DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Kingswood Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eric Alexander CardenasWells Fargo Advisors wirehouseKingswood Wealth Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 26, 2024Feb 26, 2024 (31 d)
Bruce Ira GreenbergBerthel Fisher & Company Financial Services, Inc. BD affiliatedKingswood Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2023Jan 15, 2024
James Patrick GreekSynovus Securities, Inc. independent RIAKingswood Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 21, 2023Sep 12, 2025 (661 d)
Lacey E ButeynLevel Four Advisory Services BD affiliatedKingswood Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 14, 2023Jan 2, 2024 (49 d)
Careena PatelMomentum Independent Network Inc. BD affiliatedKingswood Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 20, 2023Oct 4, 2023
Frank Florez HsinUBS Financial Services Inc. wirehouseKingswood Wealth Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 7, 2023Jul 31, 2023
Gregory John RichardsDst Wealth Management LLC independent RIAKingswood Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 20, 2023Aug 3, 2023
Paul Lawrence SterzingerLevel Four Advisory Services BD affiliatedKingswood Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 30, 2023Jan 17, 2024 (201 d)
Blake Ryan FowlerSb Advisory, LLC independent RIAKingswood Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 16, 2023Jun 26, 2023
David A MorrisTransamerica Financial Advisors, LLC BD affiliatedKingswood Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 10, 2023May 17, 2023
Michelle L CavalleroResurgent Advisors independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAMar 2, 2023Jan 11, 2023
Matthew Thomas NadeauResurgent Advisors independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAMar 2, 2023Jan 10, 2023
Gary G GarciaResurgent Advisors independent RIAKingswood Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 2, 2023Jun 10, 2025 (831 d)
Joseph WainerThrivent Investment Management Inc. BD affiliatedKingswood Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 28, 2023Mar 27, 2023
Tyler Thomas BashawBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIADec 31, 2022Jul 30, 2021
Ashley Jo WebbBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIADec 31, 2022Jan 20, 2021
Donald Irving KuhsIntegrated Financial Planning Center, LLC unclassifiedKingswood Wealth Advisors, LLC independent RIAOtherDec 5, 2022Dec 8, 2021
Elizabeth Christina NeumanCantella & Co., Inc. BD affiliatedKingswood Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 30, 2022Nov 28, 2022
Julie Annette BroadyB. Riley Wealth Advisors, Inc. BD affiliatedKingswood Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 9, 2022Nov 7, 2022
Han GuCetera Investment Advisers LLC BD affiliatedKingswood Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 4, 2022Nov 3, 2022
Donald Patrick SkinnerCantella & Co., Inc. BD affiliatedKingswood Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2022Oct 31, 2022
Mark Edward PeetzCantella & Co., Inc. BD affiliatedKingswood Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2022Oct 31, 2022
Kyle RodgersDst Wealth Management LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAOct 25, 2022Nov 8, 2022
Richard S RodgersDst Wealth Management LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAOct 21, 2022Nov 10, 2022
Michael TsiaklidesStonex Advisors Inc. BD affiliatedKingswood Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 27, 2022Sep 27, 2022
Svitlana S KyrukhinaOppenheimer & Co. Inc. BD affiliatedKingswood Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2022Sep 21, 2022
Stephen Claude Forsyth LovellKalos Management BD affiliatedKingswood Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 9, 2022Sep 26, 2022
John Norman BlissCantella & Co., Inc. BD affiliatedKingswood Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 7, 2022Sep 2, 2022
Dean T AntonopoulosKalos Management BD affiliatedKingswood Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 1, 2022Oct 4, 2022 (33 d)
Niklaus W PleischTransamerica Financial Advisors, LLC BD affiliatedKingswood Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2022Sep 1, 2022
Michael Wayne NakanishiAmerican Independent Securities Group, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAAug 17, 2022Aug 19, 2022
Scott RothbortBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAJul 13, 2022Oct 29, 2021
Michael Haskel NessimBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAJul 13, 2022Apr 7, 2021
Scott Wesley RossInternational Assets Investment Management, LLC BD affiliatedKingswood Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 27, 2022Jun 28, 2022
Conrad Kenneth BransonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKingswood Wealth Advisors, LLC independent RIAWirehouse to independent RIAJun 22, 2022Jun 21, 2022
Renee Grace FaisonWorld Equity Group, Inc. BD affiliatedKingswood Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 13, 2022Jun 13, 2022
David SalinasBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAJun 6, 2022Jun 6, 2022
William Gene BianchiCapital Analysts BD affiliatedKingswood Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 13, 2022May 17, 2022
Daniel Fulvio SpagnoloAmerican Portfolios Advisors, Inc independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAMar 28, 2022Mar 29, 2022
Stephen M DigennaroBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAMar 14, 2022Mar 10, 2022
Bradley Seth MayerBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAFeb 28, 2022Mar 4, 2022
Christopher Thomas DoyleBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAJan 25, 2022Jan 26, 2022
Debinder DeshmukhBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAJan 14, 2022Jan 14, 2022
Henry Joseph O'BrienBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAJan 12, 2022Jan 14, 2022
Dominick Vincent PullanoBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAJan 3, 2022Jan 3, 2022
Barry WaxlerBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAJan 3, 2022Jan 3, 2022
Thomas Edwards GrimmBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAJan 3, 2022Jan 4, 2022
Matthew J NielsenBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAJan 3, 2022Jan 3, 2022
Rikin Kaushik PatelBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAJan 3, 2022Jan 5, 2022
Daniel Gardner ConverseBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAJan 3, 2022Jan 3, 2022
Michael MuratoreBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAJan 3, 2022Jan 4, 2022
Kalyan KaviliBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAJan 3, 2022Jan 3, 2022
Logan Brooks LowreyBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAJan 3, 2022Jan 4, 2022
John Jason FerneauBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAJan 3, 2022Jan 4, 2022
Anthony Albert NardiBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAJan 3, 2022Jan 3, 2022
Thomas MelburnBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAJan 3, 2022Jan 5, 2022
John LoefflerBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIAJan 3, 2022Jan 4, 2022
Cynthia A PulverBenchmark Advisory Services, LLC independent RIAKingswood Wealth Advisors, LLC independent RIARIA to RIADec 23, 2021Dec 24, 2021
Adam BarHardy Capital Investments LLC unclassifiedKingswood Wealth Advisors, LLC BD affiliatedOtherNov 16, 2021Jun 16, 2025 (1308 d)
Paul Sangyop LeeMirae Asset Wealth Management (USA) Inc. unclassifiedKingswood Wealth Advisors, LLC independent RIAOtherNov 5, 2021Oct 22, 2021
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147 moves match.