DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Newedge Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sean Michael Koscho | Base Wealth Management independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 16, 2026 | Jan 15, 2026 |
| Meaghan Elizabeth Ives | Eagle Strategies LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2026 | Jan 9, 2026 |
| Joseph James Romei | Wayne Wealth Management, Inc. unclassified | Newedge Advisors BD affiliated | Other | Dec 31, 2025 | Jan 1, 2026 |
| Scott M Danek | Cetera Investment Advisers LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2025 | Dec 15, 2025 |
| Elizabeth Ann Plotkin | Empower Advisory Group, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2025 | Jul 2, 2026 (198 d) |
| Katie J Moss | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2025 | Dec 15, 2025 |
| Clayton Keyes | Evergreen Wealth Advisors mixed wealth | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 15, 2025 | Mar 6, 2026 (81 d) |
| Adam Joseph Baczkiewicz | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2025 | Dec 15, 2025 |
| Andrew S Diozzi | Concurrent Investment Advisors, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 8, 2025 | Jun 9, 2026 (183 d) |
| Cynthia Anne Thomas | Stonegate Investment Group, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 5, 2025 |
| Tony Randall Smith | Stonegate Investment Group, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 5, 2025 |
| Thomas Lawson Joy | Stonegate Investment Group, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 5, 2025 |
| Kimberly P Harless | Stonegate Investment Group, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 5, 2025 |
| Christopher J Compton | Stonegate Investment Group, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 7, 2025 |
| James Walter Allen | Stonegate Investment Group, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 5, 2025 |
| Matthew Crisman Brown | Stonegate Investment Group, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 7, 2025 |
| Natalie Dawn Manning Deal | Stonegate Investment Group, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 5, 2025 |
| Nicholas Guy Robillard | Stonegate Investment Group, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 7, 2025 |
| John Frederick Long | Stonegate Investment Group, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 5, 2025 |
| Jerry Gale Duncan | Stonegate Investment Group, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 8, 2025 |
| David Robert Fox | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2025 | Nov 26, 2025 |
| Paul Christian Allen | Raymond James Financial Services Advisors, Inc BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2025 | Dec 1, 2025 |
| Heather Lynn Beckwith | Raymond James Financial Services Advisors, Inc BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2025 | Dec 2, 2025 |
| Caleb Robert David Boy | Raymond James Financial Services Advisors, Inc BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2025 | Dec 1, 2025 |
| Sarah Lynn Kelne | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2025 | Dec 2, 2025 |
| Lourdes D Pring | Alpine Growth Capital Advisors LLC unclassified | Newedge Advisors BD affiliated | Other | Nov 27, 2025 | Jun 11, 2025 |
| Amanda Beth Glanz | Janney Montgomery Scott LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2025 | Nov 18, 2025 |
| Christopher Hampton Reuschle | Cambridge Investment Research Advisors, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2025 | Nov 20, 2025 |
| Stuart Tracy Winfree | Cambridge Investment Research Advisors, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 10, 2025 |
| Bennett Carter Kerfeld | Level Four Advisory Services BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2025 | Dec 2, 2025 |
| Joel Fort Harris | Harris Consulting independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2025 | May 15, 2025 |
| Robert Fort Harris | Harris Consulting independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2025 | May 15, 2025 |
| Scott Louis Varon | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2025 | Oct 22, 2025 |
| Scott Davis Woodward | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2025 | Oct 22, 2025 |
| James Joseph Aldo | Eagle Strategies LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2025 | Oct 21, 2025 |
| Eric J Brisebois | Eagle Strategies LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2025 | Oct 30, 2025 |
| Jesse Kopelakis | LPL Financial LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2025 | Mar 3, 2025 |
| Samuel Levin | Commonwealth Financial Network national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Oct 27, 2025 |
| Joshua Wright Lowe | Raymond James Financial Services Advisors, Inc BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Oct 7, 2025 |
| Bradley Jay J Blum | RBC Capital Markets, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2025 | Sep 22, 2025 |
| Brandon Gabriel Weed | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Sep 15, 2025 |
| Steven Martin Moats | Northwestern Mutual Investment Services,LLC no RAUM | Newedge Advisors BD affiliated | Other | Sep 9, 2025 | Sep 2, 2025 |
| Mariza Bonilla | Advice And Planning Services BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Sep 3, 2025 |
| Robert Jason Brous | B. Riley Wealth Advisors, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2025 | Aug 1, 2025 |
| Ardian Hasko | B. Riley Wealth Advisors, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2025 | Aug 1, 2025 |
| Farid Antonio Krizman | Advice And Planning Services BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2025 | Aug 29, 2025 |
| Brooks Mccartney | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Jan 1, 2026 (153 d) |
| Aleksandra Tukan | Jefferies Investment Advisers LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2025 | Jul 15, 2025 |
| Matthew Loy Olson | Stifel, Nicolaus & Company, Incorporated national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Jul 21, 2025 |
| Morgan B Heyen | Stifel, Nicolaus & Company, Incorporated national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Jul 30, 2025 |
| Michael David Todd | Stifel, Nicolaus & Company, Incorporated national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Jul 21, 2025 |
| Kasey Jae Hosack | Stifel, Nicolaus & Company, Incorporated national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Jul 30, 2025 |
| Mitchell J Bergen | Stifel, Nicolaus & Company, Incorporated national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Jul 21, 2025 |
| Loy Uriah Olson | Stifel, Nicolaus & Company, Incorporated national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2025 | Jul 21, 2025 |
| Rebecca Grace Rubino | Kreitler Financial LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2025 | Jul 15, 2025 |
| Jacen James Marzocco | LPL Enterprise, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2025 | Sep 9, 2025 (56 d) |
| Gladys A Neafus | UBS Financial Services Inc. wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 9, 2025 | Oct 6, 2025 (89 d) |
| Mero Joseph Capo | World Investment Advisors, LLC other | Newedge Advisors BD affiliated | Other | Jul 9, 2025 | Jul 18, 2025 |
| Glen Michael Oconnor | World Investment Advisors, LLC other | Newedge Advisors BD affiliated | Other | Jul 9, 2025 | Jul 18, 2025 |
| Michelle Scrivani | LPL Financial LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2025 | Oct 20, 2025 (109 d) |
560 moves match.