DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at LPL Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ralph Eugene Winn | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Sep 1, 2026 |
| Edward Michael Prybylski | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Sep 8, 2026 |
| Joel Angel Palatnik | Lwm Advisory Services, LLC independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Aug 31, 2026 | Dec 22, 2017 |
| James R Wallace | Strategic Advisers LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 10, 2026 |
| Colin Ryan Prestesater | Park Avenue Securities LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 24, 2026 |
| Kayla Thiri Aung Hawco | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 31, 2026 | Sep 16, 2026 |
| Alexander Jack Derghazian | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Sep 2, 2026 |
| Kyle John Heuchert | Morgan Stanley wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 31, 2026 | Sep 2, 2026 |
| William Charles Fox | Lombard Advisers Incorporated independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2026 | Sep 2, 2026 |
| Alberto J Pujols | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Sep 8, 2026 |
| Michael Joseph Fehrenback | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 28, 2026 | Aug 20, 2026 |
| Neil Allen Bailey | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Aug 27, 2026 |
| Matthew Thomas Crawford | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 28, 2026 | Aug 28, 2026 |
| Robert J Link | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Aug 28, 2026 |
| Mark Daniel Batty | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Aug 27, 2026 |
| Gregory Mcdonald | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Sep 1, 2026 |
| Patrick Joseph Reilley | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2026 | Aug 25, 2026 |
| Martin C Sacks | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2026 | Aug 24, 2026 |
| Mary Jo Kerrigan | Equitable Advisors, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2026 | Sep 17, 2026 |
| Roberto Tapia | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2026 | Aug 17, 2026 |
| David Scott Boersig | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Aug 21, 2026 |
| Michael Anthony O'Malley | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Aug 24, 2026 |
| Daniel James Hocking | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Aug 18, 2026 |
| Stephen Andrew Braatz | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Aug 18, 2026 |
| Ryan Anthony Boersig | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Sep 2, 2026 |
| Matthew Lawrence Darpel | Independent Advisor Alliance, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 25, 2026 | Nov 4, 2025 |
| Chelsea Paddock | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Aug 24, 2026 |
| Travis James Murphy | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Aug 24, 2026 |
| David Fricke | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Aug 24, 2026 |
| Hector M Arellano Hernandez | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Aug 27, 2026 |
| Ryan P Jordan | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Aug 24, 2026 |
| Eric James Silsby | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2026 | Sep 11, 2026 |
| Douglas Richard Evernham | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 20, 2026 |
| Jeneen Sarah Slack | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 17, 2026 |
| Robert William Shaw | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 20, 2026 |
| Ian K Foo | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Jul 31, 2026 |
| Stephanie Louise Shaw | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 20, 2026 |
| Adeline Jasmine Bellot | Mariner Advisor Network BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Jan 21, 2026 |
| Samantha Maryann Pilacinski | True Vision Financial Advisors independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 20, 2026 | May 4, 2026 |
| Quinn Patrick Mcinerney | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2026 | Aug 26, 2026 |
| Eric Paul Butler | Eastsound Capital Advisors, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 19, 2026 | Jul 17, 2026 |
| Giselle Marie Sada | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2026 | Aug 19, 2026 |
| Christina Barbante | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2026 | Aug 17, 2026 |
| Ryan Joseph Haller | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 19, 2026 | Aug 19, 2026 |
| Gaeb Ayden Parry | Equitable Advisors, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2026 | Sep 14, 2026 |
| Harvey Rodriguez Lopez | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2026 | Aug 20, 2026 |
| Adam Senra Palas | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2026 | Aug 17, 2026 |
| John Joseph Waldron | Thegrid LLC unclassified | LPL Financial LLC BD affiliated | Other | Aug 18, 2026 | Aug 19, 2026 |
| Anthony Matthew Conte | Thegrid LLC unclassified | LPL Financial LLC BD affiliated | Other | Aug 18, 2026 | Aug 18, 2026 |
| Alexander Senra Palas | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2026 | Aug 18, 2026 |
| Mark Allen Stoffel | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 14, 2026 |
| Jessica Kramser King | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 18, 2026 |
| Jorge Luis Gonzalez | J.P. Morgan Securities LLC wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2026 | Sep 16, 2026 |
| Nour S Jaber | UBS Financial Services Inc. wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2026 | Aug 13, 2026 |
| Howard Arthur Riemann | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 17, 2026 |
| Charles Bradley Edmondson | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 14, 2026 |
| Timothy Cole | Strategic Advisers LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 4, 2026 |
| Jarod Wesson | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2026 | Aug 26, 2026 |
| Katherine Irene Sullivan | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2026 | Sep 15, 2026 |
| Paul Richard Buckley | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2026 | Aug 13, 2026 |
19,595 moves match.