DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Integrated Wealth Concepts LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Anthony MarottiCorrado Advisors, LLC independent RIAIntegrated Wealth Concepts LLC independent RIARIA to RIAMay 21, 2020Apr 20, 2020
Alex Bedo ChalekianLake Avenue Financial, LLC unclassifiedIntegrated Wealth Concepts LLC independent RIAOtherMay 13, 2020Nov 5, 2019
Kent Katsuo TanakaLake Avenue Financial, LLC unclassifiedIntegrated Wealth Concepts LLC independent RIAOtherMay 13, 2020Oct 31, 2019
Christopher CarreonLake Avenue Financial, LLC unclassifiedIntegrated Wealth Concepts LLC independent RIAOtherMay 13, 2020Apr 2, 2020
Thomas Amedio GonnellaTag Capital Investments, LLC no RAUMIntegrated Wealth Concepts LLC independent RIAOtherApr 27, 2020May 10, 2023 (1108 d)
Matthew StackModera Wealth Management, LLC independent RIAIntegrated Wealth Concepts LLC independent RIARIA to RIAJan 27, 2020Jan 21, 2022 (725 d)
Harrison TillMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIntegrated Wealth Concepts LLC independent RIAWirehouse to independent RIADec 9, 2019Dec 10, 2019
Colby DobrusinAmeriprise Financial Services, LLC national BDIntegrated Wealth Concepts LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 5, 2019Dec 7, 2021 (733 d)
Kathleen Marie BaezOnedigital institutionalIntegrated Wealth Concepts LLC independent RIAOtherNov 30, 2019Jan 22, 2020 (53 d)
David John StuehlingAmeriprise Financial Services, LLC national BDIntegrated Wealth Concepts LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 12, 2019Nov 8, 2019
Homer Scoville SmithAmeriprise Financial Services, LLC national BDIntegrated Wealth Concepts LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 12, 2019Nov 13, 2019
Frank StuartOsaic Fa, Inc. BD affiliatedIntegrated Wealth Concepts LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 19, 2019Sep 20, 2019
William Edward SpinnerOsaic Fa, Inc. BD affiliatedIntegrated Wealth Concepts LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 18, 2019Sep 20, 2019
Jacob Bradley TelleriaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIntegrated Wealth Concepts LLC independent RIAWirehouse to independent RIAJul 19, 2019Aug 27, 2019 (39 d)
John. W ExnerDavinci Financial Designs independent RIAIntegrated Wealth Concepts LLC independent RIARIA to RIAMay 28, 2019May 3, 2019
Timothy Harry RiisOsaic Fa, Inc. BD affiliatedIntegrated Wealth Concepts LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 16, 2019May 10, 2019
Michael MunizOsaic Fa, Inc. BD affiliatedIntegrated Wealth Concepts LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 13, 2019May 10, 2019
Michael James MohrOsaic Fa, Inc. BD affiliatedIntegrated Wealth Concepts LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 13, 2019May 10, 2019
Kirk Hogan BaurDavinci Financial Designs independent RIAIntegrated Wealth Concepts LLC independent RIARIA to RIAMay 3, 2019May 1, 2019
Ramona Maria SantosDavinci Financial Designs independent RIAIntegrated Wealth Concepts LLC independent RIARIA to RIAMay 3, 2019May 1, 2019
Eric Karl BressmanDavinci Financial Designs independent RIAIntegrated Wealth Concepts LLC independent RIARIA to RIAApr 26, 2019Apr 26, 2019
Peter VangIndependent Financial Partners BD affiliatedIntegrated Wealth Concepts LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2019Apr 26, 2019
Jeremy CommeretIndependent Financial Partners BD affiliatedIntegrated Wealth Concepts LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 16, 2019Apr 10, 2019
Patrick Ronald DavisM3 Advisory Group, LLC otherIntegrated Wealth Concepts LLC independent RIAOtherApr 1, 2019Apr 1, 2019
Rickie Wayne WilliamsIndependent Financial Partners BD affiliatedIntegrated Wealth Concepts LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 29, 2019Jan 29, 2019
James Edmond DortchIndependent Financial Partners BD affiliatedIntegrated Wealth Concepts LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 22, 2019Jan 22, 2019
Brian Harding DawahareIndependent Financial Partners BD affiliatedIntegrated Wealth Concepts LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 22, 2019Jan 22, 2019
Jeremy David GottliebIndependent Financial Partners BD affiliatedIntegrated Wealth Concepts LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 17, 2019Jan 17, 2019
Kent Bradston TedrickIndependent Financial Partners BD affiliatedIntegrated Wealth Concepts LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 17, 2019Jan 17, 2019
Luke James SchorkIndependent Financial Partners BD affiliatedIntegrated Wealth Concepts LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 17, 2019Jan 30, 2019
Jeffrey TaraboulosBlueprint Wealth Alliance, LLC independent RIAIntegrated Wealth Concepts LLC independent RIARIA to RIAJan 7, 2019Feb 14, 2019 (38 d)
Saleah Terese HewittIndependent Financial Partners BD affiliatedIntegrated Wealth Concepts LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 27, 2018Dec 11, 2018
Mark William SciontiM3 Advisory Group, LLC otherIntegrated Wealth Concepts LLC independent RIAOtherNov 12, 2018Sep 12, 2018
Mark P PaquinRiverside Advisors, Inc state registeredIntegrated Wealth Concepts LLC independent RIAOtherNov 7, 2018Oct 31, 2018
Sean Leighton BurkeE*Trade Capital Management, LLC independent RIAIntegrated Wealth Concepts LLC independent RIARIA to RIAJul 12, 2018Jul 17, 2018
Mahes William PrasadWells Fargo Advisors wirehouseIntegrated Wealth Concepts LLC independent RIAWirehouse to independent RIAMay 10, 2018Nov 26, 2019 (565 d)
John Thomas LianMML Investors Services, LLC otherIntegrated Wealth Concepts LLC otherOtherFeb 5, 2018Feb 2, 2018
Michael Elias HoussanMML Investors Services, LLC otherIntegrated Wealth Concepts LLC otherOtherFeb 5, 2018Feb 15, 2018
David Richard OjerholmMML Investors Services, LLC otherIntegrated Wealth Concepts LLC otherOtherFeb 5, 2018Feb 13, 2018
Guido Mogatti SarcioneMML Investors Services, LLC otherIntegrated Wealth Concepts LLC otherOtherDec 22, 2017Dec 19, 2017
Joseph Francis O'LoughlinWells Fargo Advisors wirehouseIntegrated Wealth Concepts LLC otherOtherDec 19, 2017Dec 15, 2017
Andrew R SimpterCetera Advisors LLC otherIntegrated Wealth Concepts LLC independent RIAOtherDec 19, 2017Jun 29, 2018 (192 d)
John Joseph VerrengiaHeritage Wealth Management independent RIAIntegrated Wealth Concepts LLC otherOtherSep 28, 2017Nov 3, 2017 (36 d)
Timothy Adam ThielenOsaic Fa, Inc. otherIntegrated Wealth Concepts LLC independent RIAOtherAug 7, 2017Jan 29, 2019 (540 d)
Anthony James DesignorMorgan Stanley wirehouseIntegrated Wealth Concepts LLC independent RIAWirehouse to independent RIAJun 19, 2017May 13, 2019 (693 d)
Gina Potter WilsonWells Fargo Advisors wirehouseIntegrated Wealth Concepts LLC otherOtherJun 8, 2017Jun 8, 2017
Frederick William JacksonOsaic Institutions, Inc. otherIntegrated Wealth Concepts LLC otherOtherMay 16, 2017Jun 6, 2017
Thomas Richard SawyerOsaic Fa, Inc. otherIntegrated Wealth Concepts LLC otherOtherMay 15, 2017Jul 10, 2017 (56 d)
Robert Alan BrownUnited Capital Financial Advisors otherIntegrated Wealth Concepts LLC otherOtherMay 12, 2017Jul 18, 2017 (67 d)
Richard Edward LacrossLPL Financial LLC otherIntegrated Wealth Concepts LLC otherOtherMay 8, 2017Oct 10, 2017 (155 d)
Adam I RothbartAllstate Financial Advisors, LLC no RAUMIntegrated Wealth Concepts LLC independent RIAOtherMar 28, 2017May 2, 2018 (400 d)
Bruno C PassacantandoOsaic Fa, Inc. otherIntegrated Wealth Concepts LLC otherOtherMar 15, 2017Mar 9, 2018 (359 d)
Michael Shawn RankinOsaic Fa, Inc. otherIntegrated Wealth Concepts LLC otherOtherMar 2, 2017Mar 1, 2017
Maria CoclinOsaic Fa, Inc. otherIntegrated Wealth Concepts LLC otherOtherFeb 17, 2017Jul 25, 2017 (158 d)
Timothy Joseph HaasNational Planning Corporation ("Npc Of America" In Fl & Ny) otherIntegrated Wealth Concepts LLC independent RIAOtherFeb 15, 2017Apr 9, 2018 (418 d)
Wendy KarkoskaOsaic Fa, Inc. otherIntegrated Wealth Concepts LLC otherOtherFeb 9, 2017Jan 23, 2017
Michael M. TikoianOsaic Fa, Inc. otherIntegrated Wealth Concepts LLC otherOtherFeb 8, 2017Feb 20, 2017
Ronald James GoodmanOsaic Fa, Inc. otherIntegrated Wealth Concepts LLC otherOtherFeb 7, 2017Jan 24, 2017
Stephen Howard FabermanOsaic Fa, Inc. otherIntegrated Wealth Concepts LLC otherOtherJan 31, 2017Jan 20, 2017
Albert Gerald FilosaOsaic Fa, Inc. otherIntegrated Wealth Concepts LLC otherOtherJan 30, 2017Jan 20, 2017
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274 moves match.