DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at USA Financial Securities LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Allen CindiaLPL Financial LLC otherUSA Financial Securities LLC otherOtherJun 5, 2013May 22, 2013
Michael Lawrence AlbertsonCoppell Advisory Solutions LLC otherUSA Financial Securities LLC otherOtherMay 6, 2013Apr 9, 2013
Cheri Lynn JohnsonKaiser Wealth Management otherUSA Financial Securities LLC otherOtherMar 28, 2013Mar 7, 2013
David Lee CobbTransamerica Financial Advisors, LLC otherUSA Financial Securities LLC otherOtherFeb 1, 2013Jan 31, 2013
James Franklin JohnsonCentaurus Financial, Inc. otherUSA Financial Securities LLC otherOtherDec 31, 2012Jan 30, 2013
Damian Christian RothermelLiberty Capital state registeredUSA Financial Securities LLC otherOtherJun 28, 2012Jun 28, 2012
Bradley P StarkenEdward Jones national BDUSA Financial Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 12, 2012Sep 11, 2020 (3074 d)
Richard Lee WrightAsset Strategy Consultants LLC otherUSA Financial Securities LLC otherOtherMar 19, 2012Mar 6, 2012
Eric John GritterEdward Jones national BDUSA Financial Securities LLC otherOtherFeb 2, 2012Mar 22, 2012 (49 d)
Elissa Louise BeimalEquitable Advisors, LLC national BDUSA Financial Securities LLC otherOtherJan 10, 2012Jul 30, 2012 (202 d)
Allan OehrleinNfp Advisor Services, LLC otherUSA Financial Securities LLC independent RIAOtherJul 18, 2011Aug 18, 2020 (3319 d)
Troy FrazierHorter Investment Management, LLC otherUSA Financial Securities LLC otherOtherFeb 16, 2011Feb 7, 2011
John Paul PowerMoney Concepts Advisory Service otherUSA Financial Securities LLC otherOtherOct 11, 2010Apr 11, 2011 (182 d)
Denny FrasiolasMsi Financial Services, Inc. otherUSA Financial Securities LLC otherOtherSep 3, 2010Nov 1, 2013 (1155 d)
Michelle Lynn BauerPackerland Brokerage Services, Inc. otherUSA Financial Securities LLC independent RIAOtherSep 2, 2010Apr 14, 2021 (3877 d)
Arthur John BernaducciAmeritas Advisory Services otherUSA Financial Securities LLC otherOtherJul 23, 2010Jul 2, 2010
Millard Lee StewartVoya Financial Advisors, Inc. otherUSA Financial Securities LLC otherOtherMay 26, 2010Jul 15, 2010 (50 d)
Craig Jay WatkinsThe Strategic Financial Alliance otherUSA Financial Securities LLC otherOtherMay 7, 2010Jun 16, 2010 (40 d)
Idolina Maria ShumwayNew England Securities Corporation otherUSA Financial Securities LLC otherOtherApr 22, 2010Apr 26, 2010
Markku Taneli HapponenVoya Financial Advisors, Inc. otherUSA Financial Securities LLC otherOtherApr 13, 2010Apr 14, 2010
Eddy Han Tak ShumFirst Allied Advisory Services, Inc. otherUSA Financial Securities LLC otherOtherMar 8, 2010Mar 9, 2010
Donald Wayne CoplinEdgecombe & Coplin Wealth Strategies, LLC unclassifiedUSA Financial Securities LLC otherOtherJan 21, 2010Jan 28, 2010
Seth Andrew BakerMsi Financial Services, Inc. otherUSA Financial Securities LLC otherOtherJan 11, 2010Dec 8, 2011 (696 d)
Palmerino Pasquale SantanielloSterne Agee Investment Advisor Services, Inc. otherUSA Financial Securities LLC otherOtherOct 2, 2009Oct 2, 2009
Edmund Ray GiffordAllegiant Financial Advisors, LLC state registeredUSA Financial Securities LLC otherOtherSep 2, 2009Sep 1, 2009
David Lee GreeneVoya Financial Advisors, Inc. otherUSA Financial Securities LLC otherOtherMar 23, 2009Mar 26, 2009
Brian Thomas DvorakMorgan Stanley & Co. LLC unclassifiedUSA Financial Securities LLC otherOtherJan 16, 2009Mar 9, 2009 (52 d)
Richard A GreenhillSecurities America Advisors, Inc. otherUSA Financial Securities LLC otherOtherAug 7, 2008Aug 14, 2008
Andrew Thomas HansenM.L. Stern & Co., LLC. unclassifiedUSA Financial Securities LLC otherOtherFeb 26, 2008Jun 19, 2009 (479 d)
Kurt A. RoddyPaulson Investment Company, LLC otherUSA Financial Securities LLC otherOtherJan 4, 2008Jan 16, 2008
Eric Alan PetersonInvestment Advisors Corp otherUSA Financial Securities LLC otherOtherDec 31, 2007Jan 7, 2008
William Paul BelcherTransamerica Financial Advisors, Inc. unclassifiedUSA Financial Securities LLC otherOtherAug 24, 2007Aug 23, 2007
Brian Charles StiversMsi Financial Services, Inc. otherUSA Financial Securities LLC otherOtherMar 9, 2007Sep 28, 2010 (1299 d)
Lyndon Richard HarrisonOn Investment Management Co otherUSA Financial Securities LLC otherOtherDec 31, 2006Mar 9, 2007 (68 d)
William Joseph LacasseMoloney Securities Co., Inc. otherUSA Financial Securities LLC otherOtherDec 4, 2006Dec 4, 2006
Angelica RoxasQuest Capital Strategies, Inc. otherUSA Financial Securities LLC otherOtherOct 24, 2006Jan 16, 2007 (84 d)
Andrew James PaladinoEquitable Advisors, LLC national BDUSA Financial Securities LLC otherOtherJul 31, 2006Sep 22, 2009 (1149 d)
Gerald Best HanifanThe Investment Center, Inc. unclassifiedUSA Financial Securities LLC otherOtherApr 18, 2006Mar 27, 2007 (343 d)
Ronald John CampbellSterne Agee Investment Advisor Services, Inc. otherUSA Financial Securities LLC otherOtherJan 26, 2006Aug 28, 2008 (945 d)
Dennis Edward GagnonGunnallen Financial, Inc unclassifiedUSA Financial Securities LLC otherOtherJan 4, 2006Jan 4, 2006
David Alan WitterGunnallen Financial, Inc unclassifiedUSA Financial Securities LLC otherOtherJan 4, 2006Jan 4, 2006
Bradley Scott FordInvestors Capital Advisory otherUSA Financial Securities LLC otherOtherDec 31, 2005Jan 3, 2006
Patrick James Letizia1717 Capital Management Company unclassifiedUSA Financial Securities LLC otherOtherDec 31, 2005Mar 28, 2007 (452 d)
Bruce Allen WislerChase Investment Services Corp. otherUSA Financial Securities LLC otherOtherOct 5, 2005Mar 20, 2007 (531 d)
Francis Joseph HebertInvestors Capital Advisory otherUSA Financial Securities LLC otherOtherSep 30, 2005Oct 4, 2005
Jimmy Elton SloanGeneos Wealth Management, Inc. otherUSA Financial Securities LLC otherOtherSep 6, 2005Sep 2, 2005
Frederick Charles WhitfordGeneos Wealth Management, Inc. otherUSA Financial Securities LLC otherOtherMar 17, 2005Oct 5, 2005 (202 d)
Kerry Vaun PoulsonOneamerica Securities, Inc. otherUSA Financial Securities LLC otherOtherJan 8, 2005Jan 5, 2005
Yong WangAmeriprise Financial Services, LLC national BDUSA Financial Securities LLC otherOtherJan 7, 2005Jan 3, 2005
Michael Eric FrantzProvider Group, Ltd. unclassifiedUSA Financial Securities LLC otherOtherDec 31, 2003Apr 24, 2014 (3767 d)
Jared Hendrik CopingaWaddell & Reed otherUSA Financial Securities LLC otherOtherJun 19, 2003Nov 10, 2003 (144 d)
Jeffrey Alan UmbaughMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUSA Financial Securities LLC otherOtherSep 13, 2002May 6, 2003 (235 d)
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172 moves match.