DFX Intelligence
Advisor moves
Arrivals at Gwn Securities Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian D Addis | Cantella & Co., Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2019 | Jul 18, 2019 |
| Stephen Dale Calvert | Cantella & Co., Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2019 | Jun 24, 2019 |
| Justin Patrick Emerick | Cantella & Co., Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2019 | Apr 21, 2021 (643 d) |
| Joey Sylvester Martin | Ameritas Advisory Services BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2019 | Jun 28, 2019 |
| John O. Brown | Northwestern Mutual Investment Services,LLC no RAUM | Gwn Securities Inc. BD affiliated | Other | Jul 9, 2019 | Aug 16, 2019 (38 d) |
| Simona Taurosevicius | Maxim Financial Advisors LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2019 | Jul 9, 2019 |
| Michael Lawrence Leake | Oppenheimer & Co. Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2019 | Jul 8, 2019 |
| Odoll Van Williams | Voya Financial Advisors, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2019 | May 22, 2019 |
| Brandi Lyde Whitfield | Voya Financial Advisors, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2019 | Jun 4, 2019 |
| Leonard Marion Spalding | Lincoln Investment BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | Apr 30, 2019 |
| Ricky Lawson Carroll | Capital Analysts BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2019 | May 14, 2019 |
| Tyler Eric Zaborsky | Stifel, Nicolaus & Company, Incorporated national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2019 | Jan 13, 2020 (270 d) |
| Carol Ann O'Neil | Avantax Advisory Services BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2019 | Mar 4, 2019 |
| James Patrick Oneil | Avantax Advisory Services BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2019 | Mar 4, 2019 |
| Timothy Jay Madigan | Lincoln Investment BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2019 | Feb 1, 2019 |
| Joseph Allen Armstrong | MML Investors Services, LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2019 | Feb 5, 2019 |
| Mark John Fisher | Private Advisor Group, LLC independent RIA | Gwn Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 7, 2019 | Feb 1, 2019 |
| Gary Layne Brown | Avantax Advisory Services BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2019 | Feb 1, 2019 |
| Jeremy Michael Leibowitz | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2019 | Jan 2, 2019 |
| James Thomas Drewes | Legend Advisory, LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2018 | Aug 22, 2018 |
| Barry A Barnette | Foresters Equity Services, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2018 | Oct 18, 2018 |
| Ethan James Meikle | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2018 | Oct 1, 2018 |
| Jack Thomas Sardegna | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2018 | Sep 4, 2018 |
| Dennis Joseph Martin | MML Investors Services, LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2018 | Mar 31, 2021 (943 d) |
| Gregory Edward Muscavage | MML Investors Services, LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2018 | Aug 20, 2018 |
| Dustin Rollins Rudman | MML Investors Services, LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2018 | Aug 20, 2018 |
| Christopher Alberti | MML Investors Services, LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2018 | Aug 20, 2018 |
| Alexander Cutting Plum | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Gwn Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 27, 2018 | Jul 28, 2020 (732 d) |
| Rodger Thomas Guerra | Cetera Advisors LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2018 | Jul 13, 2018 |
| Etienne Dale Goods | Ameritas Advisory Services BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2018 | Jun 28, 2018 |
| Todd Macdonald Petersen | Ameritas Advisory Services BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2018 | Jul 2, 2018 |
| Allan Steven Vera | Gradient Advisors, LLC independent RIA | Gwn Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 12, 2018 | Jun 8, 2018 |
| Fernando Efrain Recalde | Securian Financial Services, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2018 | May 18, 2018 |
| Mary Syrokwash Earl | MML Investors Services, LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2018 | May 7, 2018 |
| Charles Thomas Stacy | Cadaret Grant & Co Inc independent RIA | Gwn Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2018 | May 14, 2018 (31 d) |
| Tilden Lester Sowdon | On Investment Management Co BD affiliated | Gwn Securities Inc. other | Other | Mar 28, 2018 | Mar 21, 2018 |
| Jason Michael Hurwitz | Morgan Stanley wirehouse | Gwn Securities Inc. other | Other | Mar 19, 2018 | Mar 21, 2018 |
| Terry Ray Graham | Ameritas Advisory Services other | Gwn Securities Inc. other | Other | Dec 31, 2017 | Jan 12, 2018 |
| Sean Alan Stark | Ameritas Advisory Services other | Gwn Securities Inc. other | Other | Dec 21, 2017 | Nov 22, 2017 |
| Nicholas Forbes Bormann | Equitable Advisors, LLC national BD | Gwn Securities Inc. other | Other | Dec 8, 2017 | Dec 1, 2017 |
| Stephen Stanley Webb | Investment Research Corp other | Gwn Securities Inc. other | Other | Dec 5, 2017 | Dec 4, 2017 |
| Tyrone Courtney Hutchinson | MML Investors Services, LLC other | Gwn Securities Inc. other | Other | Nov 16, 2017 | Nov 14, 2017 |
| Trent Alan Schuler | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Gwn Securities Inc. other | Other | Nov 10, 2017 | Nov 1, 2017 |
| Michael Anthony Dilella | MML Investors Services, LLC other | Gwn Securities Inc. other | Other | Sep 6, 2017 | Sep 6, 2017 |
| Joseph Lee Hamner | Equitable Advisors, LLC national BD | Gwn Securities Inc. other | Other | Aug 18, 2017 | Aug 16, 2017 |
| Derek Scott De Pol | MML Investors Services, LLC other | Gwn Securities Inc. other | Other | Aug 15, 2017 | Aug 15, 2017 |
| Laurie Christine Allen | Equitable Advisors, LLC national BD | Gwn Securities Inc. other | Other | Aug 9, 2017 | Aug 4, 2017 |
| Anthony Jay Hauseman | Equitable Advisors, LLC national BD | Gwn Securities Inc. other | Other | Aug 8, 2017 | Aug 1, 2017 |
| Giovanni Rocco Gallo | Parsonex Advisory Services, Inc. other | Gwn Securities Inc. other | Other | Jun 27, 2017 | Jun 23, 2017 |
| Taylor Legare Kollen | Voya Financial Advisors, Inc. other | Gwn Securities Inc. other | Other | Jun 27, 2017 | Oct 30, 2017 (125 d) |
| Yuvraj Pratap Sisodia | Voya Financial Advisors, Inc. other | Gwn Securities Inc. other | Other | Jun 27, 2017 | Oct 30, 2017 (125 d) |
| Richard Alex Becker | Planmember Securities Corporation other | Gwn Securities Inc. other | Other | Jun 16, 2017 | Sep 15, 2017 (91 d) |
| Glenn Curtis Mayo | Isc Advisors, Inc. other | Gwn Securities Inc. other | Other | Jun 14, 2017 | Jun 14, 2017 |
| Kristopher Brandel Ziskin | Planmember Securities Corporation other | Gwn Securities Inc. other | Other | May 30, 2017 | May 26, 2017 |
| Sara Ann Scholl | Msi Financial Services, Inc. other | Gwn Securities Inc. BD affiliated | Other | Feb 23, 2017 | Sep 4, 2018 (558 d) |
| Ryan Douglas Lefler | Morgan Stanley wirehouse | Gwn Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 6, 2017 | Jul 18, 2018 (527 d) |
| David Karl Haase | Legend Advisory, LLC other | Gwn Securities Inc. other | Other | Jan 13, 2017 | Jan 4, 2017 |
| Nickolas Jared Ball | Hornor, Townsend & Kent, LLC other | Gwn Securities Inc. other | Other | Jan 13, 2017 | Jan 11, 2017 |
| Frederick Morris Fegan | Equitable Advisors, LLC national BD | Gwn Securities Inc. other | Other | Jan 11, 2017 | Jan 3, 2017 |
| Alan Jay Mendlowitz | Pruco Securities, LLC other | Gwn Securities Inc. other | Other | Jan 9, 2017 | Jan 10, 2017 |
411 moves match.