DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Kalos Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
William S Rogers	Investors Capital Advisory other	Kalos Management other	Other	Feb 21, 2013	Feb 11, 2015 (720 d)
Anne Marie Hudson	UBS Financial Services Inc. wirehouse	Kalos Management other	Other	Jan 25, 2013	Sep 22, 2014 (605 d)
Kyle Dean Whipple	Investacorp Advisory Services Inc other	Kalos Management other	Other	Nov 16, 2012	Nov 13, 2012
Gary Allen Wedge	Madison Avenue Securities, LLC other	Kalos Management other	Other	Oct 1, 2012	Oct 3, 2012
Kristian L Finfrock	Msi Financial Services, Inc. other	Kalos Management other	Other	Mar 9, 2012	Mar 8, 2012
Iain Lesslie Chase Brackstone	Triad Advisors, LLC other	Kalos Management other	Other	Mar 1, 2012	Mar 30, 2012
Martin James Aspin	Thrivent Investment Management Inc. other	Kalos Management other	Other	Dec 31, 2011	Dec 17, 2013 (717 d)
Eric Peter Weschke	Financial Planning Associates,Inc. unclassified	Kalos Management other	Other	Dec 16, 2011	May 16, 2011
William Thomas Downey	Nfp Advisor Services, LLC other	Kalos Management other	Other	Dec 6, 2011	Nov 21, 2011
Justin Dene Streeter	Hantz Financial Services, Inc. no RAUM	Kalos Management other	Other	Oct 4, 2011	Oct 11, 2011
Marvin Andrew Riddle	Hantz Financial Services, Inc. no RAUM	Kalos Management other	Other	Oct 4, 2011	Oct 11, 2011
Philip Alan Goldstein	Wfg Advisors, LP other	Kalos Management other	Other	Jul 7, 2011	Jun 3, 2011
Jessie Dennis Dwayne Thompson	Pruco Securities, LLC other	Kalos Management other	Other	Mar 23, 2011	Jun 28, 2011 (97 d)
Shannon Poynter	Madison Avenue Securities, LLC other	Kalos Management other	Other	Dec 31, 2010	Nov 2, 2012 (672 d)
Karen Meyer Holland	J P Turner & Company Capital Management, LLC other	Kalos Management other	Other	Nov 8, 2010	Oct 28, 2010
Daniel Gerard Meehan	Td Ameritrade, Inc. no RAUM	Kalos Management other	Other	Sep 2, 2010	Sep 21, 2010
Dylan Edward Bond	Woodstock Financial Group, Inc. other	Kalos Management other	Other	Jun 29, 2010	Jul 2, 2010
Matthew Clinton Bade	Gunnallen Financial, Inc unclassified	Kalos Management other	Other	Mar 30, 2010	Apr 7, 2010
Bernard Emile Boucher	Money Concepts Advisory Service other	Kalos Management other	Other	Nov 3, 2009	Nov 25, 2009
Richard David Allen	Pruco Securities, LLC other	Kalos Management other	Other	Aug 27, 2009	Jun 28, 2011 (670 d)
Steven Richard Fagan	Envision Investment Advisors, LLC unclassified	Kalos Management other	Other	Jul 22, 2009	Jul 24, 2009
Todd Franklin Gregory	Sutterfield Financial Group, Inc. other	Kalos Management other	Other	Jun 2, 2009	Jul 23, 2009 (51 d)
Steven Alan Suib	Synergy Investment Group, LLC other	Kalos Management other	Other	May 29, 2009	Jun 11, 2009
Joseph Patrick Roop	Wells Fargo Advisors wirehouse	Kalos Management other	Other	Apr 3, 2009	Apr 2, 2009
Jimmy Elton Sloan	Berthel Fisher & Company Financial Services, Inc. other	Kalos Management other	Other	Mar 6, 2009	Mar 23, 2009
Russell Scott Cramer	Qa3 Financial LLC unclassified	Kalos Management other	Other	Sep 10, 2008	Oct 20, 2008 (40 d)
Robert Ronald Courser	Intervest International, Inc. other	Kalos Management other	Other	Feb 4, 2008	Feb 1, 2008
Amy Rebecca Frank Goldman	Lincoln Financial Distributors, Inc. unclassified	Kalos Management other	Other	Aug 27, 2007	Sep 21, 2017 (3678 d)
Evelyn Kay Duka	MML Investors Services, LLC other	Kalos Management other	Other	Dec 16, 2006	Feb 23, 2007 (69 d)
Robert Douglas Russell	1st Global Advisors Inc other	Kalos Management other	Other	May 12, 2006	Aug 9, 2006 (89 d)
Brent A Marshall	Usallianz Securities, Inc. unclassified	Kalos Management other	Other	May 10, 2006	Jan 3, 2007 (238 d)
Brian Alan Akers	Psa Financial Advisors Inc other	Kalos Management other	Other	Feb 27, 2006	Feb 24, 2006
Jeffery Larry Akers	Psa Financial Advisors Inc other	Kalos Management other	Other	Feb 27, 2006	Feb 24, 2006
Benjamin Nathaniel Ricker	Thrivent Investment Management Inc. other	Kalos Management other	Other	Dec 31, 2005	Mar 17, 2006 (76 d)
Robert Harry Fugate	Spc other	Kalos Management other	Other	Oct 31, 2005	Nov 15, 2005
Lawrence Lee	Kms Financial Services, Inc other	Kalos Management other	Other	Oct 28, 2005	Feb 1, 2006 (96 d)
Mark Andrew Trewitt	Ogilvie Security Advisors Corp other	Kalos Management other	Other	Oct 27, 2004	May 18, 2005 (203 d)
John Ray Williams	J.P. Morgan Securities LLC wirehouse	Kalos Management other	Other	Aug 30, 2004	Jul 14, 2005 (318 d)
John Blake Taylor	Cetera Advisor Networks LLC other	Kalos Management other	Other	Jul 1, 2004	Jul 31, 2014 (3682 d)
William Kenneth Mccarthy	Eastern Point Advisors Inc. unclassified	Kalos Management other	Other	Jun 13, 2003	Jan 3, 2006 (935 d)
Russell Lee Game	Thrivent Investment Management Inc. other	Kalos Management other	Other	May 1, 2003	Jun 20, 2005 (781 d)

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101 moves match.