DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Ameriprise Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bill Rautiola | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jun 30, 2026 |
| John Kellar | Garland And Greenwood Wealth Advisors LLC state registered | Ameriprise Financial Services, LLC national BD | Other | Jun 22, 2026 | Jun 26, 2026 |
| Thomas M Dircks | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 18, 2026 | Jun 4, 2026 |
| Amber Lynne Wright | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2026 | Jun 17, 2026 |
| Scott Trulik | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 17, 2026 | May 29, 2026 |
| Steven Christopher Alyea | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jun 12, 2026 |
| Michael Scott Taylor | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 12, 2026 |
| Nikki Moore | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 15, 2026 |
| Michael Todd Eckholdt | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 12, 2026 |
| Ruthanna Marie Goodman | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 12, 2026 |
| Joseph Kiefer | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 12, 2026 |
| Dakota Richardt | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 12, 2026 |
| Samantha Ruth Jenkins | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 15, 2026 |
| Halle Rose Bowman | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 12, 2026 |
| Brian Kuester | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 12, 2026 |
| James Everette Holmes | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 12, 2026 |
| Mackenzi Eryn Mcintosh | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 12, 2026 |
| Michael Jeshiva | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 15, 2026 | Jun 5, 2026 |
| Noah D Krebs | Advice And Planning Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 16, 2026 |
| Cole Palmeri | Park Avenue Securities LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 17, 2026 |
| Philip Frank Basile | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 12, 2026 | Jun 5, 2026 |
| Ali Navid | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 10, 2026 | Jun 1, 2026 |
| Jared T Hoscheit | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 9, 2026 | Jun 24, 2026 |
| Matthew B Teevan | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 8, 2026 | Jul 7, 2026 |
| Chad Radney Nichols | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 8, 2026 | May 29, 2026 |
| Jacob Franke | Tvamp, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jun 8, 2026 | Jun 24, 2026 |
| Mitchell Todd Edenbaum | Oppenheimer & Co. Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 5, 2026 | May 29, 2026 |
| Cameron Lee | Park Avenue Securities LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 4, 2026 | Jul 2, 2026 |
| Bridgette Chavis | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2026 | Jun 10, 2026 |
| Donna Sue Davis | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 17, 2026 |
| John Marcus Rivera | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 2, 2026 | May 29, 2026 |
| Phung Van | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 2, 2026 | May 29, 2026 |
| Jeffrey Lynn Akright | Allstate Financial Advisors, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 10, 2026 |
| Daniel L Wolfe | Momentum Independent Network Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 3, 2026 |
| Francis J Sortino | Orion Portfolio Solutions, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 29, 2026 |
| Joel Kosch | Sagespring Wealth Partners independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | May 31, 2026 | Jun 17, 2026 |
| Michael Lawrence Bertolucci | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 29, 2026 | May 15, 2026 |
| Andrew Glen Shore | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | May 28, 2026 | Jul 6, 2026 (39 d) |
| Emily Moore | Lincoln Investment independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | May 28, 2026 | May 21, 2026 |
| Clinton Moss | State Farm Investment Management Corp. asset manager | Ameriprise Financial Services, LLC national BD | Other | May 28, 2026 | Jun 3, 2026 |
| Stephen Craig Matson | Creative Financial Designs, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 27, 2026 | May 27, 2026 |
| Jason Soli | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 27, 2026 | Jun 23, 2026 |
| Rachel Rabin | Columbia Management Investment Advisers, LLC asset manager | Ameriprise Financial Services, LLC national BD | Other | May 27, 2026 | Sep 15, 2026 (111 d) |
| Richard Arlan Scarbrough | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 26, 2026 | Jun 12, 2026 |
| Su Pyai Sone Naing | Oppenheimer & Co. Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 26, 2026 | Jul 24, 2026 (59 d) |
| Neil Keyser | UBS Financial Services Inc. wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | May 26, 2026 | Jun 22, 2026 |
| Tylan Shelby | W&S Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 26, 2026 | Jun 12, 2026 |
| Mark Erculei | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | May 25, 2026 | May 18, 2026 |
| Roy Lee Winters | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | May 25, 2026 | May 15, 2026 |
| Sergio Oporto | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 25, 2026 | May 22, 2026 |
| Christopher Kirby Mcclure | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | May 21, 2026 | May 15, 2026 |
| Jessica Gibbs | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 20, 2026 | Apr 24, 2026 |
| Ryan Robert Batey | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 20, 2026 | Aug 7, 2026 (79 d) |
| Noah Scott Festi | LPL Enterprise, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 20, 2026 | May 13, 2026 |
| Nate Urso | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | May 18, 2026 | May 15, 2026 |
| Hunter Paul Haley | Cerity Partners Retirement Plan Consultants institutional | Ameriprise Financial Services, LLC national BD | Other | May 15, 2026 | May 15, 2026 |
| Adam Kilibarda | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 15, 2026 | Apr 17, 2026 |
| Shane Ryan Mcmahon | Charles Schwab & Co., Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 15, 2026 | Apr 29, 2026 |
| Allan Wakkuri | Hantz Financial Services, Inc. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | May 15, 2026 | May 15, 2026 |
| Greg J Leonard | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 14, 2026 | Jul 27, 2026 (74 d) |
7,106 moves match.