DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wintrust Investments

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Mauricio Currea	Essex National Securities, Inc. other	Wintrust Investments other	Other	Sep 13, 2013	Sep 13, 2013
Daria Marie Mack	Wells Fargo Advisors wirehouse	Wintrust Investments other	Other	Aug 6, 2013	Aug 19, 2013
Daniel Joseph Peluse	Morgan Stanley wirehouse	Wintrust Investments other	Other	Jul 11, 2013	Jun 21, 2013
Steven J Schwer	New England Securities Corporation other	Wintrust Investments other	Other	May 31, 2013	May 29, 2013
George James Delgiudice	J.P. Morgan Securities LLC wirehouse	Wintrust Investments other	Other	Apr 8, 2013	Apr 8, 2013
Patrick Gibbs	Mesirow Financial Investment Management, Inc. other	Wintrust Investments other	Other	Jan 28, 2013	Sep 20, 2016 (1331 d)
Christopher Daniels	Pnc Wealth Management other	Wintrust Investments other	Other	Nov 5, 2012	May 7, 2014 (548 d)
Jonathan M Czopek	Suntrust Investment Services, Inc. other	Wintrust Investments mixed wealth	Other	Jul 30, 2012	Aug 7, 2023 (4025 d)
Anthony Stephen Jovanovich	Chase Investment Services Corp. other	Wintrust Investments other	Other	Jun 5, 2012	Jun 1, 2012
Justin Michael Klestinski	J.P. Morgan Securities LLC wirehouse	Wintrust Investments other	Other	May 15, 2012	May 17, 2012
Ann Marie Rowan	Edward Jones national BD	Wintrust Investments other	Other	May 9, 2012	Jul 2, 2012 (54 d)
James John Rapp	J.P. Morgan Securities LLC wirehouse	Wintrust Investments other	Other	Aug 11, 2011	Aug 1, 2011
Eugene Christopher Ylo	Lasalle St. Investment Advisors, L.L.C. other	Wintrust Investments other	Other	Jul 8, 2011	Jul 12, 2011
Maria A Giannini	Firstmerit Advisors, Inc. unclassified	Wintrust Investments other	Other	Jan 14, 2011	Sep 2, 2011 (231 d)
David Jerome Dentler	Regal Advisory Services, Inc. other	Wintrust Investments other	Other	Jan 6, 2011	Feb 27, 2012 (417 d)
Kenneth Edward Cady	Pnc Wealth Management other	Wintrust Investments other	Other	Oct 12, 2010	Oct 8, 2010
Ryan Robert Alvarez	Pnc Wealth Management other	Wintrust Investments other	Other	Oct 12, 2010	Oct 12, 2010
Michael Peter Sloan	Chase Investment Services Corp. other	Wintrust Investments other	Other	Aug 9, 2010	Aug 9, 2010
Kathleen Anne Hatcher	Invest Financial Corporation other	Wintrust Investments other	Other	Jul 20, 2010	Jul 15, 2010
Jerry Roy Yockey	Great Lakes Advisors, LLC other	Wintrust Investments other	Other	Dec 31, 2009	Apr 11, 2006
James Edward Corbett	Great Lakes Advisors, LLC other	Wintrust Investments other	Other	Dec 31, 2009	May 28, 2009
Jeffrey Gene Sweno	Northern Trust Securities, Inc no RAUM	Wintrust Investments other	Other	Dec 14, 2009	Dec 11, 2009
Robert Allen Paneral	Citigroup Global Markets Inc. other	Wintrust Investments other	Other	Aug 24, 2009	Jul 31, 2009
Jordan Lee Goodrick	Citigroup Global Markets Inc. other	Wintrust Investments other	Other	Aug 24, 2009	Jul 31, 2009
Bruce Arnold Sturgeon	Banc Of America Investment Services, Inc. unclassified	Wintrust Investments other	Other	Aug 17, 2009	Aug 14, 2009
Cataldo Panici	Banc Of America Investment Services, Inc. unclassified	Wintrust Investments other	Other	Jul 22, 2009	Jul 17, 2009
Jonathan William Dawson	Banc Of America Investment Services, Inc. unclassified	Wintrust Investments other	Other	Jul 22, 2009	Jul 17, 2009
Robert John Stewart	Midwest Financial And Investment Services, Inc. unclassified	Wintrust Investments other	Other	Apr 20, 2009	Apr 17, 2009
Samantha E Lui	J.P. Morgan Securities LLC wirehouse	Wintrust Investments other	Other	Mar 24, 2009	Mar 20, 2009
Philip Kevin Bandle	Banc Of America Investment Services, Inc. unclassified	Wintrust Investments other	Other	Mar 5, 2009	Feb 27, 2009
Daniel Michael Volk	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Wintrust Investments other	Other	Feb 13, 2009	Mar 16, 2009 (31 d)
Steven Mark Diamond	Great Lakes Advisors, LLC other	Wintrust Investments other	Other	Nov 18, 2008	Nov 18, 2008
Paul Desmond Landers	Chase Investment Services Corp. other	Wintrust Investments other	Other	Nov 10, 2008	Nov 7, 2008
Peter Michael Bentler	Citigroup Global Markets Inc. other	Wintrust Investments other	Other	Oct 30, 2008	Oct 29, 2008
Steven Neil Schenker	Securian Financial Services, Inc. other	Wintrust Investments other	Other	Sep 29, 2008	Nov 6, 2008 (38 d)
Terrance Gregory Hughes	Valley Financial Management, Inc. BD affiliated	Wintrust Investments other	Other	Jun 19, 2008	Jun 12, 2008
Luigi Edward Mancusi	Great Lakes Advisors, LLC other	Wintrust Investments other	Other	Dec 31, 2007	Oct 4, 2006
Michael James Pass	Bmo Harris Financial Advisors, Inc other	Wintrust Investments other	Other	Sep 26, 2007	Jan 8, 2009 (470 d)
William Ralph Fleming	Country Trust Bank unclassified	Wintrust Investments other	Other	Jun 22, 2007	Jun 22, 2007
Chad Michael Vandenbusch	Stifel, Nicolaus & Company, Incorporated national BD	Wintrust Investments other	Other	Apr 17, 2007	Mar 30, 2007
John Fredrick Krueger	Wells Fargo Advisors wirehouse	Wintrust Investments other	Other	Jan 30, 2007	Jan 29, 2007
Kyle David Winter	Cuna Brokerage Services, Inc. other	Wintrust Investments other	Other	Jan 30, 2007	Feb 2, 2007
Grove Newhard Mower	Great Lakes Advisors, LLC other	Wintrust Investments other	Other	Dec 31, 2006	Jan 16, 2008 (381 d)
Linda Clair Becker	Great Lakes Advisors, LLC other	Wintrust Investments other	Other	Dec 31, 2006	May 1, 2008 (487 d)
Jeannette Ann Adcock	Great Lakes Advisors, LLC other	Wintrust Investments other	Other	Dec 31, 2006	Aug 1, 2006
Mark Alan Geertsma	Great Lakes Advisors, LLC other	Wintrust Investments other	Other	Dec 31, 2006	Jan 8, 2007
Jeffry Peter Kraus	Great Lakes Advisors, LLC other	Wintrust Investments other	Other	Dec 31, 2006	Mar 17, 2008 (442 d)
Philip Scott Park	Great Lakes Advisors, LLC other	Wintrust Investments other	Other	Dec 31, 2006	Dec 1, 2009 (1066 d)
Patricia Ann Marsh	Great Lakes Advisors, LLC other	Wintrust Investments other	Other	Dec 31, 2006	May 1, 2008 (487 d)
Michelle Kay Biondo	Great Lakes Advisors, LLC other	Wintrust Investments other	Other	Dec 31, 2006	Mar 6, 2006
Brian Scott Siegel	Great Lakes Advisors, LLC other	Wintrust Investments other	Other	Dec 31, 2006	Jan 16, 2008 (381 d)
Todd Alan Bessey	Great Lakes Advisors, LLC other	Wintrust Investments other	Other	Dec 31, 2006	Jun 10, 2008 (527 d)
Lorraine Geraldine Hutchinson	Great Lakes Advisors, LLC other	Wintrust Investments other	Other	Dec 31, 2006	Feb 27, 2008 (423 d)
Jackson John Lounsberry	Great Lakes Advisors, LLC other	Wintrust Investments other	Other	Dec 31, 2006	Jan 8, 2007
Bradford Mcmurray Walker	Great Lakes Advisors, LLC other	Wintrust Investments other	Other	Dec 31, 2006	Oct 3, 2005
Aimee E Morrin	Great Lakes Advisors, LLC other	Wintrust Investments other	Other	Dec 31, 2006	Jun 21, 2011 (1633 d)
Richard Harvey Hiatt	Great Lakes Advisors, LLC other	Wintrust Investments other	Other	Dec 31, 2006	Apr 10, 2006
Bethann Stroud Goodrick	Great Lakes Advisors, LLC other	Wintrust Investments other	Other	Dec 31, 2006	Sep 22, 2005
Danny Thomas Reeves	Great Lakes Advisors, LLC other	Wintrust Investments other	Other	Dec 31, 2006	Jan 8, 2007
Cesar G Sison	Great Lakes Advisors, LLC other	Wintrust Investments other	Other	Dec 31, 2006	Apr 10, 2006

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128 moves match.