DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Compound Planning, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Whitney Anne PappasEmpower Advisory Group, LLC BD affiliatedCompound Planning, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 30, 2024Jan 26, 2024
Rachel Marie BuffaloEmpower Advisory Group, LLC BD affiliatedCompound Planning, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 30, 2024Jan 30, 2024
Willem Raleigh BloemsmaEmpower Advisory Group, LLC BD affiliatedCompound Planning, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 30, 2024Jan 1, 2025 (337 d)
Thomas Russell CroxtonMariner Advisor Network BD affiliatedCompound Planning, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 16, 2024Jan 26, 2024
Jonathan Zabel JonsonBear Mountain Capital Inc. independent RIACompound Planning, Inc. independent RIARIA to RIAJan 8, 2024Feb 14, 2024 (37 d)
Kristen Grace SmithEmpower Advisory Group, LLC BD affiliatedCompound Planning, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 7, 2024Mar 22, 2024 (75 d)
Norman Ellsworth MainsClaraphi Advisory Network, LLC independent RIACompound Planning, Inc. independent RIARIA to RIADec 31, 2023Nov 18, 2025 (688 d)
Kiley Connors MaertzClaraphi Advisory Network, LLC independent RIACompound Planning, Inc. independent RIARIA to RIADec 31, 2023Jun 21, 2023
Roxana Sanam MaddahiSteelpeak Wealth, LLC independent RIACompound Planning, Inc. independent RIARIA to RIADec 13, 2023Dec 6, 2023
Gabriel E GarciaCompound Advisers, Inc. independent RIACompound Planning, Inc. independent RIARIA to RIANov 27, 2023Oct 19, 2023
Mark A CecchiniCompound Advisers, Inc. independent RIACompound Planning, Inc. independent RIARIA to RIANov 27, 2023Oct 20, 2023
Tara G ShulmanCompound Advisers, Inc. independent RIACompound Planning, Inc. independent RIARIA to RIANov 27, 2023Jan 2, 2024 (36 d)
Nicholas Giovanni GarciaCompound Advisers, Inc. independent RIACompound Planning, Inc. independent RIARIA to RIANov 27, 2023Oct 25, 2023
Tammy Marie JohnsCompound Advisers, Inc. independent RIACompound Planning, Inc. independent RIARIA to RIANov 27, 2023Oct 20, 2023
Marco Gino MirandaCompound Advisers, Inc. independent RIACompound Planning, Inc. independent RIARIA to RIANov 27, 2023Oct 20, 2023
Raul RodriguezCompound Advisers, Inc. independent RIACompound Planning, Inc. independent RIARIA to RIANov 27, 2023Oct 20, 2023
Long N TranLido independent RIACompound Planning, Inc. independent RIARIA to RIANov 14, 2023Dec 15, 2023 (31 d)
Kyle Wayne RudduckConstellation Wealth Advisors independent RIACompound Planning, Inc. independent RIARIA to RIASep 12, 2023Jul 27, 2023
Timothy Seamus HamiltonAtlas Private Wealth Management, LLC independent RIACompound Planning, Inc. independent RIARIA to RIAMay 30, 2023May 26, 2023
Peyton Russell HawkesHawkes Wealth Management Inc. independent RIACompound Planning, Inc. independent RIARIA to RIAMar 21, 2023Nov 17, 2022
Matthew James FaubionOrigin Investment Advisory LLC independent RIACompound Planning, Inc. independent RIARIA to RIAJan 31, 2023Dec 6, 2024 (675 d)
John Patrick McauliffeOsaic Wealth, Inc. BD affiliatedCompound Planning, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 31, 2023Dec 2, 2024 (671 d)
Lance Ivan LehmanArs Wealth Advisors independent RIACompound Planning, Inc. independent RIARIA to RIAJan 5, 2023Feb 1, 2023
Devin Macgregor TurnerHub Investment Partners, LLC otherCompound Planning, Inc. independent RIAOtherDec 31, 2022Feb 2, 2023 (33 d)
Howard Leon DingleClaraphi Advisory Network, LLC independent RIACompound Planning, Inc. independent RIARIA to RIADec 22, 2022Oct 3, 2022
William Dennis BurnsClaraphi Advisory Network, LLC independent RIACompound Planning, Inc. independent RIARIA to RIADec 6, 2022Jan 1, 2025 (757 d)
Edgar Allen ThomasClaraphi Advisory Network, LLC independent RIACompound Planning, Inc. independent RIARIA to RIADec 6, 2022Sep 26, 2022
Hans-Christian WinklerClaraphi Advisory Network, LLC independent RIACompound Planning, Inc. independent RIARIA to RIADec 6, 2022Sep 7, 2022
David Lowell HubbleClaraphi Advisory Network, LLC independent RIACompound Planning, Inc. independent RIARIA to RIAOct 18, 2022Jan 1, 2025 (806 d)
Ronald Joe FarnerClaraphi Advisory Network, LLC independent RIACompound Planning, Inc. independent RIARIA to RIAOct 18, 2022Jun 3, 2024 (594 d)
Cameron Tarr HackettClaraphi Advisory Network, LLC independent RIACompound Planning, Inc. independent RIARIA to RIAOct 18, 2022Sep 8, 2022
Kyon PannillWealthspan Investment Management, LLC independent RIACompound Planning, Inc. independent RIARIA to RIAOct 14, 2022Feb 15, 2023 (124 d)
Stephen Odell DeanClaraphi Advisory Network, LLC independent RIACompound Planning, Inc. independent RIARIA to RIAAug 15, 2022Nov 12, 2025 (1185 d)
Stefan WhitwellBelpointe Asset Management LLC independent RIACompound Planning, Inc. independent RIARIA to RIAAug 5, 2022Jul 8, 2022
Rosemary Soto WrightBelpointe Asset Management LLC independent RIACompound Planning, Inc. independent RIARIA to RIAJul 25, 2022Jul 10, 2022
Tracy Morse KinderClaraphi Advisory Network, LLC independent RIACompound Planning, Inc. independent RIARIA to RIAJul 14, 2022Jan 30, 2024 (565 d)
Richard Kenneth RoscelliBelpointe Asset Management LLC independent RIACompound Planning, Inc. independent RIARIA to RIAJul 8, 2022Jul 11, 2022
Matthew J PeckCarillon Advisors, LLC independent RIACompound Planning, Inc. independent RIARIA to RIAApr 26, 2022Apr 13, 2022
William W LeboeufOne Resource Group Private Advisor Group independent RIACompound Planning, Inc. independent RIARIA to RIAJun 1, 2020May 18, 2023 (1081 d)
Burton Blayne BrownCourtlandt Wealth Management unclassifiedCompound Planning, Inc. independent RIAOtherDec 31, 2014Nov 18, 2014
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100 moves match.