DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Advisor Resource Council

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeremy Joe WalkerMaverick Wealth Management unclassifiedAdvisor Resource Council otherOtherMar 22, 2017Apr 4, 2017
James Kirby WebbEdward Jones national BDAdvisor Resource Council otherOtherFeb 24, 2017Feb 23, 2017
Lawrence David SilvermanLPL Financial LLC otherAdvisor Resource Council otherOtherFeb 16, 2017Nov 8, 2016
Amy Gail LegateLPL Financial LLC otherAdvisor Resource Council otherOtherFeb 16, 2017Nov 8, 2016
Richard Lamar BrownRlbrown Financial, Inc. unclassifiedAdvisor Resource Council otherOtherOct 31, 2016Jul 29, 2016
Grant Martin BrownRlbrown Financial, Inc. unclassifiedAdvisor Resource Council otherOtherOct 31, 2016Aug 4, 2016
Paul Edward BengeWells Fargo Advisors wirehouseAdvisor Resource Council otherOtherOct 7, 2016Oct 1, 2016
Leslie Beachum BengeWells Fargo Advisors wirehouseAdvisor Resource Council otherOtherOct 7, 2016Oct 1, 2016
Sheldon Matthew BengeWells Fargo Advisors wirehouseAdvisor Resource Council otherOtherOct 7, 2016Oct 1, 2016
Samuel Elliot RodriguezJ.P. Morgan Securities LLC wirehouseAdvisor Resource Council otherOtherSep 27, 2016Sep 16, 2016
Tara Brooke HoweyEdward Jones national BDAdvisor Resource Council independent RIAAffiliated broker-dealer or bank to independent RIASep 27, 2016Aug 15, 2018 (687 d)
James Earl WebbEdward Jones national BDAdvisor Resource Council otherOtherJun 20, 2016Jun 17, 2016
Joseph Roeber SchuetzeLPL Financial LLC otherAdvisor Resource Council otherOtherFeb 1, 2016Nov 12, 2013
Joseph Anthony StackLPL Financial LLC otherAdvisor Resource Council no RAUMOtherDec 31, 2015Jun 8, 2012
Darryl Walter LyonsLPL Financial LLC otherAdvisor Resource Council otherOtherOct 30, 2015Nov 12, 2013
Kevin ForceLPL Financial LLC otherAdvisor Resource Council otherOtherOct 29, 2015Dec 3, 2013
Bryan Anthony WingLPL Financial LLC otherAdvisor Resource Council otherOtherOct 28, 2015Nov 20, 2013
Douglas James RichardsonLPL Financial LLC otherAdvisor Resource Council otherOtherOct 28, 2015Nov 13, 2013
Irfan A DossaniLPL Financial LLC otherAdvisor Resource Council otherOtherOct 1, 2015Jan 28, 2015
Sarah Lynn PaisRBC Capital Markets, LLC national BDAdvisor Resource Council otherOtherSep 24, 2015Jan 4, 2016 (102 d)
Todd A. SimmonsRaymond James & Associates, Inc. national BDAdvisor Resource Council otherOtherAug 12, 2015Jul 23, 2015
Jason A DuplantisJ.P. Morgan Securities LLC wirehouseAdvisor Resource Council BD affiliatedWirehouse to affiliated broker-dealer or bankJun 17, 2015Jan 5, 2021 (2029 d)
Michael Alan LowsleyDelaware Capital Management Advisers, Inc no RAUMAdvisor Resource Council independent RIAOtherJun 2, 2015Jan 5, 2026 (3870 d)
Spencer Thomas SlighUsaa Financial Planning Services no RAUMAdvisor Resource Council otherOtherJun 2, 2015Jul 8, 2015 (36 d)
Kenneth Bernard HopkinsSgl Investment Advisors, Inc. otherAdvisor Resource Council otherOtherMar 2, 2015Mar 11, 2015
Fionnuala WehrmanLPL Financial LLC otherAdvisor Resource Council otherOtherNov 5, 2014Sep 17, 2014
Stewart Embry FieldsUnited Capital Financial Advisors otherAdvisor Resource Council otherOtherJul 25, 2014Sep 11, 2014 (48 d)
John Joseph UnsworthWwk Wealth Advisors otherAdvisor Resource Council otherOtherJul 23, 2014Aug 11, 2014
Gary Craig CowlesSignator Investors, Inc. otherAdvisor Resource Council otherOtherJun 10, 2014Jul 2, 2014
Eric Stanley ShafferVfg Advisors, Inc. otherAdvisor Resource Council otherOtherMar 19, 2014Aug 15, 2014 (149 d)
Ryan C. WaltonLPL Financial LLC otherAdvisor Resource Council no RAUMOtherFeb 12, 2014Jun 28, 2012
Drew G SparksMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAdvisor Resource Council otherOtherJan 17, 2014Apr 2, 2014 (75 d)
Laura Leigh SimpsonCredit Union Investment Services state registeredAdvisor Resource Council otherOtherAug 12, 2013Feb 13, 2015 (550 d)
Franklin James ParkerLPL Financial LLC otherAdvisor Resource Council otherOtherJun 24, 2013Jan 28, 2013
Gerald Lee RobinsonLPL Financial LLC otherAdvisor Resource Council otherOtherJun 11, 2013Oct 29, 2012
Brian Edward RuffMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAdvisor Resource Council otherOtherApr 22, 2013May 1, 2013
Derek William DansbyEdward Jones national BDAdvisor Resource Council otherOtherApr 3, 2013May 1, 2013
Bruce Allen LewinLPL Financial LLC otherAdvisor Resource Council otherOtherMar 27, 2013Jan 21, 2015 (665 d)
Jonathan D RodriguezLPL Financial LLC otherAdvisor Resource Council no RAUMOtherMar 27, 2013Jun 18, 2012
Robert David RingLPL Financial LLC otherAdvisor Resource Council no RAUMOtherMar 27, 2013Jun 25, 2012
Karen A MeinzLPL Financial LLC otherAdvisor Resource Council otherOtherMar 27, 2013Jan 28, 2013
Deborah Ann SwansonSwanson Financial Strategies unclassifiedAdvisor Resource Council otherOtherDec 31, 2012Nov 12, 2013 (316 d)
Jeffrey Don PeaceMomentum Independent Network Inc. otherAdvisor Resource Council otherOtherDec 20, 2012Jan 25, 2013 (36 d)
Thomas Gerard StecikSaunders And Associates unclassifiedAdvisor Resource Council otherOtherDec 11, 2012Dec 13, 2012
Carlisle Hopewood MottEdward Jones national BDAdvisor Resource Council otherOtherOct 2, 2012Nov 6, 2012 (35 d)
Janice K. LasleyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAdvisor Resource Council no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Sep 10, 2012Sep 19, 2012
Robert Frank HopperCreative Financial Designs, Inc. otherAdvisor Resource Council otherOtherMar 30, 2012Feb 10, 2015 (1047 d)
Ryan Yancy MullinEdward Jones national BDAdvisor Resource Council otherOtherFeb 14, 2012Jan 25, 2013 (346 d)
Charles Scott BerryEdward Jones national BDAdvisor Resource Council no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 23, 2011Jun 14, 2012 (174 d)
Abraham Paul MansourEquitable Advisors, LLC national BDAdvisor Resource Council otherOtherJan 18, 2011Jan 23, 2013 (736 d)
David Bradley MartinEquitable Advisors, LLC national BDAdvisor Resource Council no RAUMAffiliated broker-dealer or bank to a newly registered adviserJan 10, 2011Jul 18, 2012 (555 d)
Laura K SkalakEdward Jones national BDAdvisor Resource Council no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 17, 2010Jun 25, 2012 (556 d)
Brandon Joseph DaySecurian Financial Services, Inc. otherAdvisor Resource Council no RAUMOtherDec 14, 2010Jun 1, 2012 (535 d)
John Charles PetersonHornor, Townsend & Kent, LLC otherAdvisor Resource Council otherOtherOct 30, 2009Nov 13, 2012 (1110 d)
Sean Patrick KernanMorgan Stanley wirehouseAdvisor Resource Council no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Sep 8, 2009Jun 6, 2012 (1002 d)
Linda Clair MillsMorgan Stanley wirehouseAdvisor Resource Council no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Sep 8, 2009Jun 25, 2012 (1021 d)
Thomas Chad AtkinsTransamerica Investment Management, LLC unclassifiedAdvisor Resource Council no RAUMOtherJun 9, 2009Jun 18, 2012 (1105 d)
Kevin Andrew CarswellCitigroup Global Markets Inc. otherAdvisor Resource Council otherOtherDec 20, 2008Dec 16, 2015 (2552 d)
Richard Langdon BennettEdward Jones national BDAdvisor Resource Council BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2008Dec 16, 2020 (4460 d)
Janet Holland BroylesCpf Texas otherAdvisor Resource Council otherOtherJan 4, 2008Jan 23, 2013 (1846 d)
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123 moves match.