DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at National Planning Corporation ("Npc Of America" In Fl & Ny)

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Mark M. Beatini	Equitable Advisors, LLC national BD	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 19, 2014	Dec 19, 2014 (91 d)
Richard Gaber Isaacs	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 18, 2014	Aug 27, 2014
James Matthew Patton	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 12, 2014	Aug 14, 2014
Rodney J Viloria	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 8, 2014	Oct 9, 2015 (396 d)
Bryan Geary Evoy	Fsc Securities Corporation other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 27, 2014	Aug 25, 2014
Rodney N Brown	Investment Professionals, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 15, 2014	Aug 1, 2014
Clarissa Pesqueira	Waddell & Reed other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 6, 2014	Jun 29, 2016 (693 d)
Raymond Paul Thompson	Sutterfield Financial Group, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 6, 2014	Oct 23, 2007
Stuart George Larsen	Commonwealth Financial Network national BD	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 25, 2014	Jul 25, 2014
David Robert Gibbs	Commonwealth Financial Network national BD	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 24, 2014	Jul 10, 2014
Corrin Gibbs Burke	Commonwealth Financial Network national BD	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 24, 2014	Jul 17, 2014
Jill Lynn Knoll	Wells Fargo Advisors wirehouse	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 21, 2014	Jul 25, 2014
David Lawrence Givnish	Wise World Investment Planning state registered	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 16, 2014	Oct 8, 2013
Mia M Nakagawa	Equitable Advisors, LLC national BD	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 2, 2014	Feb 11, 2015 (224 d)
Mickey Lee Henderson	Sterne Agee Investment Advisor Services, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jun 14, 2014	May 21, 2014
Birju R. Munshi	Edelman Financial Services, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 19, 2014	Jun 23, 2015 (400 d)
Joseph Ryan Perigo	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Apr 17, 2014	Apr 16, 2014
Kurt Chen	Woodbury Financial Services, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Mar 21, 2014	Mar 17, 2014
William Michael Mcdonald	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Feb 3, 2014	Jan 21, 2014
Steve Mangold	Northwestern Mutual Investment Services,LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jan 31, 2014	Feb 10, 2014
Douglas Michael Simms	Datatex Investment Services Inc other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jan 28, 2014	Jan 30, 2014
Laura Irene Cavanaugh	Edward Jones national BD	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jan 7, 2014	Feb 3, 2014
Lisa Scott Lagorio	Sterling Financial Services, Inc. unclassified	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Dec 31, 2013	Feb 18, 2009
Natalie A Leininger	Sterling Financial Services, Inc. unclassified	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Dec 31, 2013	Feb 18, 2009
William Edward Spriggs	Sterling Financial Services, Inc. unclassified	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Dec 31, 2013	Apr 2, 2009
Jay Barrett Barclay	Dcs Wealth Advisory Services, LLC. unclassified	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Dec 26, 2013	Jul 2, 2013
Francis Xavier Pisano	First Allied Advisory Services, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Dec 3, 2013	Nov 25, 2013
Charles Marion Fetters	Waddell & Reed other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Nov 20, 2013	Nov 15, 2013
Andrea Lee Wolfe	Waddell & Reed other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Nov 20, 2013	Nov 15, 2013
Kenneth John Saunders	Investors Capital Advisory other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Nov 5, 2013	Oct 31, 2013
Kenneth John Mcmanus	Osaic Fa, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Oct 11, 2013	Oct 4, 2013
Elizabeth M Bennett	Main Street Financial Solutions, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Oct 9, 2013	Oct 17, 2013
Eric Ernst Hughes	Lincoln Investment other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 10, 2013	Sep 9, 2013
Kyle Christopher Paterik	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 4, 2013	Apr 1, 2014 (209 d)
Kristofer Rory Reddaway	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 21, 2013	Dec 11, 2013 (112 d)
Brendan Daniel Sheehan	Ameriprise Financial Services, LLC national BD	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 20, 2013	Aug 9, 2013
Brandon Douglas Cardarelli	Ameriprise Financial Services, LLC national BD	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 19, 2013	Jan 11, 2016 (875 d)
Mary Ann Reinoehl	New Century Financial Group, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 14, 2013	Jul 29, 2013
Katharine Booth Marvel	Advantage Investment Management, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 2, 2013	Aug 1, 2013
Lisa Ann Gallo	Vsr Advisory Services other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 1, 2013	Jan 30, 2014 (182 d)
Marissa Dawn Nehlsen	Sutterfield Financial Group, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 24, 2013	Sep 4, 2012
Nadine M Burns	Pinnacle Wealth Management, Inc. independent RIA	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 16, 2013	Aug 13, 2013
Clifton Cass Morton	H. Beck, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jun 28, 2013	Jan 8, 2014 (194 d)
George Julius Moeschlin	1st Worldwide Advisors, LLC. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jun 26, 2013	Jun 13, 2013
Jerald Patrick Campbell	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jun 25, 2013	Jun 21, 2013
Vera Jalilla Feldbusch	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jun 25, 2013	Jul 10, 2013
Michael Powell	Liberty Wealth Management, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jun 19, 2013	Jun 27, 2013
Kenneth John Donnelly	Morgan Stanley wirehouse	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jun 17, 2013	Aug 19, 2014 (428 d)
Ron Alan Silva	Sterling Financial Services, Inc. unclassified	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jun 3, 2013	Feb 18, 2009
Eric Lawson Woo	Npa Asset Management, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 29, 2013	May 2, 2013
Joseph Anthony Pena	J. W. Cole Advisors, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 23, 2013	May 28, 2013
Tina Faye Moore	Ameriprise Financial Services, LLC national BD	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 23, 2013	Jun 20, 2013
Andrew Joseph Whalen	J. W. Cole Advisors, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 23, 2013	May 21, 2013
Robert Lee Milan	Ameriprise Financial Services, LLC national BD	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 16, 2013	Oct 18, 2013 (155 d)
Rodney Jerald Chamberlin	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 14, 2013	May 10, 2013
Charles Joseph Minahan	Next Financial Group, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 13, 2013	May 14, 2013
Salvatore Sebastian Motta	Next Financial Group, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 13, 2013	May 10, 2013
Joanne Mantel	Retirement Depot unclassified	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Apr 22, 2013	Jul 18, 2016 (1183 d)
Elizabeth Clark Lynn	Morgan Stanley wirehouse	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Apr 8, 2013	Feb 17, 2015 (680 d)
R Anthony Cioffari	Key Group Management, Inc. independent RIA	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Apr 1, 2013	Aug 17, 2016 (1234 d)

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652 moves match.