DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Facet

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tarif Jamal CarsonVanguard Advisers, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAOct 31, 2019Oct 28, 2019
Todd Lee LatochaHuntington Financial Advisors BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAOct 30, 2019Nov 12, 2019
James Tyler HornMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFacet independent RIAWirehouse to independent RIAOct 15, 2019Oct 25, 2019
Christopher M MillerSchwab Wealth Advisory, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAOct 11, 2019Oct 9, 2019
Justin RiveraVanguard Advisers, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIASep 20, 2019Jan 13, 2020 (115 d)
Thomas Francis GintyTd Ameritrade Investment Management, LLC independent RIAFacet independent RIARIA to RIASep 11, 2019Sep 17, 2019
Sabrina LeeGrove independent RIAFacet independent RIARIA to RIASep 6, 2019Mar 4, 2021 (545 d)
Roger George TranGrove independent RIAFacet independent RIARIA to RIASep 6, 2019Sep 11, 2019
Kimberly Ann FlynnKlarity Financial LLC unclassifiedFacet independent RIAOtherAug 16, 2019Aug 15, 2019
Patrick Neil ElliottCreative Planning independent RIAFacet independent RIARIA to RIAAug 2, 2019Jul 21, 2020 (354 d)
Ellery SegebartVanguard Advisers, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAJul 25, 2019Jul 31, 2019
Matthew Dowd HaleVanguard Advisers, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAJul 23, 2019Sep 12, 2019 (51 d)
Jessica AbramsAmeriprise Financial Services, LLC national BDFacet independent RIAAffiliated broker-dealer or bank to independent RIAMay 10, 2019Feb 12, 2020 (278 d)
Lucy Goins BloughModera Wealth Management, LLC independent RIAFacet independent RIARIA to RIAMay 7, 2019Jul 1, 2021 (786 d)
Gary D JohnstonSei Investments Management Corp asset managerFacet independent RIAOtherApr 22, 2019Mar 30, 2022 (1073 d)
Tyler Hayden CraigVanguard Advisers, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAMar 18, 2019Apr 10, 2019
Jennifer Chengwen TangNoesis Capital Management Corp independent RIAFacet independent RIARIA to RIAMar 5, 2019Oct 6, 2022 (1311 d)
Gianna Marie VieleSouthstate Private Capital Management LLC independent RIAFacet independent RIARIA to RIAJan 14, 2019Feb 10, 2020 (392 d)
Chelsea BarrowsCuna Brokerage Services, Inc. mixed wealthFacet independent RIARIA to RIANov 27, 2018Dec 7, 2018
Alexandria E DavisAmeriprise Financial Services, LLC national BDFacet independent RIAAffiliated broker-dealer or bank to independent RIAOct 31, 2018Jan 19, 2023 (1541 d)
Earle William JardenCharles Schwab & Co., Inc. national BDFacet independent RIAAffiliated broker-dealer or bank to independent RIAOct 30, 2018Mar 25, 2020 (512 d)
Danielle Marie ReitzMissionsquare Retirement asset managerFacet independent RIAOtherOct 22, 2018Oct 31, 2018
Dianna Lynn GalloT. Rowe Price Advisory Services, Inc. independent RIAFacet independent RIARIA to RIAOct 15, 2018Dec 13, 2018 (59 d)
Todd NorrisCommonwealth Financial Network national BDFacet independent RIAAffiliated broker-dealer or bank to independent RIAAug 20, 2018Nov 5, 2018 (77 d)
Mark A CecchiniSbsb Financial Advisors otherFacet independent RIAOtherMar 8, 2018Sep 11, 2019 (552 d)
Michelle Rae WagnerCassaday & Co Inc otherFacet independent RIAOtherSep 12, 2017May 15, 2019 (610 d)
David Fritz WirthSavant Wealth Management otherFacet no RAUMOtherAug 16, 2017Nov 7, 2017 (83 d)
Jordan Alan VlastuinBoyum Wealth Architects LLC independent RIAFacet independent RIARIA to RIAApr 26, 2017Nov 6, 2020 (1290 d)
Andrew Houston BartonLibertas Wealth Management Group, Inc. independent RIAFacet independent RIARIA to RIAMar 14, 2017Sep 23, 2018 (558 d)
Brent Mitchell WeissKestra Advisory Services, LLC otherFacet independent RIAOtherDec 6, 2016Mar 1, 2021 (1546 d)
Jacob John StormsNorthwestern Mutual Investment Services,LLC no RAUMFacet independent RIAOtherSep 14, 2016Jan 20, 2022 (1954 d)
Vekevia Eltavice Tillman-JonesSchwab Wealth Advisory, Inc. otherFacet independent RIAOtherAug 25, 2016Sep 20, 2019 (1121 d)
Robinson MertilusEdward Jones national BDFacet independent RIAAffiliated broker-dealer or bank to independent RIAJan 21, 2016Sep 24, 2020 (1708 d)
Sarah E GallagherUBS Financial Services Inc. wirehouseFacet independent RIAWirehouse to independent RIAJul 8, 2015Jun 22, 2022 (2541 d)
Todd Matthew MacaulayCommonwealth Financial Network national BDFacet independent RIAAffiliated broker-dealer or bank to independent RIAMay 22, 2015Oct 6, 2020 (1964 d)
Portia R JacksonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFacet independent RIAWirehouse to independent RIAApr 6, 2015Nov 13, 2023 (3143 d)
Heath Edward HamptonWells Fargo Advisors wirehouseFacet independent RIAWirehouse to independent RIANov 12, 2010Sep 6, 2019 (3220 d)
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217 moves match.