DFX Intelligence
Advisor moves
Arrivals at Private Advisor Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Charles Collard | Pratt Collard Buck Advisory Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 23, 2021 | Jun 24, 2021 |
| Winthrop Lawrence Buck | Pratt Collard Buck Advisory Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 23, 2021 | Jun 24, 2021 |
| Colin Desmond Pratt | Pratt Collard Buck Advisory Group independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 23, 2021 | Jun 24, 2021 |
| Eric Oscar Wolf | LPL Financial LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2021 | Dec 22, 2021 |
| Kyle Macrina | Osaic Fa, Inc. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2021 | Mar 6, 2025 (1176 d) |
| Mani Dwight Grant | Campbell Wealth Management, Inc. independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2021 | Feb 24, 2022 (107 d) |
| John R Hack | Hornor, Townsend & Kent, LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2021 | Nov 9, 2021 |
| Jason Szary | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Private Advisor Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 2, 2021 | Oct 26, 2021 |
| William James Luzzo | LPL Financial LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Oct 28, 2021 |
| Richard Lewis Zack | Wainwright Investment Counsel LLC mixed wealth | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 18, 2021 | Nov 16, 2021 |
| Richard Charles Summers | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Private Advisor Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 5, 2021 | Oct 22, 2021 |
| Wayne Scott Segear | Invicta Advisors LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 28, 2021 | Aug 25, 2021 |
| Shelley Anne Reeves | Western Wealth Management LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 21, 2021 | Oct 19, 2021 |
| Joseph Solomon | Level Four Advisory Services BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2021 | Aug 31, 2021 |
| Joseph Wayne Globensky | Level Four Advisory Services BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2021 | Aug 30, 2021 |
| Matthew Sean Sherman | Level Four Advisory Services BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2021 | Aug 30, 2021 |
| Kathryn Bridget Schneider | Level Four Advisory Services BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2021 | Aug 30, 2021 |
| Jan Deane Warzecha | Level Four Advisory Services BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2021 | Aug 30, 2021 |
| Harlin Christopher Noel | Level Four Advisory Services BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2021 | Aug 31, 2021 |
| Trevor S Wallner | Keb Wealth Advisors independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 17, 2021 | Aug 16, 2021 |
| Robert Frank Hopper | Advisor Resource Council BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2021 | Jul 6, 2021 |
| Joseph H Katelman | UBS Financial Services Inc. wirehouse | Private Advisor Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 16, 2021 | Aug 5, 2021 |
| Connor Lewis Carnduff | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 13, 2021 | Aug 6, 2021 |
| Raymond Carl Bolleia | Ameriprise Financial Services, LLC national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2021 | Jul 27, 2021 |
| Steven Maxwell | Edward Jones national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2021 | Jun 7, 2023 (708 d) |
| Louise D'Angelo Monti | Northwestern Mutual Investment Services,LLC no RAUM | Private Advisor Group, LLC BD affiliated | Other | Jun 11, 2021 | Jun 8, 2021 |
| Robert Michael Clinton | Sowell Management independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 21, 2021 | May 21, 2021 |
| Larry Don Gill | Sowell Management independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 21, 2021 | May 24, 2021 |
| Joseph Thomas Antonelli | LPL Financial LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2021 | May 14, 2021 |
| Susan Marie Wilkinson | LPL Financial LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2021 | May 14, 2021 |
| Bryan David Strickland | LPL Financial LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2021 | May 14, 2021 |
| Jacquelyn Nasca | LPL Financial LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2021 | May 14, 2021 |
| Darren Carter Kinsey | LPL Financial LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2021 | May 14, 2021 |
| Kirsten Natalie Ashbaugh | LPL Financial LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2021 | May 14, 2021 |
| Christopher J Dame | Osaic Wealth, Inc. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2021 | May 4, 2021 |
| Bruce Russel Gaynor | Wealthone, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 5, 2021 | May 25, 2021 |
| Sean Thomas Manos | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Private Advisor Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 26, 2021 | Jul 29, 2021 (94 d) |
| Alexander Chosczyk | Equitable Advisors, LLC national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2021 | Jun 7, 2021 (46 d) |
| Richard Matthieu Marciano | Marcum Wealth, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 16, 2021 | Jul 20, 2021 (95 d) |
| Ryan Bartels | Morgan Stanley wirehouse | Private Advisor Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 25, 2021 | Apr 7, 2021 |
| Suzanne Annette Lake | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 11, 2021 | Mar 4, 2021 |
| Jodie Michelle Booth | MML Investors Services, LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2021 | Feb 26, 2021 |
| Christopher Scott Kent | MML Investors Services, LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2021 | Mar 22, 2021 |
| Mark Richard Reimet | MML Investors Services, LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2021 | Feb 22, 2021 |
| Keith Gerard Wetjen | Private Capital Group, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 17, 2021 | Feb 12, 2021 |
| Peter C Pabich | Private Capital Group, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 17, 2021 | Feb 12, 2021 |
| Elizabeth Clare Wolleben Yoder | Bay Point Wealth independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 12, 2021 | Feb 12, 2021 |
| Franklin R Smith | Cuna Brokerage Services, Inc. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2021 | Nov 9, 2022 (646 d) |
| Brandan Chasteen | Edward Jones national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2021 | Jan 20, 2021 |
| Joshua Steven Grogan | Edward Jones national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2021 | Jan 21, 2021 |
| Jacob Levi Fleming | Td Ameritrade, Inc. no RAUM | Private Advisor Group, LLC BD affiliated | Other | Jan 11, 2021 | Oct 27, 2021 (289 d) |
| Joseph Craig Conroy | Sfg Wealth Management independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 4, 2021 | Jan 7, 2021 |
| Janice Nicole Guinn | Oppenheimer & Co. Inc. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2020 | Mar 18, 2022 (455 d) |
| Robert Bubser | MML Investors Services, LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2020 | Dec 21, 2020 |
| Robert Upchurch Kohn | Northwestern Mutual Investment Services,LLC no RAUM | Private Advisor Group, LLC BD affiliated | Other | Dec 16, 2020 | Dec 14, 2020 |
| Joshua Fein | Adviceperiod, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 14, 2020 | Jun 3, 2021 (171 d) |
| Shaymond Alan Janes | Two West Capital Advisors LLC institutional | Private Advisor Group, LLC BD affiliated | Other | Dec 11, 2020 | Dec 11, 2020 |
| Anthony Michael Aulffo | Brookstone Wealth Advisors, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 1, 2020 | Dec 3, 2020 |
| Salvatore Justin Benigno | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 30, 2020 | Jan 4, 2021 (35 d) |
| Jim David Pinkston | Gimbal Financial, LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Nov 24, 2020 | Oct 3, 2019 |
873 moves match.