Wealth Management, Inc. other | Other | May 2, 2013 | Jul 12, 2017 (1532 d) |
| Stephen Philip Sorich | Kaiser Wealth Management other | Geneos Wealth Management, Inc. other | Other | May 2, 2013 | Apr 3, 2013 |
| Richard Michael Kaul | Kaiser Wealth Management other | Geneos Wealth Management, Inc. other | Other | May 2, 2013 | Apr 2, 2013 |
| Carrie Ann Baker | J.P. Morgan Securities LLC wirehouse | Geneos Wealth Management, Inc. other | Other | Feb 28, 2013 | Mar 12, 2013 |
| Francis Martin Gillis | Gillis Financial Solutions, LLC. unclassified | Geneos Wealth Management, Inc. other | Other | Dec 19, 2012 | Apr 18, 2006 |
| Peter William Crimmins | Capital Analysts other | Geneos Wealth Management, Inc. other | Other | Dec 4, 2012 | Dec 12, 2012 |
| Wendy Margaret Nelson | Pruco Securities, LLC other | Geneos Wealth Management, Inc. BD affiliated | Other | Sep 28, 2012 | Oct 19, 2021 (3308 d) |
| James Anthony Powers | Osaic Fa, Inc. other | Geneos Wealth Management, Inc. other | Other | Aug 13, 2012 | Aug 3, 2012 |
| Christopher Scott Draughon | Edward Jones national BD | Geneos Wealth Management, Inc. other | Other | Aug 6, 2012 | Sep 7, 2012 (32 d) |
| John Damon Stewart | LPL Financial LLC other | Geneos Wealth Management, Inc. other | Other | May 8, 2012 | May 1, 2012 |
| Mickey Joseph Guidry | LPL Financial LLC other | Geneos Wealth Management, Inc. other | Other | May 8, 2012 | May 8, 2012 |
| Michael Travis Nichols | LPL Financial LLC other | Geneos Wealth Management, Inc. other | Other | May 8, 2012 | Apr 27, 2012 |
| Jesse Nelson Daigle | LPL Financial LLC other | Geneos Wealth Management, Inc. other | Other | May 8, 2012 | May 8, 2012 |
| John William Reeder | LPL Financial LLC other | Geneos Wealth Management, Inc. other | Other | May 8, 2012 | May 15, 2012 |
| Charles Wallace Mcmakin | Sanders Morris LLC other | Geneos Wealth Management, Inc. other | Other | Apr 27, 2012 | Apr 30, 2012 |
| Ronald Joseph Brown | Sanders Morris LLC other | Geneos Wealth Management, Inc. other | Other | Apr 27, 2012 | Apr 27, 2012 |
| John Elliot Dore | Sanders Morris LLC other | Geneos Wealth Management, Inc. other | Other | Apr 27, 2012 | Apr 27, 2012 |
| Jeremy Michael Perque | Sanders Morris LLC other | Geneos Wealth Management, Inc. other | Other | Apr 27, 2012 | Apr 27, 2012 |
| Wesley Lee Strode | Empower Advisory Group, LLC other | Geneos Wealth Management, Inc. other | Other | Feb 22, 2012 | Feb 23, 2012 |
| Albert G Flores | Charles Schwab & Co., Inc. national BD | Geneos Wealth Management, Inc. other | Other | Sep 13, 2011 | Sep 1, 2011 |
| Lawrence Paul Finch | Adrian & Associates Inc unclassified | Geneos Wealth Management, Inc. other | Other | Sep 6, 2011 | Apr 1, 2008 |
| Scott Walter Forsyth | Adrian & Associates Inc unclassified | Geneos Wealth Management, Inc. other | Other | Sep 6, 2011 | Apr 1, 2008 |
| Patrick Earl Mckim | Financial Design & Management, Inc. other | Geneos Wealth Management, Inc. other | Other | Jul 28, 2011 | Jul 1, 2011 |