| Chris Allen Nelson | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | May 9, 2013 | May 20, 2013 |
| Jonathan Richard Bath | Park Avenue Securities LLC other | Questar Asset Management, Inc. other | Other | May 9, 2013 | May 7, 2014 (363 d) |
| Randall C Harless | Securian Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | May 8, 2013 | May 8, 2013 |
| Patrick Rheagan Shields | Securian Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | May 8, 2013 | May 8, 2013 |
| Donnie Lane Campbell | Securian Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | May 6, 2013 | May 6, 2013 |
| Daniel Edward Flamma | Pts Brokerage, LLC independent RIA | Questar Asset Management, Inc. other | Other | May 3, 2013 | May 3, 2013 |
| Michael Lawrence Bertolucci | Walnut Street Securities, Inc. other | Questar Asset Management, Inc. other | Other | Apr 24, 2013 | Apr 24, 2013 |
| Gene Wilbur Williams | Walnut Street Securities, Inc. other | Questar Asset Management, Inc. other | Other | Apr 24, 2013 | Apr 25, 2013 |
| Roberto Christopher Fontani | Bancwest Investment Services, Inc. (Bwis) other | Questar Asset Management, Inc. other | Other | Apr 23, 2013 | May 10, 2013 |
| Brian Stuart Jolles | LPL Financial LLC other | Questar Asset Management, Inc. other | Other | Apr 16, 2013 | Mar 28, 2013 |
| Jack Jui-Lin Chang | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Apr 2, 2013 | Apr 2, 2013 |
| Steven Tonkin | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Mar 19, 2013 | Mar 22, 2013 |
| Bently Gordon Ford | Msi Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Mar 18, 2013 | Mar 18, 2013 |
| Christopher Tyler Simon | Walnut Street Securities, Inc. other | Questar Asset Management, Inc. other | Other | Feb 7, 2013 | Feb 1, 2013 |
| Matthew Wells Corbishley | MML Investors Services, LLC other | Questar Asset Management, Inc. other | Other | Jan 10, 2013 | Jan 14, 2013 |
| David Walker Culp | Wells Fargo Advisors wirehouse | Questar Asset Management, Inc. other | Other | Jan 3, 2013 | Feb 6, 2014 (399 d) |
| Thomas Lorenzo Bausley | Spc other | Questar Asset Management, Inc. other | Other | Dec 31, 2012 | Oct 21, 2013 (294 d) |
| Jason Allen Rockman | Creativeone Securities, LLC other | Questar Asset Management, Inc. other | Other | Dec 31, 2012 | Mar 21, 2013 (80 d) |
| Joseph Marcus Jones | Equitable Advisors, LLC national BD | Questar Asset Management, Inc. other | Other | Dec 11, 2012 | Jan 16, 2013 (36 d) |
| Thomas Vincent Marino | Equitable Advisors, LLC national BD | Questar Asset Management, Inc. other | Other | Nov 30, 2012 | Nov 26, 2012 |
| Samuel Manasseh Richmond | Transamerica Financial Advisors, LLC other | Questar Asset Management, Inc. other | Other | Nov 13, 2012 | Mar 19, 2014 (491 d) |
| Michael Patrick Mcfadden | Securian Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Nov 8, 2012 | Nov 9, 2012 |
| Roberta Ann Brumsey | Securian Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Nov 8, 2012 | Nov 8, 2012 |
| Andrew Joseph Howe | Securian Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Nov 8, 2012 | Nov 8, 2012 |
| Kevin Michael Nervegna | Securian Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Nov 8, 2012 | Nov 8, 2012 |
| John Joseph Moravek | Securian Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Nov 8, 2012 | Nov 8, 2012 |
| Kristine Lynn Pennington | Securian Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Nov 8, 2012 | Nov 9, 2012 |
| Eric Alan Welch | Securian Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Nov 8, 2012 | Nov 8, 2012 |
| Stephen Swarbrick | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Oct 26, 2012 | Oct 24, 2012 |
| Samuel Hurst Hoppe | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Oct 26, 2012 | Nov 13, 2012 |
| Vivian Yu Rong Chu | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Oct 22, 2012 | Oct 16, 2012 |
| Nathan Norris Farnell | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Oct 19, 2012 | Oct 17, 2012 |
| Sue Ling Wong | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Oct 17, 2012 | Oct 15, 2012 |
| Eddie Devell Holmes | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Oct 12, 2012 | Oct 11, 2012 |
| Paul Howard Price | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Oct 11, 2012 | Oct 11, 2012 |
| Hratch Krikor Panosian | United Planners' Financial Services Of America A Limited Partner other | Questar Asset Management, Inc. other | Other | Oct 11, 2012 | Oct 26, 2012 |
| Garrick David Gookin | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Oct 11, 2012 | Oct 11, 2012 |
| Todd Wynn Dekellis | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Oct 11, 2012 | Oct 11, 2012 |
| Cesar Hugo Lopez | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Oct 10, 2012 | Sep 17, 2012 |
| Rusti Lynn Keeley Anderson | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Oct 5, 2012 | Oct 5, 2012 |
| Randolph Miles Peters | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Oct 3, 2012 | Oct 9, 2012 |
| Stephen Dwight Hill | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Oct 3, 2012 | Oct 9, 2012 |
| Jeffrey Lloyd Kraft | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Oct 3, 2012 | Oct 9, 2012 |
| Daron Edward Mcmillan | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Sep 27, 2012 | Oct 11, 2012 |
| Francois Sam Marcus | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Sep 27, 2012 | Sep 18, 2012 |
| Kathryn Jill Christensen | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Sep 27, 2012 | Sep 18, 2012 |
| Charles W Cha | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Sep 25, 2012 | Sep 17, 2012 |
| Gary Kaspar Malkasian | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Sep 25, 2012 | Sep 17, 2012 |
| Sean Kristin Mccabe | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Sep 20, 2012 | Sep 12, 2012 |
| Jean Paulette Larsen | Cetera Advisors LLC other | Questar Asset Management, Inc. other | Other | Sep 10, 2012 | Oct 2, 2012 |
| Phillip Max Owens | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Sep 10, 2012 | Sep 12, 2012 |
| Jason Lee Layland | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Aug 28, 2012 | Aug 29, 2012 |
| Richard Aaron Webdell | Equitable Advisors, LLC national BD | Questar Asset Management, Inc. other | Other | Aug 24, 2012 | Aug 15, 2012 |
| Paul Martin Walkington | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Aug 1, 2012 | Aug 22, 2012 |
| Scott Andrew Carlson | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Jul 25, 2012 | Aug 15, 2012 |
| Kevin Craig Corrigan | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Jul 25, 2012 | Aug 3, 2012 |
| Robert William Cairns | Woodbury Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Jul 12, 2012 | Jul 31, 2012 |
| Robert Edward Allison | Invest Financial Corporation other | Questar Asset Management, Inc. other | Other | Jul 11, 2012 | Jul 5, 2012 |
| Michael Scott Allison | Invest Financial Corporation other | Questar Asset Management, Inc. other | Other | Jul 10, 2012 | Jul 3, 2012 |
| Amy Louise Gilbert | Sii Investments, Inc. other | Questar Asset Management, Inc. other | Other | Jun 19, 2012 | Mar 1, 2016 (1351 d) |