DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at H. Beck, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Reena Oettinger	Gunnallen Financial, Inc unclassified	H. Beck, Inc. other	Other	Mar 29, 2010	Mar 26, 2010
Kristina Frenier Connell	Gunnallen Financial, Inc unclassified	H. Beck, Inc. other	Other	Mar 29, 2010	Mar 25, 2010
Jerry Allen Carson	LPL Financial LLC other	H. Beck, Inc. other	Other	Mar 22, 2010	Mar 23, 2010
Alan Levine	Morgan Stanley wirehouse	H. Beck, Inc. other	Other	Mar 10, 2010	Feb 17, 2010
Glen Edward Holmes	Fsc Securities Corporation other	H. Beck, Inc. other	Other	Feb 24, 2010	Mar 1, 2010
Richard Horace Hoffman	Securities America Advisors, Inc. other	H. Beck, Inc. other	Other	Feb 24, 2010	Feb 19, 2010
Gregg William Hoffman	Securities America Advisors, Inc. other	H. Beck, Inc. other	Other	Feb 18, 2010	Feb 17, 2010
Anatole Trent Kamentz	LPL Financial LLC other	H. Beck, Inc. other	Other	Feb 16, 2010	Aug 20, 2010 (185 d)
Robert Earl Mabe	Woodbury Financial Services, Inc. other	H. Beck, Inc. other	Other	Feb 2, 2010	Feb 2, 2010
Robert Michael Troyano	Money Concepts Advisory Service other	H. Beck, Inc. other	Other	Jan 29, 2010	Feb 3, 2010
David Joseph Lazzaro	Money Concepts Advisory Service other	H. Beck, Inc. other	Other	Jan 29, 2010	Feb 2, 2010
Michael Levi Calkins	Thrivent Investment Management Inc. other	H. Beck, Inc. other	Other	Jan 28, 2010	Jan 27, 2010
Christopher Ryan Leggett	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	H. Beck, Inc. other	Other	Jan 27, 2010	Feb 2, 2010
Allen Richard Dearing	LPL Financial LLC other	H. Beck, Inc. other	Other	Dec 31, 2009	Jan 4, 2010
Donald Patrick Hayden	LPL Financial LLC other	H. Beck, Inc. other	Other	Dec 31, 2009	Jan 7, 2010
James Franklin Calvert	Fsc Securities Corporation other	H. Beck, Inc. other	Other	Dec 31, 2009	Jan 5, 2010
Hershel Coleman Proffitt	Fsc Securities Corporation other	H. Beck, Inc. other	Other	Dec 31, 2009	Jan 5, 2010
Clifford Raymond Rayburn	Fsc Securities Corporation other	H. Beck, Inc. other	Other	Dec 31, 2009	Jan 8, 2010
Daniel Xavier Namey	Fsc Securities Corporation other	H. Beck, Inc. other	Other	Dec 31, 2009	Jan 22, 2010
Mark Gus Mckimmins	Fsc Securities Corporation other	H. Beck, Inc. other	Other	Dec 31, 2009	Jan 8, 2010
Ruth Anne Sliviak	Medallion Advisory Services, LLC unclassified	H. Beck, Inc. other	Other	Dec 31, 2009	Jan 4, 2010
Lois Ann Bratkovich	Fsc Securities Corporation other	H. Beck, Inc. other	Other	Dec 31, 2009	Jan 12, 2010
Benjamin Christopher Kindred	Fsc Securities Corporation other	H. Beck, Inc. other	Other	Dec 31, 2009	Jan 8, 2010
Debra K. Barton	Fsc Securities Corporation other	H. Beck, Inc. other	Other	Dec 31, 2009	Jan 4, 2010
Long Tan	Fsc Securities Corporation other	H. Beck, Inc. other	Other	Dec 31, 2009	Jan 5, 2010
Allen Barry Myrowitz	Medallion Advisory Services, LLC unclassified	H. Beck, Inc. other	Other	Dec 31, 2009	Jan 4, 2010
Robert Paul Teofilo	LPL Financial LLC other	H. Beck, Inc. other	Other	Dec 31, 2009	Jan 6, 2010
John Gerard Sobiech	LPL Financial LLC other	H. Beck, Inc. other	Other	Dec 22, 2009	Dec 16, 2009
Scott A Dziubek	LPL Financial LLC other	H. Beck, Inc. other	Other	Dec 22, 2009	Dec 16, 2009
Paul Nowak	LPL Financial LLC other	H. Beck, Inc. other	Other	Dec 22, 2009	Dec 16, 2009
Daniel Ralph Krueger	LPL Financial LLC other	H. Beck, Inc. other	Other	Dec 22, 2009	Dec 16, 2009
Dean Arthur Strom	LPL Financial LLC other	H. Beck, Inc. other	Other	Dec 22, 2009	Dec 16, 2009
William R Young	United Brokerage Services Inc other	H. Beck, Inc. other	Other	Dec 14, 2009	Feb 23, 2010 (71 d)
Michael Anthony Calabrese	Medallion Advisory Services, LLC unclassified	H. Beck, Inc. other	Other	Dec 7, 2009	Dec 7, 2009
Aaron Michael Szager	UBS Financial Services Inc. wirehouse	H. Beck, Inc. other	Other	Dec 2, 2009	Jun 24, 2010 (204 d)
Charles Norman Peiffer	Woodbury Financial Services, Inc. other	H. Beck, Inc. other	Other	Nov 16, 2009	Nov 16, 2009
Mark Franklin Graber	Landoak Securities, LLC unclassified	H. Beck, Inc. other	Other	Nov 13, 2009	Sep 11, 2009
Charles Christopher Matthews	Landoak Securities, LLC unclassified	H. Beck, Inc. other	Other	Nov 13, 2009	Apr 29, 2009
Richard Allen Ganim	Cetera Advisors LLC other	H. Beck, Inc. other	Other	Nov 12, 2009	Nov 17, 2009
Scott Hood Geisbert	Osaic Fa, Inc. other	H. Beck, Inc. other	Other	Nov 10, 2009	Nov 6, 2009
Mortimore Francis Kelly	Questar Asset Management, Inc. other	H. Beck, Inc. other	Other	Nov 3, 2009	Nov 9, 2009
Benjamin Mac Burgeson	New England Securities Corporation other	H. Beck, Inc. other	Other	Oct 19, 2009	Nov 3, 2009
Chet Lawrence Saunders	Sagepoint Financial, Inc. other	H. Beck, Inc. other	Other	Sep 28, 2009	Sep 25, 2009
Debra Lou Stein	LPL Financial LLC other	H. Beck, Inc. other	Other	Sep 22, 2009	Sep 23, 2009
Joseph Anthony Nawrocki	Waterstone Financial Group, Inc. unclassified	H. Beck, Inc. other	Other	Sep 1, 2009	Sep 1, 2009
Winter Andrew Troxel	Integrated Financial Strategies, LLC. unclassified	H. Beck, Inc. other	Other	Aug 26, 2009	Apr 14, 2009
John David Orem	Suntrust Investment Services, Inc. other	H. Beck, Inc. other	Other	Aug 13, 2009	May 11, 2010 (271 d)
Joseph Richard Martin	Ameriprise Financial Services, LLC national BD	H. Beck, Inc. other	Other	Jul 28, 2009	Jan 20, 2011 (541 d)
Thomas Christopher Simpson	LPL Financial LLC other	H. Beck, Inc. other	Other	Jul 21, 2009	Jul 22, 2009
Robert Alan Walker	Ssn Advisory, Inc. other	H. Beck, Inc. other	Other	Jul 21, 2009	Dec 4, 2017 (3058 d)
Jennifer Doherty	LPL Financial LLC other	H. Beck, Inc. BD affiliated	Other	Jul 7, 2009	Apr 11, 2018 (3200 d)
Michael Patrick Costelloe	Transamerica Financial Advisors, LLC other	H. Beck, Inc. other	Other	Jun 26, 2009	Jun 15, 2009
Michael Joseph Lucia	Morgan Stanley wirehouse	H. Beck, Inc. other	Other	Jun 23, 2009	Jul 9, 2009
Soonhee Kim Cho	First Allied Advisory Services, Inc. other	H. Beck, Inc. other	Other	Jun 18, 2009	Feb 13, 2009
Rebecca May Hood	Td Ameritrade Investment Management, LLC other	H. Beck, Inc. BD affiliated	Other	Jun 17, 2009	Sep 4, 2020 (4097 d)
Michael Jozef Opalski	Td Ameritrade, Inc. no RAUM	H. Beck, Inc. other	Other	May 28, 2009	Oct 8, 2009 (133 d)
Robert William Stankowski	Msi Financial Services, Inc. other	H. Beck, Inc. other	Other	May 1, 2009	May 6, 2009
Barry David Barton Silver	Wells Fargo Advisors wirehouse	H. Beck, Inc. other	Other	Apr 16, 2009	May 22, 2009 (36 d)
Kelly F Sullivan	Hornor, Townsend & Kent, LLC other	H. Beck, Inc. other	Other	Apr 8, 2009	Jul 7, 2009 (90 d)
Eric Scott Felsenfeld	Td Ameritrade Investment Management, LLC other	H. Beck, Inc. other	Other	Apr 8, 2009	Sep 4, 2009 (149 d)

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363 moves match.