DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Signator Investors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kenneth Bruce Lundquist	Citizens Securities, Inc. other	Signator Investors, Inc. other	Other	Oct 5, 2015	Oct 5, 2015
Dennis Shane Mcmillan	Cambridge Investment Research Advisors, Inc. other	Signator Investors, Inc. other	Other	Sep 3, 2015	Aug 28, 2015
Daniel William Carlson	Legend Advisory, LLC other	Signator Investors, Inc. other	Other	Aug 13, 2015	Sep 9, 2016 (393 d)
Randy R. Moorehead	Equitable Advisors, LLC national BD	Signator Investors, Inc. other	Other	Aug 4, 2015	Jul 31, 2015
Nicolas Longpre	Vsr Advisory Services other	Signator Investors, Inc. other	Other	Aug 4, 2015	Aug 3, 2015
Kana Radin	Vsr Advisory Services other	Signator Investors, Inc. other	Other	Aug 4, 2015	Aug 3, 2015
Eric R Stein	Invest Financial Corporation other	Signator Investors, Inc. other	Other	Jul 17, 2015	Mar 15, 2017 (607 d)
Christopher Jon Mitchell	Ameriprise Financial Services, LLC national BD	Signator Investors, Inc. other	Other	Jun 26, 2015	Feb 17, 2016 (236 d)
Terri Marie Pekarcik	UBS Financial Services Inc. wirehouse	Signator Investors, Inc. other	Other	Jun 10, 2015	May 10, 2017 (700 d)
Marcelo Francys Domingues Oliveira	Transamerica Financial Advisors, LLC other	Signator Investors, Inc. other	Other	Jun 4, 2015	Jun 2, 2015
Steven James Grogan	MML Investors Services, LLC other	Signator Investors, Inc. other	Other	Jun 1, 2015	Jun 4, 2015
Jeffrey L Ratner	Northwestern Mutual Investment Services,LLC other	Signator Investors, Inc. other	Other	Apr 30, 2015	May 6, 2015
Dale Robert Powers	New York Life Investment Management LLC other	Signator Investors, Inc. other	Other	Apr 15, 2015	Apr 30, 2015
Jason Robert Friday	New York Life Investment Management LLC other	Signator Investors, Inc. other	Other	Apr 15, 2015	Apr 29, 2015
Michael Mccann	New York Life Investment Management LLC other	Signator Investors, Inc. other	Other	Apr 15, 2015	Apr 29, 2015
Meredith Rae Kitson	New York Life Investment Management LLC other	Signator Investors, Inc. other	Other	Apr 15, 2015	Apr 15, 2015
David Allen Ramirez	New York Life Investment Management LLC other	Signator Investors, Inc. other	Other	Apr 15, 2015	Apr 14, 2015
Robert H Lamb	New York Life Investment Management LLC other	Signator Investors, Inc. other	Other	Apr 15, 2015	Apr 29, 2015
Stephanie Rae Flynn-Schofield	New York Life Investment Management LLC other	Signator Investors, Inc. other	Other	Apr 15, 2015	Apr 29, 2015
Anca Garcia	New York Life Investment Management LLC other	Signator Investors, Inc. other	Other	Apr 15, 2015	Apr 30, 2015
Jeffrey Daniel Fernandes	New York Life Investment Management LLC other	Signator Investors, Inc. other	Other	Apr 15, 2015	Apr 29, 2015
Lawrence Neil Lotwin	Curian Capital, LLC other	Signator Investors, Inc. other	Other	Apr 9, 2015	Apr 29, 2015
James Harold Hern	Msi Financial Services, Inc. other	Signator Investors, Inc. other	Other	Apr 1, 2015	Mar 31, 2015
Daniel Lee Wohlenhaus	Mutual Of Omaha Investor Services, Inc. no RAUM	Signator Investors, Inc. other	Other	Feb 10, 2015	Apr 1, 2015 (50 d)
Steve Nazoyan	Equitable Advisors, LLC national BD	Signator Investors, Inc. other	Other	Feb 3, 2015	Feb 10, 2015
Jonathan Hardy Henderson	MML Investors Services, LLC other	Signator Investors, Inc. other	Other	Jan 21, 2015	Jan 16, 2015
Gabriel Aaron Markley	Eagle Strategies LLC other	Signator Investors, Inc. other	Other	Jan 2, 2015	Feb 6, 2015 (35 d)
Daniel James Dubois	Signature Resources Capital Management, LLC other	Signator Investors, Inc. other	Other	Dec 17, 2014	Jan 15, 2015
Stephen Y Hsieh	Signature Resources Capital Management, LLC other	Signator Investors, Inc. other	Other	Dec 17, 2014	Jan 30, 2015 (44 d)
Steven Thomas Dum	Somerset Cpas, P.C. unclassified	Signator Investors, Inc. other	Other	Dec 2, 2014	May 13, 2016 (528 d)
Patrick Thomas Silva	Commonwealth Financial Network national BD	Signator Investors, Inc. other	Other	Nov 24, 2014	Dec 2, 2014
Andrew Karl Maron	Great Valley Advisor Group, LLC other	Signator Investors, Inc. other	Other	Nov 10, 2014	Oct 24, 2014
Joseph Nathan Markim	Msi Financial Services, Inc. other	Signator Investors, Inc. other	Other	Oct 31, 2014	Nov 21, 2014
Alex Chisholm	Usaa Financial Planning Services no RAUM	Signator Investors, Inc. other	Other	Oct 30, 2014	Mar 1, 2016 (488 d)
Dean Edward Hoeger	Amundi Pioneer Institutional Asset Management, Inc. other	Signator Investors, Inc. other	Other	Sep 12, 2014	Oct 14, 2014 (32 d)
Jesse Joel Brown	Strategic Advisers LLC national BD	Signator Investors, Inc. other	Other	Sep 9, 2014	Sep 30, 2014
Edward Charles Bettner	Ameriprise Financial Services, LLC national BD	Signator Investors, Inc. other	Other	Aug 29, 2014	Aug 22, 2014
David Christian Booker	Msi Financial Services, Inc. other	Signator Investors, Inc. other	Other	Aug 7, 2014	Aug 1, 2014
Linda Ellen Grant-Smith	American Portfolios Advisors, Inc other	Signator Investors, Inc. other	Other	Jul 18, 2014	Jul 18, 2014
Victor Luis Perez	Msi Financial Services, Inc. other	Signator Investors, Inc. other	Other	Jun 25, 2014	Jun 20, 2014
Catherine A Reilly	Wells Fargo Advisors wirehouse	Signator Investors, Inc. other	Other	Mar 4, 2014	Mar 17, 2014
Jessi Hawk	LPL Financial LLC other	Signator Investors, Inc. other	Other	Mar 3, 2014	Feb 14, 2014
Brian Carr	Morgan Stanley wirehouse	Signator Investors, Inc. other	Other	Jan 30, 2014	Apr 21, 2014 (81 d)
Angela Renna	Equitable Advisors, LLC national BD	Signator Investors, Inc. other	Other	Jan 23, 2014	Feb 6, 2014
Michael Byung Do Lee	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Signator Investors, Inc. other	Other	Jan 10, 2014	May 19, 2014 (129 d)
Jim D. Duncan	Ameritas Advisory Services other	Signator Investors, Inc. other	Other	Jan 3, 2014	Jun 17, 2014 (165 d)
Laura C Collins	Provident Financial Group Of The Carolinas unclassified	Signator Investors, Inc. other	Other	Jan 2, 2014	Dec 20, 2013
Raymond Joseph Ortega	Msi Financial Services, Inc. other	Signator Investors, Inc. other	Other	Dec 18, 2013	Dec 6, 2013
Phillip Christopher Clark	New England Securities Corporation other	Signator Investors, Inc. other	Other	Dec 18, 2013	Dec 11, 2013
Lori Mezzetti	Equitable Advisors, LLC national BD	Signator Investors, Inc. other	Other	Dec 16, 2013	Dec 6, 2013
Joseph Dean Gutierrez	Oneamerica Securities, Inc. other	Signator Investors, Inc. other	Other	Dec 12, 2013	Feb 14, 2014 (64 d)
Daniel J Fixler	MML Investors Services, LLC other	Signator Investors, Inc. other	Other	Nov 19, 2013	Nov 21, 2013
Sara Kahlene Hemmings	Curian Capital, LLC other	Signator Investors, Inc. other	Other	Nov 14, 2013	Mar 23, 2015 (494 d)
Richard Warren Hart	Thrivent Investment Management Inc. other	Signator Investors, Inc. other	Other	Nov 11, 2013	Nov 12, 2013
Scott Richard Solod	Commonwealth Financial Network national BD	Signator Investors, Inc. other	Other	Oct 31, 2013	Nov 4, 2013
Armand Joseph Fisher	Msi Financial Services, Inc. other	Signator Investors, Inc. other	Other	Oct 15, 2013	Oct 4, 2013
Mark David Armstrong	First Allied Advisory Services, Inc. other	Signator Investors, Inc. other	Other	Sep 26, 2013	Jan 28, 2014 (124 d)
Richard Hughes Von Hurst	Wbb Securities, LLC state registered	Signator Investors, Inc. other	Other	Sep 4, 2013	Aug 19, 2014 (349 d)
Michael Sean Godwin	MML Investors Services, LLC other	Signator Investors, Inc. other	Other	Aug 23, 2013	Sep 5, 2013
Frank A Orlando	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Signator Investors, Inc. other	Other	Jul 16, 2013	Aug 6, 2013

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368 moves match.