| Gary Clark Cook | Tower Square Securities, Inc. other | Voya Financial Partners, LLC other | Other | May 31, 2006 | May 2, 2006 |
| Frederick Minot | Valic Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Apr 28, 2006 | Jun 1, 2006 (34 d) |
| Brad Alan Murphy | Tower Square Securities, Inc. other | Voya Financial Partners, LLC other | Other | Apr 13, 2006 | Mar 9, 2007 (330 d) |
| Kelly L Davis | Msi Financial Services, Inc. other | Voya Financial Partners, LLC other | Other | Mar 29, 2006 | May 5, 2006 (37 d) |
| James Bruce Brennan | Planmember Securities Corporation other | Voya Financial Partners, LLC other | Other | Mar 22, 2006 | Mar 15, 2006 |
| Stephen Adam Brown | Wright Investors Service Inc other | Voya Financial Partners, LLC other | Other | Mar 21, 2006 | Jan 17, 2008 (667 d) |
| Marcus Chadale Kincaid | Ballew Advisors Inc other | Voya Financial Partners, LLC other | Other | Mar 9, 2006 | Mar 21, 2006 |
| Clifford Ike Nichols | Planmember Securities Corporation other | Voya Financial Partners, LLC other | Other | Mar 3, 2006 | Mar 8, 2006 |
| Eric Charles Tharp | Usallianz Securities, Inc. unclassified | Voya Financial Partners, LLC other | Other | Nov 21, 2005 | Dec 21, 2005 |
| Bryan Scott Mccain | Cetera Investment Services LLC other | Voya Financial Partners, LLC other | Other | Nov 21, 2005 | Feb 16, 2007 (452 d) |
| Glenn Richard Lewis | Valic Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Nov 2, 2005 | Oct 26, 2005 |
| Michael J Kulinski | Valic Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Nov 2, 2005 | Nov 11, 2005 |
| Jenny Lynn Laurita | Tower Square Securities, Inc. other | Voya Financial Partners, LLC other | Other | Nov 2, 2005 | Oct 28, 2005 |
| Filip Earl Wieland | Wells Fargo Advisors wirehouse | Voya Financial Partners, LLC other | Other | Oct 18, 2005 | Apr 17, 2006 (181 d) |
| Christopher Phillips | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Sep 20, 2005 | May 31, 2006 (253 d) |
| David Charles Eisenstein | Ameriprise Advisor Services, Inc. unclassified | Voya Financial Partners, LLC other | Other | Sep 9, 2005 | Sep 7, 2005 |
| Scott Leonard Wilson | Lehman Brothers Inc. unclassified | Voya Financial Partners, LLC other | Other | Jun 30, 2005 | Jun 29, 2005 |
| Leigh Varner Bloss | Valic Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jun 14, 2005 | Jun 15, 2005 |
| Jennifer Lynn Frick | Tower Square Securities, Inc. other | Voya Financial Partners, LLC other | Other | Jun 3, 2005 | Jun 9, 2005 |
| Daniel Joseph Mahle | Cuso Financial Services, L.P. other | Voya Financial Partners, LLC other | Other | May 31, 2005 | Jun 3, 2005 |
| Lynn Marie Thibeau | Bangor Securities, Inc. unclassified | Voya Financial Partners, LLC other | Other | Apr 20, 2005 | Dec 14, 2005 (238 d) |
| Steven Thomas Dean | Commonwealth Financial Network national BD | Voya Financial Partners, LLC other | Other | Feb 22, 2005 | Mar 3, 2005 |
| Todd Duane Porterfield | Kms Financial Services, Inc other | Voya Financial Partners, LLC other | Other | Dec 31, 2004 | Apr 19, 2005 (109 d) |
| Philip Andrew Gasser | Timeless Portfolio Solutions, Inc. unclassified | Voya Financial Partners, LLC other | Other | Dec 31, 2004 | Jul 27, 2005 (208 d) |
| Jennifer Sue Darvis | Piper Sandler & Co. no RAUM | Voya Financial Partners, LLC other | Other | Dec 14, 2004 | Jan 3, 2005 |
| Michael Jon Baron | Suntrust Investment Services, Inc. other | Voya Financial Partners, LLC other | Other | Dec 7, 2004 | Jan 4, 2005 |
| Thomas Taylor | Charles Schwab & Co., Inc. national BD | Voya Financial Partners, LLC other | Other | Nov 22, 2004 | Jun 16, 2005 (206 d) |
| Mark Stephen Meyer | Powelljohnson unclassified | Voya Financial Partners, LLC other | Other | Oct 29, 2004 | Dec 8, 2004 (40 d) |
| David Bradley Rankin | Valic Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Oct 26, 2004 | Nov 4, 2004 |
| Jeffrey John Miller | Princeton Equity Advisors, Llp unclassified | Voya Financial Partners, LLC other | Other | Oct 20, 2004 | Jul 28, 2004 |
| Alberto Carlos Villarreal | Ifmg Securities, Inc. unclassified | Voya Financial Partners, LLC other | Other | Sep 9, 2004 | Feb 28, 2005 (172 d) |
| Todd A Bertsch | Straightline other | Voya Financial Partners, LLC other | Other | Aug 12, 2004 | Mar 4, 2005 (204 d) |
| Gary Wayne Latuszewski | Gunnallen Financial, Inc unclassified | Voya Financial Partners, LLC other | Other | Aug 4, 2004 | Jul 29, 2004 |
| James Vincent Rogan | Gunnallen Financial, Inc unclassified | Voya Financial Partners, LLC other | Other | Aug 4, 2004 | Jul 28, 2004 |
| Ronald Arthur Letaw | T. Rowe Price Advisory Services, Inc. no RAUM | Voya Financial Partners, LLC other | Other | Jul 19, 2004 | Aug 4, 2004 |
| Odoll Van Williams | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jul 8, 2004 | Jul 6, 2004 |
| David Lawrence Payne | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jul 8, 2004 | Jul 7, 2004 |
| Joseph Avallone | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jul 8, 2004 | Jul 7, 2004 |
| Michael Stephen Berzovich | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jul 8, 2004 | Jul 7, 2004 |
| Adam Lee Cansler | Waddell & Reed other | Voya Financial Partners, LLC other | Other | Jul 1, 2004 | Nov 17, 2004 (139 d) |
| Clifford Michael Gould | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jun 30, 2004 | Jun 30, 2004 |
| Derrick Boyd Smith | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jun 30, 2004 | Jun 30, 2004 |
| Cris S Giron | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jun 30, 2004 | Jun 30, 2004 |
| Charles Ferrell Smith | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jun 30, 2004 | Jun 30, 2004 |
| Edwin Stephen Fernandez | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jun 30, 2004 | Jun 30, 2004 |
| John Anthony Costello | Valic Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jun 23, 2004 | Jul 26, 2004 (33 d) |
| Michael Jozef Opalski | Ameriprise Financial Services, LLC national BD | Voya Financial Partners, LLC other | Other | Apr 13, 2004 | Jun 3, 2004 (51 d) |
| Sean Christopher Tucker | Msi Financial Services, Inc. other | Voya Financial Partners, LLC other | Other | Aug 25, 2003 | Jan 7, 2004 (135 d) |
| Mark T Eberhart | Wells Fargo Advisors wirehouse | Voya Financial Partners, LLC other | Other | Jul 21, 2003 | Jul 30, 2003 |
| Frederick Andrew Gawlick | Cetera Advisor Networks LLC other | Voya Financial Partners, LLC other | Other | May 23, 2003 | May 21, 2003 |
| Shane Douglas Pfeffer | Valic Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Apr 10, 2003 | Jun 30, 2004 (447 d) |
| Gary Craig Boehmer | Valic Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Apr 8, 2003 | Dec 12, 2003 (248 d) |
| John Frank Galloway | Msi Financial Services, Inc. other | Voya Financial Partners, LLC other | Other | Mar 31, 2003 | May 23, 2006 (1149 d) |
| Christopher Charles Knoche | Equitable Advisors, LLC national BD | Voya Financial Partners, LLC other | Other | Feb 18, 2003 | Dec 18, 2002 |
| David A Yaffee | A. G. Edwards & Sons, Inc. unclassified | Voya Financial Partners, LLC other | Other | Nov 21, 2002 | Aug 11, 2004 (629 d) |
| Donald Terrell Walters | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Nov 1, 2002 | Jun 29, 2006 (1336 d) |
| Lawrence Robert Fuller II | Morgan Stanley Dw Inc. unclassified | Voya Financial Partners, LLC other | Other | Oct 1, 2002 | Nov 7, 2002 (37 d) |
| Carl Joseph Cieplinski | Cuna Brokerage Services, Inc. other | Voya Financial Partners, LLC other | Other | Jul 18, 2002 | Jul 10, 2002 |
| Victor Sal Acca | Ameriprise Financial Services, LLC national BD | Voya Financial Partners, LLC other | Other | Jun 21, 2002 | Jul 10, 2002 |