DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Cetera Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey Carlisle JohnsonLPL Financial LLC otherCetera Advisors LLC otherOtherNov 25, 2013Feb 18, 2014 (85 d)
Jeneen Sarah SlackFoothill Securities, Inc. otherCetera Advisors LLC otherOtherNov 1, 2013Nov 5, 2013
Scott Daniel SchloegelSecurian Financial Services, Inc. otherCetera Advisors LLC otherOtherNov 1, 2013Nov 25, 2013
Marc BartonInvestors Capital Advisory otherCetera Advisors LLC otherOtherOct 28, 2013Oct 24, 2013
Patrick John BrannanNew England Securities Corporation otherCetera Advisors LLC otherOtherOct 24, 2013Oct 21, 2013
Glenn Scott SearlesFirst Allied Advisory Services, Inc. otherCetera Advisors LLC otherOtherOct 18, 2013Oct 2, 2013
Juling YangNestwise LLC otherCetera Advisors LLC otherOtherSep 27, 2013Apr 1, 2015 (551 d)
Toby Marshall JohnstonCommerce Brokerage Services, Inc otherCetera Advisors LLC otherOtherAug 12, 2013Aug 9, 2013
Travis Ed MausEquitable Advisors, LLC national BDCetera Advisors LLC otherOtherJul 22, 2013Jun 25, 2013
Alan BraticLPL Financial LLC otherCetera Advisors LLC otherOtherJun 26, 2013Jun 14, 2013
Brian William NeustromMML Investors Services, LLC otherCetera Advisors LLC otherOtherJun 19, 2013Jun 19, 2013
John Frank DonosoGilford Financial Corp. otherCetera Advisors LLC otherOtherApr 18, 2013Apr 15, 2013
Paul Stephan BurmeisterFirst Allied Advisory Services, Inc. otherCetera Advisors LLC otherOtherApr 11, 2013Apr 8, 2013
Andrew Ross WarnerWaddell & Reed otherCetera Advisors LLC BD affiliatedOtherApr 11, 2013Jan 17, 2023 (3568 d)
Scott Steven FeherAmeriprise Financial Services, LLC national BDCetera Advisors LLC otherOtherMar 22, 2013Mar 22, 2013
Thomas James CarlsonAmeriprise Financial Services, LLC national BDCetera Advisors LLC otherOtherMar 21, 2013Mar 22, 2013
George KastanisInvest Financial Corporation otherCetera Advisors LLC otherOtherMar 20, 2013Mar 19, 2013
James Bryan StarkEdward Jones national BDCetera Advisors LLC otherOtherFeb 8, 2013Feb 8, 2013
Louis Melvin BellUBS Financial Services Inc. wirehouseCetera Advisors LLC otherOtherJan 28, 2013Mar 11, 2013 (42 d)
Laura Beth KiickMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCetera Advisors LLC otherOtherJan 22, 2013Feb 1, 2013
Robert Patrick BiancardiTransamerica Financial Advisors, LLC otherCetera Advisors LLC otherOtherJan 4, 2013Jan 3, 2013
Patrick Alan BrownCoordinated Capital Securities, Inc. otherCetera Advisors LLC otherOtherDec 31, 2012Jan 3, 2013
Laura Elizabeth JohnsonLPL Financial LLC otherCetera Advisors LLC otherOtherDec 14, 2012Jan 11, 2013
Dinah Frances Bird-WesterfieldSignator Financial Services, Inc. otherCetera Advisors LLC otherOtherDec 3, 2012Jun 19, 2013 (198 d)
Dustin Andrew JohnsonWaddell & Reed otherCetera Advisors LLC otherOtherNov 8, 2012Nov 1, 2012
Rachael Corinne KellyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCetera Advisors LLC otherOtherNov 1, 2012Sep 18, 2014 (686 d)
Kathryn Ann AllenThrivent Investment Management Inc. otherCetera Advisors LLC otherOtherOct 25, 2012Jan 30, 2013 (97 d)
Shoug MaysonCl Wealth Management LLC otherCetera Advisors LLC otherOtherOct 17, 2012Jan 16, 2013 (91 d)
Bradley J GeltzerBb&T Investment Services, Inc. no RAUMCetera Advisors LLC otherOtherOct 12, 2012Nov 20, 2012 (39 d)
Joseph H YangCitigroup Global Markets Inc. otherCetera Advisors LLC otherOtherOct 10, 2012Sep 16, 2014 (706 d)
Aaron Scott MckinneySecurian Financial Services, Inc. otherCetera Advisors LLC otherOtherOct 1, 2012Sep 28, 2012
James E RobertsPruco Securities, LLC otherCetera Advisors LLC otherOtherSep 24, 2012Sep 25, 2012
Ryan M VollweilerEquitable Advisors, LLC national BDCetera Advisors LLC otherOtherSep 20, 2012Sep 17, 2012
Michael David KolaczNext Financial Group, Inc. otherCetera Advisors LLC otherOtherSep 18, 2012Nov 18, 2013 (426 d)
Bradley Merritt EpsteinNext Financial Group, Inc. otherCetera Advisors LLC otherOtherSep 18, 2012Nov 7, 2013 (415 d)
Nathaniel Hvid RunningLPL Financial LLC otherCetera Advisors LLC otherOtherSep 12, 2012Aug 10, 2012
Jonathan David RienstraLPL Financial LLC otherCetera Advisors LLC otherOtherSep 11, 2012Aug 13, 2012
Michael Glen NielsonLPL Financial LLC otherCetera Advisors LLC otherOtherSep 7, 2012Aug 22, 2012
James Francis MancusoAmeriprise Financial Services, LLC national BDCetera Advisors LLC otherOtherSep 6, 2012Aug 27, 2012
Gary Scott DemeraSloan Investment Advisors LLC unclassifiedCetera Advisors LLC otherOtherAug 24, 2012May 9, 2012
Daniel Guy CoteUBS Financial Services Inc. wirehouseCetera Advisors LLC otherOtherAug 17, 2012Aug 10, 2012
Paul C JohnsEdward Jones national BDCetera Advisors LLC otherOtherAug 2, 2012Aug 1, 2012
Paula Renae JohnstonWaddell & Reed otherCetera Advisors LLC otherOtherJul 18, 2012Jul 25, 2012
Catherine Anne LopezEquitable Advisors, LLC national BDCetera Advisors LLC otherOtherJul 13, 2012Aug 2, 2012
Tiffany Frances KingWoodbury Financial Services, Inc. otherCetera Advisors LLC otherOtherJul 5, 2012Jul 25, 2012
Mark MalnarGwn Securities Inc. otherCetera Advisors LLC otherOtherJun 27, 2012Jun 26, 2012
James F BoyleMorgan Stanley wirehouseCetera Advisors LLC otherOtherJun 14, 2012Jun 8, 2012
Reno J. ReserSecurian Financial Services, Inc. otherCetera Advisors LLC otherOtherJun 4, 2012Jun 1, 2012
Michael Kent ThompsonU.S. Bancorp Investments, Inc. otherCetera Advisors LLC otherOtherJun 1, 2012May 29, 2012
Joseph John KovachNew England Securities Corporation otherCetera Advisors LLC otherOtherMay 18, 2012May 21, 2012
Michael Jon GheenRaymond James Financial Services Advisors, Inc otherCetera Advisors LLC otherOtherMay 11, 2012May 15, 2012
James Laverne StoneWoodbury Financial Services, Inc. otherCetera Advisors LLC otherOtherMay 4, 2012May 2, 2012
Matthew Brent LonglandMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCetera Advisors LLC otherOtherApr 30, 2012Apr 27, 2012
Robert C HayesEdward Jones national BDCetera Advisors LLC otherOtherApr 24, 2012Jun 25, 2012 (62 d)
Joseph A MedinaGilford Financial Corp. otherCetera Advisors LLC otherOtherApr 20, 2012Apr 16, 2012
Roger Alan NichollsCharles Schwab & Co., Inc. national BDCetera Advisors LLC otherOtherApr 4, 2012Jun 24, 2015 (1176 d)
Kenneth Wayne JonesNew England Securities Corporation otherCetera Advisors LLC otherOtherApr 2, 2012Apr 25, 2012
Patrick Gavin HahnUBS Financial Services Inc. wirehouseCetera Advisors LLC otherOtherMar 22, 2012Apr 26, 2012 (35 d)
Mitchell NelsonSterne Agee Investment Advisor Services, Inc. otherCetera Advisors LLC otherOtherMar 21, 2012Mar 15, 2012
James Edward BellPacific West Financial Consultants Inc otherCetera Advisors LLC otherOtherMar 16, 2012Apr 24, 2012 (39 d)
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513 moves match.