DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at U.S. Bancorp Investments, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ashley Jean Hicks | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2025 | Jan 7, 2025 |
| Thomas Dominic Hooghkirk | Molina Wealth Management unclassified | U.S. Bancorp Investments, Inc. BD affiliated | Other | Dec 24, 2024 | Dec 1, 2025 (342 d) |
| Julius Bih Huan Fang | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 19, 2024 | Mar 3, 2025 (74 d) |
| George A Von Zedlitz | Pnc Capital Advisors LLC other | U.S. Bancorp Investments, Inc. BD affiliated | Other | Dec 10, 2024 | May 13, 2025 (154 d) |
| Quinton Robert Espinosa | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 9, 2024 | Dec 11, 2024 |
| Aaron Jo Shanklin | LPL Enterprise, LLC no RAUM | U.S. Bancorp Investments, Inc. BD affiliated | Other | Dec 2, 2024 | Nov 18, 2024 |
| Terri Shaw Whobrey | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Nov 15, 2024 |
| Mirian Vianey Trejo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 13, 2024 | Nov 14, 2024 |
| Luke Jordan Bakker | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 12, 2024 | Nov 8, 2024 |
| Patricia Gutierrez Rodriguez | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 12, 2024 | Sep 29, 2025 (321 d) |
| John Matthew Pugsley | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 25, 2024 |
| Brian Ray Pond | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 5, 2024 |
| Michael John Hanewinkel | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 5, 2024 |
| Torr Joshua Campitelli | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 5, 2024 |
| Joseph Henry Westendorf | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2024 | Oct 28, 2024 |
| William Mcdonald | Wealth Enhancement Advisory Services, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2024 | Jan 7, 2025 (82 d) |
| Colby Justin Karn | Huntington Financial Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Sep 26, 2024 |
| David Gregg Davenport | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Sep 23, 2024 |
| Charles Eric Hill | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Oct 1, 2024 |
| Amy Spiker | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 2, 2024 | Mar 17, 2025 (166 d) |
| Lamar Dieter Rahden | Pnc Wealth Management BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2024 | Sep 23, 2024 |
| Siobhan Rudacille | Copper Financial independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 23, 2024 | Sep 9, 2024 |
| Michael Eric Holden | Raymond James & Associates, Inc. national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2024 | Dec 2, 2025 (449 d) |
| Matthew John Kuhn | Osaic Wealth, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2024 | Sep 30, 2024 |
| Stacy Marie Uptain | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 29, 2024 | Mar 10, 2025 (193 d) |
| Mark Allen Graham | Stifel, Nicolaus & Company, Incorporated national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2024 | Oct 1, 2024 (40 d) |
| Delacy Keith Watts | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2024 | Jul 26, 2024 |
| Peter Giacona | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2024 | Jul 31, 2024 |
| Anu Bedi Chopra Lanagan | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2024 | Aug 28, 2024 (33 d) |
| Palani Christopher Lopez | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2024 | Jul 23, 2024 |
| Shane Lee Rogers | RBC Securities, Inc. independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2024 | Aug 21, 2024 |
| Philip Scott Roth | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2024 | Jul 15, 2024 |
| Ashley Diane Garcia | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2024 | Jun 25, 2024 |
| Jonnie Terrance Byrd | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 11, 2024 | Mar 3, 2025 (235 d) |
| Elizabeth Kelly Schlitter | 56 Capital Partners, Ltd independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 5, 2024 | Jan 22, 2025 (201 d) |
| Alex Imer Lopez | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2024 | Jul 18, 2024 |
| Amanda Elaine Jacobson | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 27, 2024 | May 6, 2025 (313 d) |
| Guy Dennis Edwards | First Command Advisory Services BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2024 | Jun 10, 2024 |
| Helen Gerson | Morgan Stanley wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 17, 2024 | Aug 27, 2024 (71 d) |
| Carmencita Protacio Calaway | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 14, 2024 | Jun 13, 2024 |
| Gregory James Nugent | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 7, 2024 | Jun 6, 2024 |
| Natalie Medina | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 6, 2024 | Jun 11, 2024 |
| Jacob Andrew Golter | Robert W. Baird & Co. Incorporated mixed wealth | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 6, 2024 | Sep 4, 2024 (90 d) |
| Erick Adame | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2024 | Jun 4, 2024 |
| Daniel Patrick Murphy | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2024 | Oct 28, 2024 (161 d) |
| Jairo Yancarlo Adame | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 15, 2024 | May 9, 2024 |
| Randal Gregory Stinson | Cambridge Investment Research Advisors, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2024 | May 14, 2024 |
| Jonathan Eugene Patterson | Wintrust Investments mixed wealth | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 13, 2024 | May 14, 2024 |
| Enrique Andres Juarez | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2024 | May 9, 2024 |
| Hossein Moini | Truist Advisory Services, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Aug 27, 2024 (111 d) |
| Xiao Feng Wu | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 25, 2024 | May 3, 2024 |
| Ray Kwan | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | May 2, 2024 (31 d) |
| Matthew Bryce Johnson | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Mar 18, 2024 |
| Tyler Garrett Pettey | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 15, 2024 | Mar 15, 2024 |
| Joseph S Ori | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 12, 2024 | Mar 13, 2024 |
| Patricia Lopez | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2024 | Mar 7, 2024 |
| Lori D Dugger | MML Investors Services, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2024 | Mar 4, 2024 |
| Melody Mae Bliss | Cuso Financial Services, L.P. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2024 | Feb 16, 2024 |
| Christopher Leon | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 16, 2024 | Feb 15, 2024 |
| Vincenzo D Cirolia | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 23, 2024 | Feb 5, 2024 |
1,473 moves match.