DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Citizens Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jordan Gary Staveley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 26, 2026 | Mar 17, 2026 |
| Michael Flynn | Foundations Investment Advisors LLC independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 20, 2026 | Apr 14, 2026 (53 d) |
| Ghada Osta | J.P. Morgan Securities LLC wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 17, 2026 | Feb 27, 2026 |
| Nicholas Maue | Charles Schwab & Co., Inc. national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Feb 24, 2026 |
| Frank Armand Sisti | Citizens Private Wealth BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2026 | Feb 13, 2025 |
| Darrius Davis | LPL Enterprise, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2026 | Feb 2, 2026 |
| Stephen J Royce | Key Investment Services LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2026 | Jan 30, 2026 |
| Dawei Yan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 6, 2025 | Nov 26, 2025 |
| Nicholas Daniel Katherina | Charles Schwab & Co., Inc. national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2025 | Nov 26, 2025 |
| Anthony Fella | Flagstar Securities, Inc. independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 2, 2025 |
| Gregory P Cantone | Flagstar Securities, Inc. independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 2, 2025 |
| Ashaki S. Caquias | Strategic Advisers LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2025 | Nov 26, 2025 |
| Eric James Bradley | Citigroup Global Markets Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Nov 5, 2025 |
| Megan Dia | Citigroup Global Markets Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Nov 5, 2025 |
| Jordan W Busco | Wells Fargo Advisors wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 5, 2025 | Nov 3, 2025 |
| Eric Joseph Brown | Charles Schwab & Co., Inc. national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2025 | Nov 24, 2025 |
| Daniel Luis Jara | Equitable Advisors, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2025 | Oct 28, 2025 |
| Michael Downey Neff | Ameriprise Financial Services, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2025 | Oct 31, 2025 |
| David Yawitz | Ameriprise Financial Services, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Dec 23, 2025 (84 d) |
| Evelyn Pepe | Citizens Private Wealth BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Jul 28, 2025 |
| Jonathan Turner | Valic Financial Advisors, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Sep 23, 2025 |
| Shawn Patrick Holahan | Equitable Advisors, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2025 | Nov 4, 2025 (40 d) |
| Rong Jian Jiang | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 20, 2025 | Sep 11, 2025 |
| Joseph A Mcadams | Capital Client Group, Inc. no RAUM | Citizens Securities, Inc. BD affiliated | Other | Sep 18, 2025 | Oct 16, 2025 |
| Sean M Oliveira | J.P. Morgan Securities LLC wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2025 | Oct 1, 2025 |
| Timothy Rice Keohan | Commonwealth Financial Network national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2025 | May 29, 2026 (268 d) |
| Alexander Kravets | Valic Financial Advisors, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Aug 26, 2025 |
| Kyle Maylish | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 22, 2025 | Aug 27, 2025 |
| Nicholas M Sousa | Strategic Advisers LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Feb 18, 2026 (182 d) |
| Dallis Khane Goodson | Citizens Private Wealth BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 26, 2021 |
| Matthew Smolko | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 11, 2025 | Aug 14, 2025 |
| Edward James Golden | MML Investors Services, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2025 | Aug 6, 2025 |
| Robert Michael Kiff | Cadaret Grant & Co Inc BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Aug 4, 2025 |
| Michael Thomas Shanley | Capital Analysts BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Aug 14, 2025 |
| Jack Michael Payne | Equitable Advisors, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Aug 1, 2025 |
| David W Lewis | Edward Jones national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2025 | Jul 28, 2025 |
| Lee Michael Sheiman | LPL Financial LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2025 | Jun 26, 2025 |
| Laura Digiacomo Mai | Morgan Stanley wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 21, 2025 | Jul 22, 2025 |
| Samuel Nogueras | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 21, 2025 | Apr 3, 2026 (256 d) |
| Garrett E Revens | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 16, 2025 | Feb 11, 2026 (210 d) |
| Joseph Michael Faragasso | Northwestern Mutual Investment Services,LLC no RAUM | Citizens Securities, Inc. BD affiliated | Other | Jul 15, 2025 | Jun 4, 2025 |
| Bryce L Witner | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 10, 2025 | Aug 8, 2025 |
| Thomas Rafferty | Strategic Advisers LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2025 | Jul 29, 2025 |
| Jarvis Hall | Strategic Advisers LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2025 | Oct 30, 2025 (119 d) |
| Christopher Antonelli | Strategic Advisers LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2025 | Jul 22, 2025 |
| Taylor Joseph Morrison | Citizens Private Wealth BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2025 | Aug 7, 2023 |
| Timothy E Knapp | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 28, 2025 | Jul 1, 2025 |
| Vincenzo Iannucci | Flagstar Securities, Inc. independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2025 | Jun 24, 2025 |
| Daniel John Menton | Flagstar Securities, Inc. independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2025 | Jun 24, 2025 |
| Adam L. Waldman | Flagstar Securities, Inc. independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2025 | Jun 24, 2025 |
| Kamaldai Rahman | Flagstar Securities, Inc. independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2025 | Jun 24, 2025 |
| Jonathan Matthew Lucente | Flagstar Securities, Inc. independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2025 | Jun 24, 2025 |
| Jeffrey Cougoule | J.P. Morgan Securities LLC wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 24, 2025 | Jun 24, 2025 |
| Danilo Rodrigues De Carvalho | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2025 | Jul 2, 2025 |
| Mike Shayestehfar | RBC Capital Markets, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2025 | Jun 12, 2025 |
| Matthew Eldeberto Oliveira | RBC Capital Markets, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2025 | Jun 12, 2025 |
| Rubiel Tineo | Wells Fargo Advisors wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2025 | Jul 8, 2025 |
| Christian Gotzman | LPL Enterprise, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2025 | Jul 1, 2025 |
| Christopher Smith | Strategic Advisers LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2025 | May 27, 2025 |
| Hamza Khan | J.P. Morgan Securities LLC wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 12, 2025 | Jun 25, 2025 |
1,348 moves match.