DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Mai Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joshua Adam Handel | Madison Wealth Management independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jan 29, 2024 | Feb 21, 2024 |
| Michael Brendan Martin | Cetera Investment Advisers LLC BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2024 | Feb 6, 2024 |
| Matthew Harris | Marcum Wealth, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jan 16, 2024 | Jan 19, 2024 |
| Robert Karras | R Karras Asset Management & Planning, LLC unclassified | Mai Capital Management, LLC independent RIA | Other | Jan 8, 2024 | Feb 21, 2024 (44 d) |
| Anthony Carsel | R Karras Asset Management & Planning, LLC unclassified | Mai Capital Management, LLC independent RIA | Other | Jan 8, 2024 | Feb 21, 2024 (44 d) |
| Patrick Timothy Mcgrade | Osaic Wealth, Inc. BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Jan 24, 2024 |
| Michael A Marrapese | Marketcipher Partners LLC unclassified | Mai Capital Management, LLC independent RIA | Other | Oct 23, 2023 | Dec 22, 2023 (60 d) |
| Thomas Sims | Vanguard Advisers, Inc. BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2023 | Nov 21, 2023 (49 d) |
| David Chih Hou | Inbalance Advisors, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Aug 15, 2023 | Nov 12, 2025 (820 d) |
| Mark Elliott Sear | Inbalance Advisors, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Aug 15, 2023 | Nov 12, 2025 (820 d) |
| Melanie C Jones | Inbalance Advisors, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Aug 15, 2023 | Nov 12, 2025 (820 d) |
| Glenn Alan Movish | Asset Management Group Ltd independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Aug 8, 2023 | Aug 17, 2023 |
| David Keith Meador | Transparent Wealth Partners LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jul 7, 2023 | Feb 14, 2025 (588 d) |
| Perry Streett | Transparent Wealth Partners LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jul 7, 2023 | Feb 7, 2025 (581 d) |
| Christopher Laurence Watson | Focus Partners Wealth, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jun 28, 2023 | May 19, 2023 |
| Dylan Ray Casler | Lineweaver Wealth Advisors independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jun 5, 2023 | Jun 3, 2025 (729 d) |
| Joseph A Cooper | Pariax Private Wealth Management independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | May 3, 2023 | May 31, 2023 |
| Jacob C. Burnett | Ancora Private Wealth Advisors, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Mar 21, 2023 | Mar 30, 2023 |
| Timothy Robert Schmoll | Intersect Capital LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 31, 2022 | Aug 12, 2022 |
| Carey Merrill Markoe | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mai Capital Management, LLC independent RIA | Wirehouse to independent RIA | Nov 15, 2022 | Nov 23, 2022 |
| Keola Jordan Elobt | Principal Securities, Inc. BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2022 | Nov 2, 2022 |
| Lindsay Powell Sawicki | Principal Securities, Inc. BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2022 | Nov 30, 2022 (50 d) |
| John David Loden | Cetera Advisors LLC BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2022 | Nov 27, 2022 (52 d) |
| Katherine Jean Perkner | Principal Securities, Inc. BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2022 | Jan 3, 2023 (90 d) |
| Charles Clayton Perry | Principal Securities, Inc. BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2022 | Jan 15, 2023 (107 d) |
| John Patrick Tyrrell | Fidelity Personal And Workplace Advisors BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2022 | Feb 16, 2023 (143 d) |
| Justin Harrison Bass | True Capital Management independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Sep 14, 2022 | Sep 27, 2022 |
| Dexter L James | Ameriprise Financial Services, LLC national BD | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2022 | Sep 19, 2022 |
| Sean G Kriak | Mcdonald Partners LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Aug 10, 2022 | Sep 29, 2022 (50 d) |
| Deanna Cilnyk Roeger | Mcdonald Partners LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Aug 10, 2022 | Sep 6, 2022 |
| Joseph Louis Palko | Mcdonald Partners LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Aug 10, 2022 | Aug 18, 2022 |
| Joseph R. Mclean | Intersect Capital LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Aug 5, 2022 | Jan 9, 2025 (888 d) |
| Joy Arlene Puyear | Intersect Capital LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Aug 5, 2022 | Aug 12, 2022 |
| Joseph Randall Lum | Intersect Capital LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Aug 5, 2022 | Sep 2, 2022 |
| Drew Nicholas Bryant | Intersect Capital LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Aug 5, 2022 | Aug 17, 2022 |
| Alexandra Lauren Swanson | Cuso Financial Services, L.P. BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2022 | Aug 5, 2022 |
| Bradley Stocker Norton | Winfield Associates Inc independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jul 5, 2022 | Jul 11, 2022 |
| Mark Quien Haley | Winfield Associates Inc independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jul 5, 2022 | Jul 11, 2022 |
| Christopher William Baker | Winfield Associates Inc independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jul 5, 2022 | Jul 15, 2022 |
| Jonathan D Barna | Equitable Advisors, LLC national BD | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2022 | Jun 9, 2022 |
| Inna Collins | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mai Capital Management, LLC independent RIA | Wirehouse to independent RIA | May 31, 2022 | Jul 28, 2022 (58 d) |
| James Maher | Fisher Investments independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Mar 25, 2022 | Aug 24, 2022 (152 d) |
| Stuart James Ashwood | Mirae Asset Wealth Management (USA) Inc. unclassified | Mai Capital Management, LLC independent RIA | Other | Feb 7, 2022 | Jan 5, 2023 (332 d) |
| Matthew H Wu | Brenton Point Wealth Advisors LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jan 19, 2022 | Apr 5, 2022 (76 d) |
| Patrick Francis Xavier Gingras | Brenton Point Wealth Advisors LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jan 3, 2022 | Jan 12, 2022 |
| Ari Seth Wiener | Investment Planning Associates Inc independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jan 3, 2022 | Dec 23, 2021 |
| Barry Joseph Klarberg | Regal Wealth Management, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 21, 2021 | Dec 23, 2021 |
| Jason Andrew Bell | Regal Wealth Management, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 21, 2021 | Dec 23, 2021 |
| Leila Taratus Evans | Queens Oak Advisors independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 15, 2021 | Dec 21, 2021 |
| Michele V Stutts | Queens Oak Advisors independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 15, 2021 | Dec 21, 2021 |
| Brandon Richard Phillips | Queens Oak Advisors independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 15, 2021 | Dec 21, 2021 |
| Bert Deems May | Queens Oak Advisors independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 15, 2021 | Dec 24, 2021 |
| Kevin James Runge | Queens Oak Advisors independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 15, 2021 | Dec 21, 2021 |
| Joel Leonard Hochman | Hochman Cole Investment Advisors, Inc. independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 9, 2021 | Dec 23, 2021 |
| Michael James Williams | Hochman Cole Investment Advisors, Inc. independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Dec 9, 2021 | Dec 20, 2021 |
| Kevin J Krakora | Storey & Associates independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Oct 19, 2021 | Oct 26, 2021 |
| Joseph Nicholas Geier | Geier Asset Management Inc independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Sep 24, 2021 | Sep 30, 2021 |
| Daniel Woodward Mules | Geier Asset Management Inc independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Sep 24, 2021 | Oct 25, 2021 (31 d) |
| Brian Joseph Woods | Geier Asset Management Inc independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Sep 24, 2021 | Nov 1, 2021 (38 d) |
| Gregory A Palacorolla | Geier Asset Management Inc independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Sep 24, 2021 | Nov 1, 2021 (38 d) |
247 moves match.